欧洲公司法最新改革与发展

安然公司事件及之后的一系列事件 ,对欧美的公司立法者和学界乃至社会各界 ,都产生了重大影响。美国随后制定了 Sarbanes-Oxley法案。美国的这一法案 ,对欧洲各国均有影响。虽然欧洲各国均根据本国的公司治理特点和具体情况 ,制定了各自的改革方案 ,但其很多内容还是大同小异的 ,其主要内容包括 ,要求加强独立董事的作用和规范外部董事的独立性 ,强调年度报告和其他报告对公司治理等重大内容作出披露 ,严格公司的会计和审计制度 ,强化对小股东和相关人的保护等     

Public opinion, party messages, and responsibility for the financial crisis in Britain

The political consequences of the crisis in world financial markets are only beginning to be understood. In this article, we take up one of these many repercussions by examining public beliefs of who’s to blame for a complex and unparalleled set of events. Analyses of survey data from Britain find that while most assign responsibility for the crisis to market actors, the likelihood of blaming governments, as opposed to blaming banks and investors, is greater among low sophisticates and Conservative Party identifiers. We further show how elite messages from competing political elites evolved over-time and were reflected in mass beliefs about the crisis. Results highlight the centrality of partisan cues and, in particular, of political sophistication in understanding the dynamics of responsibility attributions. Lastly, we estimate the consequences of blaming the government for the crisis for voter choice.     

论后金融危机时代金融监管国际合作的组织机制——全球金融集体安全机制构建思考之一

金融全球化呼唤金融监管国际合作,而金融监管国际合作需要国际金融监管组织。鉴于目前的国际社会结构,国际金融监管组织只能是国家间组织,而非超国家组织。由于现有的国际金融组织都不足以担当金融监管国际合作的历史使命,国际社会需要创建一个全新的国际金融监管组织。这一全新的国际金融监管组织应该具有以下组织形态特征:第一,它应该是一个全球性的、开放性的、专门性的、政府间的金融监管组织;第二,它应该是一个能够凸显国际关系民主化的金融监管组织;第三,它应该是一个具有横向综合监管职能的金融监管组织。     

现代法治与民主宪政的金融解释

金融发展对一国的现代法治与民主宪政有着深远的促进作用。金融格局与工商文明构建了现代民主、法治的基石,内生化了市场对法律制度、民主宪政制度供给的需求。欧洲式的现代民主法治的建构与金融市场的发展有着极为密切的联系。正是由于有着与金融财富增长相匹配的金融民主模式,欧美国家的民主宪政得以确立。文章以金融秩序与工商文明的发展为主线,从金融视角,解读中国社会工商文明的系统累积与法律制度供给,金融工商文明的话语体系与思维方式,政府公权力与民间私权利的互动,对深刻理解与构建中国社会的现代法治与民主宪政,具有重要意义。     

Banking in the cloud: Part 2 – regulation of cloud as ‘outsourcing’

This paper looks at EU banks' use of public cloud computing services. It is based primarily on anonymised interviews with banks, cloud providers, advisers, and financial services regulators. The findings are presented in three parts. Part 1 explored the extent to which banks operating in the EU, including global banks, use public cloud computing services.Part 2 of this paper covers the main legal and regulatory issues that may affect banks' use of cloud services. It sets out how EU banking regulators have approached banks' use of cloud services and considers regulators' lack of cloud computing knowledge. The paper further considers how the regulation of outsourcing applies to banks' use of cloud services, including whether cloud computing constitutes “outsourcing”. It analyses the contentious issue of contractual audit rights for regulators as well as legal and practical issues around risk assessments, security, business continuity, concentration risk, bank resolution, and banking secrecy laws.Part 3 looks at the key contractual issues that arise between banks and cloud service providers, including data protection requirements, termination, service changes, and liability.All three parts of the paper can be accessed via Computer Law and Security Review's page on ScienceDirect at: http://www.sciencedirect.com/science/journal/02673649?sdc=2. The full list of sources is available via the same link and will be printed alongside the third part of the article.     

公司瑕疵设立与公司法人格否认法理

自从公司法人制度建立以来,虚假出资、虚设股东等公司瑕疵设立行为就层出不穷,这些行为严重侵害债权人利益,损害社会信用制度,成为困扰我国公司法人人格制度的一大问题。应当引入公司法人格否认法理来规制公司瑕疵设立行为。     

Sailors' families and the urban institutional framework in early modern Holland

This article points to a largely neglected theme in the maritime history: the important role of sailors' families in urban seafaring communities during the Early Modern Period. At the end of the seventeenth century and during the first decades of the eighteenth century, about 20% of the crewmembers of the Dutch East India Company (VOC) were married. Accordingly, in the towns in Holland where the VOC was present, many women had to run a household by themselves for a long period of time. The sailors' families were often confronted by emotional and financial distress, which to some extent affected the financial expenses of VOC towns as well. Many of these families were however able to cope because they received material support from various urban institutions. The Company created a system that encouraged sailors to send their money home during voyages, while urban poor relief often temporarily complemented the family's budget. Contrary to other married women, wives of sailors could obtain the legal power to engage in financial transactions, or to have access to inheritances. Town councils, civil courts, church councils, charity institutions and the East India Company were all willing to help the seamen's families. Their motives were twofold: while urban communities benefited from financially stable families, and the VOC compensated for their low pay by offering their employees fringe benefits, the attitudes towards seamen's wives also indicate that the urban elites genuinely wanted to provide some assistance to these needy families.     

Domestic institutions,liberalization patterns,and uneven crises in Korea and Taiwan

pragmatic and long-term approach to financial market reform, with greater sensitivity to political risks and constraints.     

The UN system's contribution to Asia-Pacific security architecture

Although it has been the major states of China, the former Soviet Union and especially the United States that have made the major contributions to shaping the security architecture of the Asia-Pacific region since 1945, the UN system has played a useful, adjunct role. This is especially the case in the post-Cold War era when its principal bodies, together with its various specialized agencies, have provided vital support in moving warring societies into a period of relative peace and stability. The UN peace-building operations in Cambodia and East Timor were some of the most demanding ever undertaken by this universal institution. But beyond these particular examples, the United Nations has been influential in the region in other, more indirect, ways. It has set standards, its charter has been a powerful source of ideas when it comes to composing parallel documents at the state or regional levels, and it has helped with the negotiation of global arms control treaties, making up to some degree for the absence of such arrangements at the regional level. The UN has also had a legitimating function, providing an arena where Asia-Pacific states can publicize their grievances, and receive approval or reprimand for their behaviour. It has played a valuable role, too, as third-party mediator. However, the UN's political structure constrains the contribution it can make to the security order since it is reliant on major state agreement before it can act. Veto power - not its actual use but simply its anticipated use - gives China, Russia and the United States a controlling function with respect to a potential UN role in the management of conflict. Beijing and Washington would work, and have worked, to exclude the United Nations from major involvement in conflicts in which they have direct security interests: the Taiwan and Korean issues being the two most obvious in this regard. Thus, the United Nations is a useful buttress but not a central pillar of the region's security architecture.