法律的“人本精神”与依法治理

无论是从马克思恩格斯的法律观中 ,还是从西方法治的发展变革中 ,都会看到浓重的法律“人本精神”。然而 ,由于多种因素的影响 ,我们的依法治理进程中却出现了法律工具理性的扩张 ,从而迷失了“人本精神” ,因此 ,摒弃法律工具主义和实用主义 ,弘扬法律的“人本精神” ,就成为当务之急     

公司内部制衡机制的立法原则

一个良好的公司治理结构必须建立起公司内部权力制衡机制。其前提和基础是权责明确。本文通过法学和经济学的交叉分析 ,对公司治理结构中权力制衡机制的立法原则进行了讨论 ,提出了四个制衡的原则 :有效性、合理性、适度性和协调统一性。     

欧共体法中的相称性原则

相称性原则是欧共体法中的一项一般法律原则。其适用范围不仅包括共同体措施 ,而且包括成员国国内措施 ;不仅适用于行政行为 ,也适用于立法行为。适当性、必需性和最小限制性是相称性原则的三个构成要素。相称性原则与从属原则既有密切联系 ,也有本质区别。就其功能而言 ,相称性原则是欧共体法院司法审查的基础 ,是支配共同体行使权能的原则 ,是建立内部市场的指导原则     

Digital Realism and the Governance of Spam as Cybercrime

Spamming is a major threat to the formation of public trust in the Internet and discourages broader civil participation in the emerging information society. To the individual, spams are usually little more than a nuisance, but collectively they expose Internet users to a panoply of new risks while threatening the communications and commercial infrastructure. Spamming also raises important questions of criminological interest. On the one hand it is an example of a pure cybercrime – a harmful behaviour mediated by the Internet that is the subject of criminal law, while on the other hand, it is a behaviour that has in practice been most effectively contained technologically by the manipulation of ‘code’ – but at what cost? Because there is not an agreed meaning as to what constitutes ‘online order’ that renders it simply and uncritically reducible to a set of formulae and algorithms that can be subsequently imposed (surreptitiously) by technological processes. The imposition of order online, as it is offline, needs to be subject to critical discussion and also checks and balances that have their origins in the authority of law. This article deconstructs and analyses spamming behaviour, before exploring the boundaries between law and code (technology) as governance in order to inform and stimulate the debate over the embedding of cybercrime prevention policy within the code itself.     

Internet of things – Need for a new legal environment?

The Internet of Things as an emerging global, Internet-based information service architecture facilitating the exchange of goods in global supply chain networks is developing on the technical basis of the present Domain Name System; drivers are private actors. Learning from the experiences with the “traditional” Internet governance it is important to tackle the relevant issues of a regulatory framework from the beginning; in particular, the implementation of an independently managed decentralized multiple-root system and the establishment of basic governance principles (such as transparency and accountability, legitimacy of institutional bodies, inclusion of civil society) are to be envisaged.     

Business to the rescue: private sector actors and global environmental regimes’ legitimacy

In 2006, Parties to the Convention on Biological Diversity (CBD) adopted decision VIII/17 to further involve the private sector in the activities of the Convention. This initiative mainly aims at improving the current regime’s legitimacy. By increasing business involvement, decision VIII/17 can be viewed within the context of the current academic debate on the ‘privatisation’ of environmental governance, which refers to the growing importance of private actors in the formulation of environmental policies. Against this background, this article aims at: (1) assessing the extent to which decision VIII/17 might reverse the CBD’s legitimacy crisis and (2) analysing the issues at stake when private sector actors are involved in environmental regimes. In order to do so, the article analyses the consequences of decision VIII/17 in terms of internal—representation and transparency—and external—institutional efficiency and implementation—legitimacy. The study is based on an extended empirical scrutiny of the negotiations linked to decision VIII/17. While adopting a general conceptualisation of legitimacy, the value added by the study is to broaden the usual understanding of business strategies towards environmental issues. In particular, this article shows how decision VIII/17 has generated several reactions—defensive as well as proactive—among the business community. At the practical level, the article proposes several recommendations to secure a constructive participation of all categories of business actors in biodiversity governance. At the theoretical level, it calls for a change in deterministic visions of economic actors’ interests.

论欧盟法对欧盟成员国的效力

作为目前世界上最成熟和最发达的区域性国际组织,欧盟在很多方面有值得其他国际组织借鉴的地方。本文主要探讨了欧盟法对欧盟成员国的效力的问题。其中包括了欧盟法对欧盟成员国的时间效力范围和空间效力范围、欧盟法的效力优于欧盟成员国国内法、欧盟法在欧盟成员国的直接效力和间接效力以及欧盟法律与欧盟成员国法律之间的配合关系效力,以希望从中可以引出一些有益的启示。     

改善家族企业内部控制和内部管理的措施

本文通过对家族企业内部控制与公司治理弱化,经营控制权过于集中所导致问题的剖析,阐述了如何完善我国民营企业公司治理结构和内部控制制度、提高企业运作效率和会计信息质量等措施。     

Corporate Governance: Towards a Theory of Regulatory Shift

Providing effective corporate governance regulation and controls is a contemporary challenge to all law makers. There exists a need to restore investor confidence while seeking to facilitate and encourage enterprise. This paper reflects on the traditional choice between shareholder versus stakeholder models of corporate governance and suggests that these are inappropriate in the light of emerging news theories of the firm. Instead this paper suggests that law makers should accommodate a shift away from the traditional paradigms of these models in favour of a processual approach of governance. This would require a recognition of the tensions that exist in the regulation of corporate governance and invite the application of a collibratory process to the control of governance. The development and reform of directors’ duties and liabilities, in the UK, is provided as an illustration of the need for the recognised application of a collibratory process. Within that we also consider the application of the economists concept of ‘rent-seeking’ and the conflict between private property rights and public interference.JEL M14, D72, K22, K33     

论公司治理与公司控制人侵权责任的追究

完善的资本市场是影响公司治理的一个非常重要的外部因素,同时,健全的公司治理又是健康的资本市场不可或缺的组成部分。良好的公司治理机制需要多方面因素的合理组合。从公司法的角度看,追究大股东、董事、经理等公司控制人的侵权责任是我国当前完善公司治理机制的核心内容之一。