后危机时代下国际金融监管法律规制比较研究——兼及对我国之启示

后危机时代下,世界主要经济体的主要任务开始由采取短期政策措施以遏制危机蔓延和深化转向金融监管立法制度改革,以此修复现行金融监管体系的根本性缺陷。美英及欧盟世界三大经济体先后颁布多项金融监管改革法案,折射出国际金融监管立法改革的新动向。其中加强系统性风险监管和加大金融消费者保护力度成为改革重点。为完善我国金融监管体制,突出解决系统性风险监管薄弱和金融消费者权益保护缺失提供了借鉴。     

论侦查实验风险及其防范

风险在经济学中有着广泛的研究,而在侦查学领域尚未引起足够的重视。事实上,人们从事的各种社会活动都或多或少存在一定的风险。侦查实验是一种法定侦查措施,在实践中有广泛的应用,但目前对其理论尚缺乏全面的研究。从风险这一角度对侦查实验进行研究,提出防范风险的对策,对科学合理地进行侦查实验具有重要意义。     

3g运营商的法律风险分析——以3g产业链为视角

随着3g通信技术的深度发展,3g产业链呈现出多维互动格局.运营商将在更多环节、更广泛区域内与更多主体形成复杂和敏感的法律关系,从而增大了运营商所承担的法律风险.运营商必须强化对3g产业链的控制、协调、整合,合理有效地防范3g运营的法律风险.     

Banking in the cloud: Part 2 – regulation of cloud as ‘outsourcing’

This paper looks at EU banks' use of public cloud computing services. It is based primarily on anonymised interviews with banks, cloud providers, advisers, and financial services regulators. The findings are presented in three parts. Part 1 explored the extent to which banks operating in the EU, including global banks, use public cloud computing services.Part 2 of this paper covers the main legal and regulatory issues that may affect banks' use of cloud services. It sets out how EU banking regulators have approached banks' use of cloud services and considers regulators' lack of cloud computing knowledge. The paper further considers how the regulation of outsourcing applies to banks' use of cloud services, including whether cloud computing constitutes “outsourcing”. It analyses the contentious issue of contractual audit rights for regulators as well as legal and practical issues around risk assessments, security, business continuity, concentration risk, bank resolution, and banking secrecy laws.Part 3 looks at the key contractual issues that arise between banks and cloud service providers, including data protection requirements, termination, service changes, and liability.All three parts of the paper can be accessed via Computer Law and Security Review's page on ScienceDirect at: http://www.sciencedirect.com/science/journal/02673649?sdc=2. The full list of sources is available via the same link and will be printed alongside the third part of the article.     

危难救助者的行政补偿研究

在现实生活中,危难救助者的损失往往得不到应有的赔偿或补偿,导致人们对危难救助行为心存疑虑.然而,随着风险社会的出现及其程度不断加深,在防范和化解风险过程中,一种最有效的途径无疑是让社会大众共同分担救助他人的义务,这相当于为国家履行职责.因此,国家的责任不可或缺.根据行政补偿理论中的公共负担平等说,国家应当对危难救助者给予行政补偿,以弥补其因救助行为所造成的损失.     

马克思主义中国化是认识执政风险的必然途径

重视马克思主义中国化的理论指导和实践探索,是认识执政风险、巩固中国共产党领导地位和提高执政能力的必然要求。对执政风险的认识体现马克思主义中国化的理论形成过程;对执政风险的认识体现马克思主义中国化的时代特征。新时期要在全面认识执政风险过程中实现马克思主义中国化的新发展。     

科技在风险社会中的利益与风险分配——以转基因技术为视角

科技的发展促成了风险社会的形成。风险社会中的风险有着向下层聚集的特点。以转基因技术为例,在转基因商品化和产业化的过程中,利益被发达国家、跨国公司、生产企业和科学家等获得,而风险却集中在发展中国家的普通消费者尤其是农民身上。根据可持续发展原则,在科技发展中,利益集团有能力也有义务承担更多风险,并在保障普通大众的基本权益不受损害的前提下,优先考虑大众的利益。     

构造我国多元化的金融监管体系

我国金融监管的历史与发达国家相比还较短,在监管信息的采集、监管法规的建设、监管人才的培养和业务知识的更新等方面都亟待加强和完善.借鉴发达国家金融监管的成功经验,最重要的是构筑立体多元化的金融监管体系,而目前要抓好银行监管观念创新,健全金融监管机制,设置防范金融风险,建立银行内部控制体系,加强国际金融业监管的交流与合作.     

Perception of risks associated with economic sanctions: the case of Russian manufacturing

This paper is focused on assessing the risk factors for Russian manufacturing firms posed by sanctions imposed on Russia by the EU, US, and other countries in 2014. While there is an extensive literature assessing the successes and failures of international sanctions on the economies of both those imposing and targeted by sanctions on a macroeconomic level, we are more interested in trying to understand the corporate response – i.e. which firms evaluate the introduction and increasing scale of economic sanctions as a threat to their corporate strategy, and their possible reactions aimed at adjusting to a changing environment due to the geopolitical shock. Our research, based on a recent survey of manufacturing companies, provides evidence that over the last decade Russian manufacturing firms have become much more integrated into the global economy than is commonly assumed, through foreign direct investment, foreign trade (including imports of both technological equipment and raw materials and components), international partnerships, and by extensively supplying foreign companies that operate in Russia. Considering the self-selection effect of the top-performing firms in terms of foreign trade, we can state that sanctions could prove most harmful not only for the targeted firms, but for the entire population of better-performing and globalized firms involved in foreign trade with the EU and Ukraine. Thus, the impact of the sanctions on the prospects of the Russian manufacturing sector may be very strong over the medium-to-long term.     

论廉政前端风险的形成与管控

传统观点认为廉政风险存在于公权力运行体系之中,但却忽视了个体社会化进程中自我控制能力的养成、社会观念的隐性储备与准"腐败"行为首次生成等变量对最终腐败行为的作用机制。完整的廉政风险应由前端风险与本体风险构成。公务人员入职之前的个体社会化失范所引发的对个体犯罪性的高度盖然性是廉政前端风险的风险源。因此,有必要从家庭、教育、文化、准入四个层面进行廉政风险干预,防止个体犯罪的盖然性转化为廉政前端风险。