司法工作人员渎职犯罪的检察监督

从检察监督的视角出发,实证分析司法工作人员渎职犯罪的重要特征,阐明司法实践中存在的突出问题和困境,揭示和分析制约检察监督效能发挥的制度性和技术性因素,并有针对地提出强化和完善检察监督的相关建议.     

Juvenile and Family Court Judges’ Knowledge and Attitudes About Sex Trafficking of Minors: Associations with Gender,Race, and U.S. Region

Juvenile and family court judges are a professional group that have a significant amount of decision-making power in cases of sex trafficking of minors. The purpose of this project is to examine the association of juvenile and family court judges’ gender, race, and U.S. region with their attitudes and knowledge about sex trafficking of minors. Drawing from a survey of 55 juvenile and family court judges in the U.S., this study used standardized scales to measure attitudes and knowledge about child sex trafficking. Results indicate some differences by gender and geography in a sample of experienced judges across the U.S. The consistency of these findings are discussed in the context of other research and implications for targeted training.     

Feedback on Forensic Mental Health Assessments in a Juvenile Court Clinic Certification Program

Public-sector mental health systems have set forth specialized practice competencies for forensic mental health clinicians conducting court-ordered examinations. This study examined a sample of feedback letters to clinicians who submitted mid-training and final reports for review as part of the requirements for certification as a juvenile court clinician. The most common feedback points were insufficient/irrelevant historical data, problems with clarity/organization of the report, problems with interview/mental status examination, and problems with competency to stand trial data/opinions. Clinicians had fewer deficiencies in their final report compared to their mid-training report, supporting the perspective that forensic training and supervision is associated with better quality reports.     

支持理论下民事诉讼当事人法律意识的实证研究

传统研究重视“法的供给”视角,致力于创设“良法良制”。通过转向“对法的需求”视角,本研究基于支持理论和法律意识理论,访谈了142名四类常见民事诉讼案件的当事人。本研究发现,当事人对司法的信赖分为“特定支持”和“普遍支持”两个维度。负面的诉讼经历仅会降低当事人对主审法官(法院)的评价(特定支持),尚未削弱他们对法院系统及司法制度的评价(普遍支持)。此外,当事人可以被进一步分为“门外汉”和“入门者”。前者不信赖法院的根本原因在于其法律意识与司法制度间存在巨大的冲突和矛盾;“入门者”的意识则限定于法律体系内,只在意法官的审判质量。随着司法系统的日渐完善,“入门者”对司法的信赖有望逐步提升。但“门外汉”则需要通过“知情(法)受益”这一过程先转化为“入门者”。     

“对赌协议”的裁判路径及政策选择——基于PE/VC与公司对赌场景的分析

PE/VC与目标公司对赌的司法裁判要点从合同效力转入合同可履行性后,需要面对两个层次的追问:一是以什么样的实体标准来判断履行障碍,二是由谁来判断是否存在履行障碍。华工案和“九民纪要”仅处理了第一个层次的问题,且主要以资本维持原则作为实体判断标准。然而,我国现行公司法资本维持原则过于粗疏,且缺乏“大分配”概念和底线规制的思路,导致“对赌协议”下的回购只能通过减资的途径,徒增成本。域外以清偿能力标准替代资本维持原则,体现了另一种以债权人利益为导向限制公司资产单向流出至股东的规制思路,但其商业逻辑上的合理性却无法掩盖更大的操作成本。就第二层次的判断主体而言,以美国特拉华州为代表,法官的商业判断逐渐让位于公司董事会的商业判断,却进一步凸显了公司、不同类别股东、债权人之间利益冲突的复杂状态。立法层面的价值判断与政策选择将最终决定司法裁判的走向,未来我国公司法的修订需要回应商业实践的诉求,同时PE/VC投资者也需要直面投资失败的风险承担。     

The use of mindfulness to promote ethical decision making and behavior: Empirical evidence from the public sector in Thailand

The study has two main purposes. First, the study explores core ethical values and behaviors from the perspective of Thai public service organizational leaders. Second, the study investigates the extent to which public sector leaders in Thailand consider Buddhist-based mindfulness practice to be a potentially effective mechanism for reinforcing core ethical values and behaviors in the public sector in Thailand. Using interview data derived from in-depth semi-structured interviews with 12 senior public sector officials in Thailand, the analysis elicits four dimensions of core ethical values and behaviors that are perceived by Thai public service organizational leaders as central to ethical behavior in the public sector. The study also sheds light on the interviewees' positive perceptions towards mindfulness and the role its associated practices can play in promoting ethical decision making and behavior in the public sector in Thailand.     

人工智能时代的司法权嬗变

人工智能时代的司法权面临大数据、云计算、区块链等信息革命成果的重大刺激和影响。中国的司法权理论在人工智能时代亟需建构新的理想图景。在法律适用与事实认定上,人工智能将相关关系的思维方式引入裁判决策,通过大数据库实现“同案同判”,并导致司法权从被动行使到主动出场。在司法的公正价值与效率追求上,人工智能的应用将带来司法成本的锐减、司法效率的指数级提升、司法公正的重新审视以及裁判主体的智能化建构。在司法的制度规制与技术约束上,信息技术的硬约束将代替司法制度的软规范,可以运用区块链技术升级证人保护制度以及尝试建构审前风险评估制度。     

不认罪案件中适用独立量刑程序的理论分析 ——基于新司法改革背景

我国当前实行的是相对独立的量刑程序模式,尽管该模式在被告人认罪案件中具有可行性,但在不认罪案件中却存在着较多的局限性,独立的量刑程序模式则可有效避免现有模式的弊端。独立的量刑程序更符合定罪与量刑之间的差异性要求,也更有利于实现程序价值和落实庭审实质化。此外,在案件繁简分流、认罪认罚从宽等新的司法改革背景下,不认罪案件中适用独立的量刑程序已经逐步具备了可行性。     

论我国刑事错案责任追究制度的完善 ——以侦查机关为视角

我国刑事错案追究制度自实行以来,其运用的合理性以及有效性一直饱受争议。从侦查机关的视角考察,错案追责情况主要存在纠正程序不具体、追责程序透明度不高等相关问题。结合我国实际情况考虑,从内部制度与外部监督入手考虑设立独立的错案追究机关来进行解决是可行的,同时可从细化错案责任追究的相关程序、明晰实体责任性质的认定标准、建立健全办案质量终身责任追究制度和建立追责程序相关信息发布机制等方面来完善刑事错案追究制度。     

台湾地区公诉权制约机制及其借鉴意义

近年来台湾地区的刑事诉讼经历了重大的改革,其公诉权制约机制较为完善。对于检察官不起诉、缓起诉处分,立法设置了再议制、交付审判制进行监督和制约,防止检察官滥用不起诉权;对于检察机关的起诉则在审前以起诉审查制进行制约,防止未达起诉法定门槛的案件进入审判。对于大陆来说,其公诉权制约机制有很大的借鉴意义。大陆也应设立公诉权的司法权制约机制,对于检察机关的起诉和不起诉都应最终由法院来进行审查和制约,以保证公诉权合法行使。但对于台湾地区公诉权制约机制的不足之处,借鉴的同时需予以改进。