有限责任公司异议股东股份回购请求权研究

有限责任公司是出现比较晚的一种公司形式,这种公司吸收了无限责任公司和合伙的人合性,股份有限公司的资合性。以其规模小、组织机构灵活等优点获得了很多投资者的青睐,其投资者一般都亲自参与公司的经营管理。人合性要求有限责任公司要有互相忠诚彼此信任的股东组成,而股东之间有纠纷发生僵局时,为了维持股东之间的人合性就应当允许股东退出公司。然而公司法为了维护股东的人合性以及有限责任公司公司资本的封闭性,有限责任公司的股东不能像股份有限公司的股东那样通过在公开市场上转让股份而退出公司。所以为了使股东得以解脱、公司的经营管理正常进行,就应当允许股东以退股的形式,收回其投资。对此,我国《公司法》通过第75条的规定引入该项制度,但仅仅对异议股东股权回购的情形作了规定,对于行使主体、行使程序、价格等却没有规定。本文从有限责任公司异议股东股份回购请求权的基本理论出发,全面地考察了《公司法》第75条的规定,找出其中的不足之处,并提出完善的构想。     

非法证据的有限排除主义之惑——对《非法证据排除规定》五大理论问题之解读

《关于办理刑事案件排除非法证据若干问题的规定》在对非法证据尤其是非法言词证据的界定、非法证据的证据能力之排除及证明责任的分配、证明标准的设计方面具有开创性的意义。但从该文本在非法实物证据及其排除方面的阙如、对非法言词证据排除在程序设计上的不彻底性等几个方面来看,它所设定的仍是一种对非法证据有保留地排除制度,遵循的其实是非法证据的有限排除主义,因而有进一步完善的必要。     

论成年非完全行为能力人的类型及其法律行为之效力

我国民法对成年非完全民事行为能力人的类型划分不具备妥当性,对其法律行为之效力的规定不具备可适用性。因而应取消成年无行为能力人,仅保留限制行为能力人一级。对限制行为能力人,宜以意思能力的残余程度为标准,将其进行划分。在法律效力制度中,对于限制行为能力人实施的法律行为,如果属于不受限制的法律行为,本人可以单独有效实施;对于受限制范围内的法律行为,则需经法定代理人（监护人）的同意,否则为可撤销。同时,宜将撤销权赋予限制行为能力人本人和法定代理人。     

高管薪酬规范与法律的有限干预

The determination of corporate executive compensation is a kind of affiliated transactions including special conflicts of interest in the company. The regulation of executive compensation by law is extremely necessary but plays a limited role, and the scope and mode of such role are specific. The due process and information disclosure system in determining executive compensation prescribed in company law and securities law, the policy guidance of the tax legal regime, and the active and prudential judicial review are the three aspects of the regulation of executive compensation by law, the common goal of which is to ensure and enhance the correlation between executive compensation and corporate performance, i.e., the realization of the principle of “performance-based compensation.” Li Jianwei, Ph. D, is an associate professor of law at China University of Political Science and Law, and a visiting scholar at Faculty of Law, University of New South Wales, Australia. His major research is in corporate law, corporate governance and corporate management system, and his major works include: Corporate Law (RUC Press, 2008), Legal Regulation on Affiliated Transaction (Law Press, 2007), The Role of Law in Corporate Management (People’s Court Press, 2005), A Research on Independent Director System (RUC Press, 2004), A Research on the State-owned Exclusive Company (Law Press, 2002). Moreover, he has more than 30 articles released in core academic journals.     

论有限责任公司债权人权利的回归

The contingent governance theory based on state-contingent ownership has exerted an important impact on economic academia, and its application in the field of company law is also of significant value. The lack of internal restraint mechanism and public supervision of limited liability companies makes it feasible to implement contingent governance. Under the mechanism of contingent governance, creditors of a limited liability company may intervene in its governance. The right of intervention is mainly reflected in three aspects, i.e., (1) mandatory debt-for-equity swap, (2) obligation of the actual controller to creditors when the limited liability company is on the edge of insolvency, and (3) creditor’s right of objection with respect to the decision of corporate substantial business. Ding Guangyu, Ph.D in civil and commercial law, works in the Chinese Institute of Applied Jurisprudence of the Supreme Court of China. His publications include Introduction of Chinese Labor Law: Cases and Materials (China Legal Publishing House, 2008), Tracing the right of creditors in LLC: From the perspective of contingent governance theory (Studies in Law and Business, 2008.2), Judicial Discretion and the Rule (Legal Daily, 2007-4-20), Uniform of Legal Application (Legal Daily, 2006-12-9).     

论有限责任公司股权转让效力与相关文件记载的关系——新公司法视角下的理论与实践分析

有限责任公司股权转让的效力除受股权转让合同影响之外,公司章程、股东名册变更登记以及工商变更登记都可能成为股权转让出现瑕疵的因素。对于不符合章程规定的股权转让的法律后果,应当区分受让人的善意和恶意;股东名册变更登记是股权转让的生效要件,这种股权仅能对公司及其他股东主张,不能对抗第三人;工商变更登记使股权转让产生了对抗公司外部第三人的效力,但对股权转让的实质效力并无影响。     

中美私募股权投资基金法律浅析

私募股权投资基金在近二十年的时间里,在国际资本市场上取得了飞速的发展,成为寻求资金支持的非上市企业的重要资金来源。美国作为私募股权投资基金的发源地,法律上为其发展和运作提供了有利的空间。私募股权投资基金在我国发展的时间不长,但也逐渐反映出其巨大的能量。研究美国有关法律制度并在符合我国国情的条件下加以借鉴具有重要意义。     

试论无效行政行为制度

无效行政行为是瑕疵行政行为的一种,研究并建立无效行政行为制度对于推行行政法治有重要意义。分析了无效行政行为产生的原因,并针对我国目前无效行政行为的立法现状,提出了建立无效行政行为制度的构想。     

论股东有限责任的缺陷及救济

股东有限责任原则被认为是公司制度的基石,曾在并正在经济发展中起着巨大的推动作用,但由于该制度的价值取向是鼓励投资,在债权人利益保护方面也就在所难免地存在着缺陷。因此,我国公司法应有针对性地确立“股东有限责任的个案否认”制度,以真正达到保护债权人、建立良好的市场环境、促进商业信用建立之目的。     

领导干部宪政意识之现状、成因及对策研究

宪政是以良宪为基础,民主为基石,法治为载体,人权实现为宗旨的一种政治理念、政治形态或政治过程。中国正走在通向宪政的路上,可是要实施宪政,必先要研究宪政意识,特别是领导干部的宪政意识;因为宪政意识是实现和实行宪政的思想基础,也是进行宪政建设的思想条件。本文着重分析了领导干部宪政意识薄弱的四大表现,并对其深层原因作了探寻。最后,对如何培育和提升领导干部宪政意识提出了对策建议。