Forensic Document Examiners’ Skill in Distinguishing Between Natural and Disguised Handwriting Behaviors

Abstract: Disguised handwriting is problematic for forensic document examiners (FDEs) and attracts higher misleading and inconclusive rates on authorship opinions than does genuine writing (Found B, Rogers D, International Graphonomics Society, 2005). There are currently no published empirical data on FDEs’ expertise in distinguishing between natural and disguised writing behavior. This paper reports on the skill of FDEs for determining the writing process of 140 pairs of natural and disguised writings and compares their results with those of a control group of laypeople. A significant difference was found between the examiner and lay group. FDEs’ expertise is characterized by their conservatism, where FDEs express a higher proportion of inconclusive opinions (23.1% for FDEs compared to 8.4% for the control group). This leads to the FDEs expressing a smaller percentage of misleading responses when calling writings as either naturally written or disguised (4.3% for FDEs compared with 12.2% for the control group).     

Use of an Automated System to Evaluate Feature Dissimilarities in Handwriting Under a Two-Stage Evaluative Process*†

The two-stage evaluative process is an established framework utilized by forensic document examiners (FDEs) for reaching a conclusion about the source(s) of handwritten evidence. In the second, or discrimination, stage, the examiner attempts to estimate the rarity of observations in a relevant background population. Unfortunately, control samples from a relevant background population are often unavailable, leaving the FDE to reach this determination based on subjective experience. Automated handwriting feature recognition systems are capable of performing both feature comparison and discrimination, yet these systems have not been subjected to empirical validation studies. In the present study, we repurposed a commercially available automated system to generate empirical distributions for ranking feature dissimilarity scores among pairs of handwritten phrases. The blinded results of this automated process were used to survey an international cohort of 36 FDEs regarding their strength of support for same- and different-writer propositions. The survey served to cross-validate FDE decision-making under the two-stage approach. Results from the survey demonstrated a clear pattern of response consistent with ground truth. Predictive regression analyses indicated that the automated feature dissimilarity scores and the log of their cumulative distribution functions accounted for 72% of the variability in FDE opinions. This study demonstrated that feature dissimilarity scores acquired using automated processes and their distributions are closely aligned with FDE decision-making processes supporting the heuristic value of the two-stage evaluative framework.     

The potential of collaborative learning as a tool for forensic students: Application to signature examination

Transferring theoretical knowledge to practical skills remains a big challenge in forensic science, especially in questioned documents. The examination of handwriting and signatures requires years of practice to develop the necessary skills. While students (and to some extent the general population) often have the impression that it is easy to differentiate handwriting from different persons, in practice, particularly when dealing with simulated signatures, there is a high risk of reaching a wrong conclusion when questioned document experts do not use a systematic approach and/or are not sufficiently experienced (see for example the famous French Dreyfus case). Thus, a novel teaching approach, based on collaborative learning, has been introduced in a theoretical handwriting class to improve the students’ theoretical knowledge, and additionally make them aware of the limitations of their practical skills and give them tools to improve them in their future practice. Through five activities, the students took the roles of victims, forgers, teachers and experts and created their own learning materials (i.e. signatures and mock casework). During those interactive activities, they learned to describe their signature’s characteristics, intra-variability and complexity, and thus evaluate their own signature’s vulnerability (as potential victims). They learned techniques to simulate signatures and detect the resulting forgeries’ characteristics (in the role of forgers). In the role of teachers, they prepared mock casework scenarios and gave feedback to their colleague’s examination of the produced material. As experts, they carried out signature examination as they would in a proficiency test and were exposed to the difficulties an actual expert may encounter in practice. The evaluation of this novel teaching scenario was very positive, as students learned more extensively the possibilities and limitations of signature comparison. They were more active and motivated in their learning experiences. The teaching team also had an improved experience. Some students complained of an increased workload and imprecise instructions. Improvements were tested and are discussed in this paper.     

Investigation of the new possibility of mathematical processing of Raman spectra for dating documents

The use of spectral analysis methods to determine the age of writing inks is an important forensic task. However, the use of spectral data for this purpose has a number of limitations and difficulties. This paper considers the application of the Raman spectroscopy method to an urgent forensic task. The known mechanisms of dye degradation are analyzed; Raman bands are identified that are related to the age of the sample. In a sample of 5 randomly selected writing inks, temporary markers were identified. Narrow sections of Raman spectra containing characteristic lines were used for analysis. It was shown that processing narrow sections of the Raman spectra using the PCA chemometric method allowed the separation of writing inks into groups (clusters) corresponding to different creation intervals.     

Research on detection techniques for pattern modifications of playing cards used in illegal gambling operations

We investigated pattern-modified marked cards used in fraudulent gambling cases in Korea. These cards are printed with modifications to some of the repeated marks on the back, revealing the hand on the front and enabling fraudsters to deceive their victims. We proposed a method for identifying the modified part by first enhancing the card's color difference using an image processing technique and then calculating the similarity between the repeated basic patterns with a Siamese network. This method is fast and convenient, as it can determine the deformation with only 1 or 2 cards and can be implemented in mobile applications, allowing law enforcement officers to investigate quickly. The proposed method serves as a useful tool to aid document examiners in making judgments, as it does not require expensive equipment and effectively visualizes the alterations.     

电子票据行为的正当性研究

电子票据是新兴的金融工具,尽管实务中对电子票据有着强烈的需求,电子票据本身也在迅猛发展,但既有的以纸质票据为调整对象的票据法并未规定电子票据。电子票据能不能纳入现行票据法调整,理论上还有很大的争议。如果能把电子票据的规则纳入到票据法的框架内,无论从立法资源还是从法律适用上都是很经济的。类比《票据法》与《电子商业承兑汇票管理办法》关于票据行为的相关规定,从票据法理论的角度分析电子票据行为与传统票据行为的契合性,大胆尝试以契约说解释电子票据行为,合理解说电子票据行为的正当性,可以为今后电子票据法的未来走向做些基础性的工作。     

Prepared Disappearing Ink and Deciphering of Documents

Disappearing inks can be used for forgeries in many fields. In this study, thymolphthalein indicator solution was prepared as a disappearing ink. A total of 54 different solutions containing thymolphthalein were prepared at six different concentrations and nine different pH values. Among the prepared solutions, 0.16 g/50 mL and 0.32 g/65 mL thymolphthalein at pH 14 were the optimum solutions that were not distinguishable from regular ink when applied to promissory note. Fountain pens were filled with the abovementioned ink solutions and applied to promissory notes for experimental purposes. After 40 h, ink residues were not visible on promissory notes written with the ink with the optimum pH (pH = 14) value. To decipher the entries that disappeared, an instrumental method (Video Spectral Comparator‐8000) and a chemical method (using NH₃ vapor) were used, succeeded at 0.32 g/65 mL, but failed at 0.16 g/50 mL thymolphthalein. Therefore, NH₃ had to be sprayed for 0.16 g/50 mL with negligible harm.     

论法律文书歧义句的负面影响、成因及消解

歧义句是指其意义存在两种或两种以上理解的句子。法律文书歧义句影响办案的效率,增加司法机关办案负担,损害有关当事人的利益。法律文书语言歧义句是由于词语的多义性、词义范围过大、结构多样性、语序不当、标点符号使用不当、施受关系不明和指代不明等原因造成的。法律文书歧义句可采用选用单义词语、追加语境,运用限制、标点符号、明确施受关系和指代对象等方法消解。     

Examination of heterogeneous crossing sequences between toner and rollerball pen strokes by digital microscopy and 3-D laser profilometry

The determination of line crossing sequences between rollerball pens and laser printers presents difficulties that may not be overcome using traditional techniques. This research aimed to study the potential of digital microscopy and 3-D laser profilometry to determine line crossing sequences between a toner and an aqueous ink line. Different paper types, rollerball pens, and writing pressure were tested. Correct opinions of the sequence were given for all case scenarios, using both techniques. When the toner was printed before the ink, a light reflection was observed in all crossing specimens, while this was never observed in the other sequence types. The 3-D laser profilometry, more time-consuming, presented the main advantage of providing quantitative results. The findings confirm the potential of the 3-D laser profilometry and demonstrate the efficiency of digital microscopy as a new technique for determining the sequence of line crossings involving rollerball pen ink and toner.     

Forensic applications of infrared imaging for the detection and recording of latent evidence

We report on a simple method to record infrared (IR) reflected images in a forensic science context. Light sources using ultraviolet light have been used previously in the detection of latent prints, but the use of infrared light has been subjected to less investigation. IR light sources were used to search for latent evidence and the images were captured by either video or using a digital camera with a CCD array sensitive to IR wavelength. Bloodstains invisible to the eye, inks, tire prints, gunshot residue, and charred document on dark background are selected as typical matters that may be identified during a forensic investigation. All the evidence types could be detected and identified using a range of photographic techniques. In this study, a one in eight times dilution of blood could be detected on 10 different samples of black cloth. When using 81 black writing inks, the observation rates were 95%, 88% and 42% for permanent markers, fountain pens and ball-point pens, respectively, on the three kinds of dark cloth. The black particles of gunshot residue scattering around the entrance hole under IR light were still observed at a distance of 60 cm from three different shooting ranges. A requirement of IR reflectivity is that there is a contrast between the latent evidence and the background. In the absence of this contrast no latent image will be detected, which is similar to all light sources. The use of a video camera allows the recording of images either at a scene or in the laboratory. This report highlights and demonstrates the robustness of IR to detect and record the presence of latent evidence.