食品安全视域下政府监管存在的矛盾及改进策略

目前,突出的食品安全问题与政府管理机制的运行缺陷、内在矛盾有着密切关系。政府在管理职能、管理手段、治理过程、信息传播、法规执行上存在着诸多的问题。因此,厘清矛盾关系,找出监管"失灵"的根源,转变监管理念,调整监管行为,提升监管效能,这样,才能提高政府对食品安全监管的公信力。     

论独立监管机构的经济法主体地位——以马克思主义社会权力机构学说为视角

早在19世纪中叶,马克思、恩格斯就已经预见到社会权力机构的兴起,这一预见已被中西方主要国家独立监管机构的产生与发展实践所证明。作为日益重要的经济管理主体,独立监管机构的公益代表性与权力合一性完全契合经济法主体特征的基本要求,亟需在经济法主体理论上对此作出回应。纳入独立监管机构考量后的经济法主体理论更加完善,可以明晰国家与政府在经济法主体类型上的差别,解释政府作为经济法主体和行政法主体在性质上的不同,并在一定程度上回答了社会中间层的经济法主体地位问题。基于独立监管机构的发展现状与趋势,经济法主体将呈现出"政府——独立监管机构——市场主体"互动模式。     

我国金融监管制度供给过剩的法经济学分析

中国金融监管存在显著的制度供给过剩。金融监管制度供给过剩会增加交易成本,不符合效率原则。从法经济学的角度分析,中国金融监管制度供给过剩的原因在于金融监管供给与需求不匹配、权力监管模式下监管机关的粗放型制度供给以及金融监管的行政化。改变金融监管制度供给过剩的状况,应当引入金融监管的成本收益理念和问责机制,将金融监管由权力监管向市场化监管转变,并合理处理金融创新与金融监管的关系。     

宅基地管理与物权法的适用限度

对土地管理制度的既有讨论,通常是从宪法第10条出发,没有考虑宪法第6条对"生产资料的社会主义公有制"的规定,将"国家所有"与"集体所有"片面理解为民法所有权而忽视其所有制内涵。物权制度是所有制关系的法律反映,"生产资料的社会主义公有制"是超越新中国历部宪法和其它具体法律的基本宪法原则,运用物权规则完善宅基地管理制度,需以公有制为大前提。忽视公有制前提的物权化改革建议,陷入"私法‘宪法中立",的认识误区,加上对宅基地经济社会属性的误会,所提出的改革方案缺乏法理与现实依据。现有制度在实现社会财富公平分配、公共资源有效管理和农民权利保护等方面基本有效,下一步改革只需做局部调整而无需全盘重建。     

公司交叉持股监管模式比较研究

交叉持股作为一种资本运作和企业联合的方式,在发展过程中不仅展示了其突出的优越性,也衍生了不能忽视的消极影响.为了兴利除弊,各国法律纷纷予以监管.由于各国在政治、经济、文化等诸多方面的差异,使得它们对于交叉持股的监管大相径庭.我国现行的《公司法》尚未设置直接规范交叉持股的有关制度.本文旨在借鉴国外立法及立足本国国情的基础上,探讨构建一套能够引导交叉持股健康发展的法律制度.     

The EU approach to net neutrality: Network operators and over-the-top players,friends or foes?

This paper will mainly focus on the EU approach to net neutrality, notably the adequacy of existing and future EU rules to tackle the issue and the ongoing policy debate. It will also consider whether the market has effectively worked around the regulatory lacunae by looking into the relationships between the telecoms industry, as a regulated sector, and the over-the-top (OTT) players. In this regard, it will explore to what extent there is a real battle between telcos and OTTs or if both parties are already finding their own ways to overcome their (apparent) disputes.     

互联网金融视域下的类资产证券化:交易模式、金融异化与监管逻辑

为了规避监管或监管套利,互联网金融的类资产证券化创设了新的交易模式与法律结构:债权拆分流转、信托受益权拆分流转和资产收益权拆分流转。这突破传统的法律权利类型与法律边界,改变了传统的公募、私募监管逻辑,相关法律规制面临冲击和重构。对实质开展互联网资管业务的非金融类机构监管等领域的法律滞后与模糊,造成事实上的监管真空,引发金融乱象。金融监管应坚持实质重于形式的监管原则,强化穿透式监管,厘清互联网金融创新的法律边界,推进央地监管分工的法治化、体系化,消除监管空白,避免泛化式、运动式监管。     

Defining Environmental Justice Communities for Regulatory Enforcement: Implications from a Block‐Group‐Level Analysis of New York State

The absence of a clear definition of environmental justice areas has been cited as one of the U.S. Environmental Protection Agency's major deficiencies in managing federal environmental justice programs. Several states have explicitly defined potential environmental justice areas and integrated targeted efforts into the policy‐making process. At the block‐group level, this study evaluates the effects of New York State's environmental justice policy, which defines communities of concern in terms of demographic and socioeconomic characteristics as well as mandates supplemental regulatory enforcement activities for these neighborhoods, on the agency's policy implementation practices under the Clean Air Act and Clean Water Act. The empirical findings suggest that there is inconclusive evidence regarding race/ethnicity‐ and class‐based environmental inequity. Also, the state's policy intervention is not universally effective. Moreover, task environments of a given community are a consistent determinant of the agency's regulatory compliance monitoring and assurance activities. This study then derives broader implications regarding the adoption of a policy instrument that defines and screens potential environmental justice communities.     

The authoritarian logic of regulatory pluralism: Understanding China's new environmental actors

Over the last decade, Chinese citizens, judges, and prosecutors have started to take action against industrial pollution, pluralizing a regulatory landscape originally occupied by administrative agencies. Regulatory pluralism here has an authoritarian logic, occurring without the retreat of party‐state control. Under such logic, the party‐state both needs and fears new actors for their positive and negative roles in controlling risk and maintaining stability. Consequently, the regime's relation to regulatory pluralism is ambivalent, shifting between support and restriction. This prevents a development of a regulatory society that could bypass the regulatory state. Theoretically, this special edition argues for a subjective definition of regulation in a context of pluralism. Moreover, it finds that regulatory pluralism need not coincide with a decentring of regulation. Finally, it highlights how entry onto the regulatory landscape affects the non‐regulatory roles of new actors, creating unintended consequences for regulatory pluralism.     

Tussle for space: The politics of mock-compliance with global financial standards in developing countries

As efforts to harmonize policies globally intensify, developing countries increasingly face pressures to adopt international standards. Yet, we know little about the circumstances under which developing countries manage to circumvent such pressures, or about their strategies to maintain policy space. We explore under which conditions developing countries are willing and able to sustain mock-compliance, a situation where countries comply on paper but not in practice. Using country comparisons of Angola's, Nigeria's, Tanzania's, and Vietnam's engagement with the Basel banking standards, we show how three factors combine to produce sustained mock-compliance: high costs of outright non-compliance due to outward-orientated banking sectors; high political costs of substantive compliance; and state control over profitable markets. Our article contributes to theory-building in the literature on compliance and structural power as well as to broader debates about developing countries' policy autonomy in their engagement with global financial norms.