机构投资者投票顾问的法律规制——美国与欧盟的探索及借鉴

投票顾问是20世纪80年代以来资本市场兴起的新型咨询服务机构,其向机构投资者提供所持股公司股东大会投票建议、治理状况评级等服务以营利,部分投票顾问还同时向上市公司提供公司治理咨询服务。投票顾问的影响力随着机构投资者的壮大及相应监管的完善与日俱增,但来自上市公司管理层等利益相关方的批评也从未停止,近10年来更引起立法者与监管者的关注和介入。美国与欧盟的探索实践表明,以适度信息披露和利益冲突防控为导向的公共监管相较于私人执法而言是规制此类机构的更优路径,表现可衡量性弱、诉讼效果不彰影响了民事诉讼的应用,相关经验亦可为我国所借鉴。     

Challenges to inmate classification in a developing country setting: implications for context-based inmate classification schemes

Inmate classification is a key aspect of prison management and inmate programming. It guides inmate housing assignment, level of supervision and control, and inmate programme placement. The Philippines formally incorporated these principles to modernise its prisons. However, structural, organisational, and cultural challenges posed barriers to successful implementation. Utilising qualitative data gathered through interviews and focus group discussions with prison personnel, inmates, and volunteers in a major prison in the Philippines, this paper investigates the practices that impact on inmate classification and how these affect housing assignment, levels of supervision and control, and inmate programming. Implications towards developing an integrated correctional management in the Philippines, and other similarly situated countries, are discussed.     

治理现代化视阈下创新基层社会治理之实践路径——以泉州市为例

"十四五"规划建议明确提出了实现"社会治理特别是基层治理水平明显提高"的目标要求,充分表明社会治理特别是基层社会治理已成为未来一段时间国家治理效能实现新提升、取得新突破的关键领域.泉州市积极探索创新基层社会治理路径,群众的安全感、获得感、幸福感明显上升,但实践中依然面临权责不匹配、财力不足、人才资源不充分等困境.为此提...     

BBNJ国际协定中人类共同继承财产原则的去留探析——人类命运共同体理念下的中国因应之策

国家管辖范围以外区域海洋生物多样性(BBNJ)养护和可持续利用国际协定的立法进程已进入关键阶段。其中,关于BBNJ国际协定的一般原则或方法条款中是否包含人类共同继承财产原则这一问题,各方代表立场不同,再次成为谈判焦点之一。从全球海洋治理中,国际法理论与实践创新以及国家利益视角分析,得出中国应当支持此原则被明确列入BBNJ国际协定一般性条款之中。但是,解构当前人类共同继承财产原则的法律内涵与适用,结合现有各方立场,得出此原则最终被明确列入BBNJ国际协定一般原则或方法条款中的实然可能性偏小。基于此,建议中国首先立足争议问题本身,将人类命运共同体理念作为价值导向引入BBNJ国际协定,增强各方国际合作与责任承担共识,平衡诉求矛盾,推进BBNJ国际协定的出台与生效;其次,通过引入人类命运共同体理念,完善人类共同继承财产原则的国际法内涵,增强该原则在谈判中的国际认同度与采纳度,并通过阐释中国支持性的主张,进一步增强中国运用人类命运共同体理念参与并引导全球海洋治理的能力。     

美国地方政府中的特区

特区这种政府形式的广泛存在,反映了美国政府体制中一个重要的特点,即行政的高度分散化以及并存的多个治理机构的重叠管辖。多中心的行政体制具有解决社会问题的巨大优势。     

增量政治改革与社会主义政治文明建设

分析了政治文明以及中国特色的社会主义政治文明的定义、要素和基本特征,指出增量政治改革或增量民主是建立社会主义政治文明的主要途径。着重论述了增量民主的概念、意义、内容、要点,以及通过增量民主所要达到的治理和善治目标。最后,还试图建立起一套评估中国民主治理的指标体系。     

Competition and cooperation in artificial intelligence standard setting: Explaining emergent patterns

Efforts to set standards for artificial intelligence (AI) reveal striking patterns: technical experts hailing from geopolitical rivals, such as the United States and China, readily collaborate on technical AI standards within transnational standard-setting organizations, whereas governments are much less willing to collaborate on global ethical AI standards within international organizations. Whether competition or cooperation prevails can be explained by three variables: the actors that make up the membership of the standard-setting organization, the issues on which the organization's standard-setting efforts focus, and the “games” actors play when trying to set standards within a particular type of organization. A preliminary empirical analysis provides support for the contention that actors, issues, and games affect the prospects for cooperation on global AI standards. It matters because shared standards are vital for achieving truly global frameworks for the governance of AI. Such global frameworks, in turn, lower transaction costs and the probability that the world will witness the emergence of AI systems that threaten human rights and fundamental freedoms.     

How do interests,ideas, and institutions affect multisectoral governance? The case of tobacco governance in two Pacific small island developing states

Multisectoral governance has been recognized to be vital to regulate harmful commodity industries, yet countries struggle with reaching policy coherence due to government agencies' conflicting mandates and industry interference. Limited empirical evidence is available on how interests, ideas, and institutions intersect and influence multisectoral governance in low- and middle-income countries, particularly in Pacific small island developing states (PSIDS), often exploited by vested industry interests and whose non-communicable disease crisis commands urgent action to regulate harmful commodities. This study assessed the ways interests, ideas, and institutions intersect and shape multisectoral tobacco governance in PSIDS. Interviewee data collected in Fiji and Vanuatu show that the idea of individual responsibility, the limited recognition of commercial determinants of health, the centralization of authority, and the vulnerabilities of small island developing states, (including small population, land, economy, geographic isolation, and status as a developing economy), prevent these states from achieving policy coherence in multisectoral tobacco governance.     

Innovation spaces: lessons from the United Nations

This paper explores the notion of ‘innovation spaces’ within the UN system, as physical and virtual laboratories for innovation. Using empirical research in a range of innovation labs the authors explore four key questions: what form UN innovation labs have taken, what has motivated their creation, what their aims and objectives are, and what impact they are having. The answers to these questions promote reflection on the future of innovation spaces, particularly an analysis of whether a model of ‘siloed’ innovation spaces will survive in the humanitarian system. The paper demonstrates the important role that innovation labs play in the UN system, as well as grappling with the challenges they face.     

Do School Board Governance Best Practices Improve District Performance? Testing the Key Work of School Boards in Wisconsin

The most prominent set of school board governance best practices used in the United States is the National School Boards Association’s (NSBA’s) Key Work of School Boards. In this article, we operationalize adherence to the Key Work of School Boards with multiple survey items answered by Wisconsin school board members. Using multivariate regression models, we find that adherence to the best practices results in improved achievement in districts represented by board members who have served for five or more years. The findings support the idea that school board governance behaviors are linked to district-level academic outcomes.