The iteration deficit in responsive regulation: Are regulatory ambassadors an answer?

One reason that regulation is difficult is that repeated encounters between regulator and regulatee are rare. We suggest diplomacy as a model for reconfiguring regulatory institutions in response. Ambassadors for Regulatory Affairs who would be agents for all state regulatory agencies could be based in most large firms and small and medium enterprises that pose unusual regulatory risks. In rural towns, police would be trained as regulatory ambassadors. Just as a US Secretary of State can launch a “diplomatic surge” in Myanmar from 2009, so regulatory surges are possible in market sectors of high risk or high opportunity. We propose strategies of indirect reciprocity as a way in which reciprocity that is only episodic in these strategic ways can promote more general responsiveness. Indirect reciprocity is reciprocity that we do not personally experience, but learn from the experience of a culture. This means that so long as we sustain regulation as a relational as opposed to a purely technocratic process, indirect reciprocity might civilize regulatory compliance in an historical process informed by the theories of Elias and Putnam.     

Conceptualizing and theorizing EU regulatory networks

European regulatory networks (ERNs) play a central role in the formulation, deliberation, and implementation of EU policies and have, thus, become objects of investigation in a fast‐growing scholarly literature. We identify two shortcomings – one conceptual, one theoretical – in the literature on ERNs: First, we argue that the principal–agent approach, which is conventionally used to conceptualize ERNs, overlooks and even misrepresents central features of ERNs. By introducing and applying the “orchestration” framework to ERNs we demonstrate that it better captures the specific characteristics of ERNs. Secondly, explanations for the choice and design of ERNs have treated functional and power‐based accounts as mutually exclusive. We argue instead that explanatory leverage can be gained by combining these two accounts by specifying their respective domains of application. While functional accounts enable us to illuminate why and under what circumstances ERNs are created in the first place (rather than EU agencies or delegation to the Commission), political accounts help us to shed light on variation in the design of ERNs (i.e. why actors opt for rather close or loose network structures). We illustrate the explanatory value‐added of such an approach through two brief case studies on EU telecommunications and competition policies.     

Timing as a source of regulatory influence: A technical elite network analysis of global finance

Rules governing the international financial system are the subject of some of the most intense distributional battles waged in any area of global governance. Who wins and who loses such battles – and why? I develop a novel analytical framework – technical elite network (TEN) theory – which explains the widely varying levels of influence that stakeholders enjoy over global financial standards. TEN theory draws attention to how issue‐specific characteristics of international finance – in particular, its highly technical and complex nature – shape the distributional consequences of global regulatory processes. It posits that such characteristics influence distributional outcomes by (i) affecting who claims first‐mover position and, thus, sets the agenda in global financial rulemaking, and (ii) ensuring that proposals made by first movers are increasingly difficult to alter at later stages of rulemaking. I provide empirical evidence for the theory by examining two regulatory regimes that are central to the efficiency and stability of the global financial system: the Basel Committee on Banking Supervision and the International Accounting Standards Board.     

Fragmented or cohesive transnational private regulation of sustainability standards? A comparative study

Literature on private regulation recognizes the proliferation of competing regulatory organizations and approaches in various industries. Studies analyzing why fragmentation arises so far focus on single‐case studies, the exploration of single variables, or variation in types of fragmentation. This article analyzes why in certain industries and for certain issues regulatory organizations proliferate, while in others a single regulatory organization emerges which covers the entire industry. Through a comparative case study of private regulation of sustainability standards in the forestry, clothing, IT‐electronics, and chemicals industries, we show how a combination of low industrial concentration, civil society involvement in governance, and stringent standards of a first‐moving regulator offer the strongest explanation for a fragmented private regulatory field, while high industrial concentration, business‐driven governance, and lenient standards of a first‐moving regulator lead to cohesive regulation.     

“万能制造机”背后的冷思考--3D打印技术安全风险及法律规制研究

3D打印作为一种快速成型技术,近年来发展迅速,有着良好的发展前景与应用空间。然而技术革新的背后潜在隐藏着知识产权、刑事犯罪以及人类伦理等多方面的安全风险,利用法律、政策规制3D打印技术迅猛发展可能带来的安全风险,既是保障社会治安管理秩序的关键,更是3D打印技术进一步发展与革新的前提与基础。     

警察介入家庭暴力法律制度之完善

家庭暴力法律规制,不仅涉及公权和私权的平衡、法律规制的方式方法,而且还关涉介入主体的安排和权限等。我国反家庭暴力在法制上存在明显的缺失与不足。通过对当前法律体系的反思,提出了一系列完善我国警察介入家庭暴力的法律制度构想。     

论“套路贷”犯罪的刑事规制及其完善

"套路贷"犯罪是以非法占有为目的,假借民间借贷之名、行非法侵占他人财物之实的新型犯罪,具有犯罪意图的侵财性、犯罪手段的隐蔽性、犯罪团伙的组织性和犯罪后果的严重性等特征。我国对"套路贷"犯罪的立法规制,总体上契合惩处"套路贷"犯罪的情势与实际需要,但也存在一些问题。当前,对"套路贷"犯罪的司法规制呈现民多刑少的格局,规制的主要罪名是诈骗罪、敲诈勒索罪,规制的核心标准是划清"套路贷"犯罪与高利贷、非法讨债行为的界限。改进"套路贷"犯罪的刑事规制,应确立"重重轻轻,以重为主"的刑事政策,在《刑法》中增设套路贷诈骗罪,健全"套路贷"案件的刑民衔接机制,探索"套路贷"犯罪案件专业化办理机制,积极推行"套路贷"犯罪案例指导制度。     

商标恶意抢注法律规制路径探究

商标恶意抢注有违诚实信用原则,应予规制。适用我国现行《商标法》规制恶意抢注在注册确权、侵权救济和法律责任承担方面存在局限性;基于《侵权责任法》保护民事权益的范围所限,商标恶意抢注并非均为民事侵权行为,适用《侵权责任法》难以对恶意抢注实施全面规制;以《反不正当竞争法》规制恶意抢注,可对其启用行政调查措施,并通过法律责任承担规定使得恶意抢注人为此承担民事责任和行政责任,但须以竞争关系的存在和构成不正当竞争行为为适用要件,因此存在边界限制。为有效规制恶意抢注,应当结合前述立法的功能定位选择多元化法律规制路径,并从明确恶意抢注商标不予注册、规定未经实际使用的注册商标不得转让、限制恶意抢注商标的请求权方面对我国商标立法以制度完善。     

论善的功能

善作为处理人与人、人与社会关系中所呈出的正向的、有益的价值范畴, 它在历史发展、社会生活和立体完善中所发挥的功能及作用无疑是积极的、有益的。大致而言,善在社会进步中表现出规范的功能、创造的功能以及整合的功能等主要功能。善的主要功能, 旨在弘扬善的有益的积极的方面, 为市场经济条件下的道德建设提供一定的思路和启示。     

论诱惑侦查的相对合理主义

诱惑侦查作为一种特殊的侦查手段,在我国司法实践中一直被广泛地运用,但在立法上对其并无明确的规定,从而导致实或中的混乱及溢用,并引起极大争议。实际上,对这个问题的讨论不能简单化,应在追求相对合理的前提下,一方面使诱惑侦查这种有效的侦查措施继续存在,另一方面针对其可能带来的弊端进行规范,最大限度地降低其负面影响,以实现诱惑侦查应有的价值。