南京政府中央银行之金融监管制度发展论——以国家法文本为中心

中央银行行使的包括金融机构的审批注册、发行准备的集中、金融业务范围的规范、收存准备金等各项金融监管职能,是近现代中央银行三大特定职能之一。1928年南京政府特设了＂中央银行＂,意图使其成为近现代意义上超越于普通商业银行与国家银行的中央银行,对全国金融市场之主体及制度进行监管与约束,以控制金融制度结构为政府所用。但中央银行由于多种原因而一直空有其名,直至1942年,中央银行在政府主导下方进化为身具＂发行的银行＂、＂国家的银行＂、＂银行的银行＂等职能的真正意义的中央银行,此前集体行使中央银行职能的国家银行群最终转向了专业性国家银行,南京国民政府控制下的垄断型金融制度基本成型,然而制度安排刚刚得以完成的金融市场却连同政治一起走向结束。     

Party politics and the survival of central bank governors

Legally independent central banks leave elected politicians with little direct control over monetary policy. The most important indirect channel of influence for governments thus consists in appointing ‘responsive’ central bank officials and removing ‘hostile’ ones. This premise is tested by examining the effect of partisan ties between central bank governors and governments or presidents in 30 European democracies between 1945 and 2012. Drawing on an original dataset containing information on the party affiliations of 195 governors, event history models are employed to show that affiliation with a party represented in the executive (the government or the presidency) has a large and significant positive effect on governor survival. However, affiliation with an opposition party only increases governors' hazards during the first four years of their term, suggesting that the impact of the party label may be overridden as more reliable information about a governor becomes available.     

关于基层央行推进工会财务管理科学化的策略探讨

目前,基层央行工会财务工作存在着财会制度及实施细则滞后、财务会计管理不够严格、经费审查长效机制缺失、财会人员专业素质匮乏等问题。其改善措施应为：以现代财务管理理论为指导,推进工会财务管理科学化;以内控内管体系建设为核心,推进工会财务管理规范化;以工会财务公开透明为重点,推进工会财务管理民主化;以提高财会人员素质为关键,推进工会财务管理信息化。     

Governing the future: the European Central Bank’s expectation management during the Great Moderation

Abstract

The experience of the global financial crisis has sparked renewed interest in the role of futurity in the capitalist economy in general and in the formation and coordination of expectations under uncertainty in particular. Economic sociologists have carefully studied the ‘defuturizing’ technologies devised by private actors, but have tended to neglect the increasingly pivotal part played by central banks. Political economists have had more to say on central banks, but have focused on institutional issues rather than on the concrete practices of central banking. Making an original contribution to both literatures, this paper traces the construction and subsequent evolution, up to 2007, of the European Central Bank’s communicative apparatus. Drawing on official documents and on interviews with both ECB staff and market participants, the paper shows how this apparatus created the conditions for the formation and coordination of private sector expectations. The insights from this empirical analysis into the performative dimensions of ‘credibility’ and ‘knowledge’ in monetary governance contribute directly to ongoing debates about the recent extension of the ECB’s communicative apparatus through forward guidance and quantitative easing.     

经济全球化与网络犯罪

经济全球化正在推动着现代化社会和世界秩序的重组 ,但其所带来的负面影响与冲突也不可低估。网络是全球化发展的产物 ,全球化的进程将深刻影响互联网业的发展。与此相关的问题是 ,网上诈骗活动日益猖狂 ,网上毒品交易渐趋频繁 ,网上银行的安全问题突出。漠视这些问题的存在 ,将会使经济全球化变为一场泡影     

势头不衰的全球金融创新——兼析银行业创新的证券化趋势

面临入世 ,与国际接轨是大势所趋。起始于20世纪80年代的西方银行业创新证券化 ,将在21世纪至少前10年对中国金融业产生深刻的影响。推进我国银行业创新证券化的关键在于制度创新。     

试析破产企业职工工资债权清偿优先的理由及其制度设计

对破产企业银行担保物权与职工工资债权清偿先后顺序,我国赋予破产企业职工工资债权清偿优先权有充足的理由。为了实现银行与职工之间的利益平衡,我国应当在借鉴国外的“部分优先原则”的理论基础上,设计符合国情的工资债权优先权制度。     

跨国银行分支机构分别监管法律制度初探－兼论WTO与我国跨国银行监管法律制度的完善

本文通过对跨国银行法律性质的界定 ,提出对作为跨国公司特殊形式的跨国银行的监管应依据跨国银行分支机构不同形式的法律特征和地位 ,划分出母国和东道国不同的监管责任。在分析巴塞尔委员会对跨国银行分支机构监管的历史演变和时代发展的基础上 ,结合我国对跨国银行法律监管的现状 ,作者对加入WTO后在我国建立跨国银行分支机构分别监管法律制度提出了相关建议。     

对"债转股"有关问题的探讨

实施"债转股"工作对解决国有企业过度负债和国有银行不良债权具有重要意义和积极的作用,组建金融资产管理公司是方法之一,在目前经济和社会信用背景条件下,对债转股的作用不能高估,针对操作中问题,改进和完善其实施办法.     

入世与我国外资银行监管制度的完善

我国加入WTO后 ,外资银行进入国内市场的速度、广度和深度都将显著提高 ,外资银行监管面临严峻挑战。要应对挑战 ,必须从监管的法律、主体、内容、人才、信息化建设五个方面完善外资银行监管制度