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21.
开放式基金面临的风险因素与防范 总被引:3,自引:0,他引:3
2001年9月国内首只开放式基金华安创新的推出,开创了我国基金业的新篇章。开放式基金的推出对我国证券市场将产生积极的影响。然而,从开放式基金发展的环境来看,越是不健全的市场越需要合理的避险工具。开放式基金推出得越快,其蕴藏的风险就越大。我国开放式基金面临着系统性风险和非系统性风险。建立开放式基金风险防范体系需要实施有效的投资决策、建立健全内控制度。 相似文献
22.
高校贫困生成因与援助方式选择 总被引:4,自引:0,他引:4
郑勇 《南京政治学院学报》2003,19(2):66-69
在高等教育大众化的进程中 ,关注弱势群体接受高等教育的权利和机会 ,事关高等教育的公平与社会的稳定。分析我国高等学校贫困生问题形成的主要原因 ,并制定相应的援助方式具有重要现实意义。 相似文献
23.
Customs authorities in developing countries are often reluctant to forget systematic inspections for fear of risking revenue loss. Such physical inspections however, impede rather than facilitate trade. Control selectivity is therefore a key issue in customs administration reform. This paper shows how a sophisticated risk management method can facilitate trade by automatically and rationally selecting transactions, with the end result of actually enhancing revenue performance. Copyright © 2005 John Wiley & Sons, Ltd. 相似文献
24.
薛毅 《山西省政法管理干部学院学报》2021,(1)
涉黑涉恶案件审判的特殊性决定了司法警察警务保障风险表现为:未能将被告人安全、及时押解至法院,未能对羁押待审被告人实施有效看守、管理,未能保障法庭的正常审判秩序和人员安全,未能规范执行警务。为减少涉黑涉恶案件审判警务保障风险,司法警察应树立预防为主、艺术决策、多举并进、以警为本的防控理念,并加强远程押解、院外审判看管和值庭、规范化执法风险的防控措施。 相似文献
25.
互联网金融作为传统金融自发改革、创新的产物,具有传统金融无可比拟的优势,但它既具备金融领域的固有风险,也具有互联网先进技术与传统金融结合而生成的新风险。对于这种风险,应该坚持"非法律规范—行政法规范—刑法规范"的调整位阶,以保护金融创新为监管的出发点。对于致力于信用担保的P2P网贷平台,应该对其资金池引入第三方托管,不应一概以非法吸收公众存款罪取缔。金融创新背景下,对金融管理秩序的垄断性保护失去了其正当性,对于非法吸收公众存款罪的解释,应该以公众财产权益这一法益为指导。 相似文献
26.
Zezhao Liu 《国际公共行政管理杂志》2018,41(13):1072-1083
Social Stability Risk Assessment (SSRA) sponsored by the local administration is perceived as a socially defined risk-coping initiative since it became mandatory in China. This article observes and unravels SSRA practices by selecting Xuzhou municipality as a sample case. Findings show that local SSRA is operated by the tridimensional mechanism and antecedents of its effectiveness in enforcement are linked with multiple elements of administrative supports. The findings contribute to a full understanding of SSRA in mainland China where there is no electoral democratic regime, and provide implications for developing countries alike. Some recommendations are proposed as a potential driver of these results. 相似文献
27.
This study focuses on dental surgery from the perspective of practicing dentists through a nationwide survey among practicing dentists in Germany. Subjects were surveyed with respect to patient care and their training in dental surgery. With respect to surgical activity, this survey confirms male dominance in the field and that female dentists may be inclined grade surgical interventions as ‘complicated and risky’. Male dentists appear to be willing to take the same risks with greater self-confidence, whereas female dentists appear to overrate their personal uncertainty by underestimating their real technical capabilities. Though dental treatment in general is increasingly dominated by women, surgery is still dominated by male dentists. This can be viewed through observed gender differences with respect to risk perception and we advocate additional professional training of risk competence as mandatory for the future. 相似文献
28.
Risk of Structured Transfer of Non-Performing Assets of Commercial Banks and Its Prevention
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YANG Ning 《浙江省政法管理干部学院学报》2017,31(2):100-110
China implements license management for AMC and strictly controls the license in limited quantities. Under the influence of the declining economy, non-performing assets increase sharply, which causes an oversupply of non-performing assets in the transaction market. If commercial banks directly transferred the assets to AMC, the price is relatively low,which may result in great losses to banks. To relieve the dilemma, commercial banks should work out methods for treating the non-performing assets. By fully utilizing the structured financing model and the bank’s own financing advantages to broaden the actual purchaser of non-performing assets, transfer incomes should be raised and direct capital losses should be reduced. Structured transfer of non-performing assets as a new mode of disposing non-performing assets to ordinary investors or the bank’s own investment funds via all kinds of AMCs, trusts, funds, brokerages, SPV (such as LP)and other institutions contains four business risks, including channel operation risk, pricing risk, recovery risk and tax risk and three legal risks, such as regulatory compliance risk, the ambiguous orientation of bank legal subject and the ambiguous orientation of return rights. These risks require in-depth study into their causes for proper prevention. 相似文献
29.
Jeffrey J. Harden Justin H. Kirkland Patrick E. Shea 《Legislative Studies Quarterly》2021,46(1):189-218
Open governance requirements are designed to improve accountability, which implies that transparent governments are more trustworthy stewards of their publicly invested power. However, transparency may also reduce institutional effectiveness and inhibit political compromise, diminishing the capacity to manage resources responsibly. We assess empirical support for these competing perspectives in the context of American state legislatures, many of which have become exempt from state sunshine laws in recent decades. We leverage variation in the timing of these legislative exemptions to identify the effect of removing transparency in a crucial governing institution on investors’ risk perceptions of states’ general obligation bonds. Our analysis of these data during the period 1995–2010 suggests that removing legislative transparency reduces state credit risk. We conclude that while openness in government may be normatively desirable, shielding legislative proceedings from public view may actually be better for states’ debt repayment capacity, improving their overall fiscal health. 相似文献
30.
孙宏艳 《河南司法警官职业学院学报》2007,5(4):126-128
预防和杜绝官员道德风险问题,保证政府的高效廉洁,是一个持久的话题。本文从经济学的角度,利用政府和官员之间的委托—代理关系建立了一个期望效用模型,推导出引发政府官员道德风险的要素。在明确了腐败与额外收益、工资、腐败被发现后的收入、官员的任期、预期贴现率、被发现查处的概率等因素的关系后,提出了对腐败综合治理的对策。 相似文献