Does Democratization Alter the Policy Process? Trade Policymaking in Brazil

This article explores the implications of transitions to democracy for the economic policymaking process in developing countries. Democracy is supposed to give citizens oversight of their political leaders, while providing leaders with electoral incentives to respect citizens' preferences. Consequently, a shift from authoritarian to democratic rule ought to alter policymaking. Using the case of Brazilian trade policy, this article examines changed versus consistent patterns of post-transition interest aggregation, political participation, and economic goal-setting. Contrary to expectations of a notably enlarged role for the legislative houses, the study finds that Brazil's executive still dominates trade policymaking. However, significant and increasingly transparent interest aggregation occurs within the federal executive. Moreover, policy capture by sectoral special interests has decreased, while non-traditional civil society participants have gained some influence, and trade policy outcomes now are arguably more public-regarding. We find that Brazil's trade policy process has been incrementally democratized.     

Popular perceptions of political regimes in East and Southeast Asia

Political regimes in East and Southeast Asia run the full spectrum from liberal democracy through various hybrid democratic-authoritarian types and on to full-blown authoritarianism and totalitarianism. While political scientists have invested much effort and ingenuity in creating typologies of regimes to better understand the empirical diversity of political structures and processes, much less attention has been paid to what the citizens think. How do people in East and Southeast Asian countries perceive their own institutions and performance of governance? This article uses public opinion data derived from the AsiaBarometer 2006 and 2007 Surveys of 12 East and Southeast Asian countries to map what citizens actually think about their structures, processes, and outcomes of governance and compare these with the regime classifications of political scientists. The results revealed universal commitment to elections but disillusionment with political practice, positive estimations of the institutions of governance in Southeast Asia but much less enthusiasm in East Asia, and a preference for moderate opinions. There is no clear overall correlation between regime type and popular perception.     

Malaysia – towards a topology of an electoral one-party state

For the first time in 51 years of independence, Malaysia's ruling coalition Barisan Nasional (National Front, BN) under the weak leadership of Abdullah Badawi was denied its customary parliamentary two-third majority in the 2008 elections. The three major opposition parties, which formed the Pakatan Rakyat (The People's Alliance, PR) after the elections, increased the number of opposition-held state governments from one to five. The opposition had never held more than two state governments at any one time.1 Chin and Wong, ‘Malaysia's Electoral Upheaval’. Parts of this paper were used in a research project organized by the Malaysian Strategic Research Centre. View all notes For many practitioners and students of Malaysian politics, the 2008 poll means the birth of a long overdue ‘two-party system’, where two multi-ethnic coalitions contest for power and alternate in running the country. After all, two similar attempts to build a Malay-dominated second coalition to rival the ruling coalition dominated by the ethno-nationalist United Malays National Organisation (UMNO) were made in the 1990 and 1999 elections by former UMNO leaders who lost in their party in-fighting. Sadly, the coalitions built did not survive even the next elections. We argue that such optimism may be misplaced due to a failure to appreciate the ‘electoral one-party state’ nature of Malaysia.2 Wong and Norani, ‘Malaysia at 50’. View all notes Despite having held 13 national elections without failure, and having almost no incidence of in- or post-election violence, neither a military coup nor ‘people's power’, Malaysia has never been anywhere close to being a ‘consolidated democracy’, 52 years after joining what Huntington called the second wave of democratization.3 Huntington, The Third Wave. View all notes For Linz and Stepan, a consolidated democracy requires not only a government with de facto authority to generate policy and exclusive de jure power, but also that ‘this government comes to power that is the direct result of a free and popular vote’. In other words, democracy has to become ‘the only game in town’.4 Linz and Stepan, Problems of Democratic Transition, 5. View all notes     

Beyond the fallacy of coup-ism: conceptualizing civilian control of the military in emerging democracies

It is consensus in the democratization literature that civilian control of the military is a necessary ingredient for democracy and democratic consolidation. However, there is considerable disagreement on what civilian control of the military exactly entails and there is a lack of solid theoretical arguments for how weak or absent civilian control affects democratic governance. Furthermore, a considerable portion of the research literature is captured by the fallacy of coup-ism, ignoring the many other forms in which military officers can constrain the authority of democratically elected political leaders to make political decisions and get them implemented. This article addresses these lacunae by providing a new conceptual framework for the analysis of civil–military relations in emerging democracies. From democracy theory it derives a definition of civilian control as a certain distribution of decision-making power between civilian leaders and military officers. Based on this definition, the authors develop a five-dimensional concept of civilian control, discuss the effects of weakly institutionalized civilian control on the quality of democracy and address the chances for democratic consolidation.     

Dilemmas of implementation: EU democracy assistance in the Mediterranean

The article shows how and why, after having agreed upon a programme for democracy assistance under the name of European Initiative for Democracy and Human Rights (EIDHR), the EU fell short of its original objectives in programme implementation. This is demonstrated by close analysis of microprojects in Mediterranean countries. The scope of EU action shrank as priorities for action were defined and projects approved. As a consequence, the EU has promoted democracy less than human rights, in relatively less demanding countries, and without spending all the budgeted money. This article shows how these findings are consistent with important themes in Policy analysis and implementation research, and thus supplements other explanations of EU shortcomings. EU democracy assistance, as represented by the EIDHR, is an ambiguous and contested policy, which also suffers from an institutional setting characterized by a long chain of command. This means that there are opportunities for small decisions to gradually shift the focus and downsize the relevance of the policy initiative. The EU is thus unintentionally undermining its own policy goals, as the large number of actors interpret the EU's best interest (and their own position in relation to it) in various and divergent ways.     

Informal institutions,forms of state and democracy: the Turkish deep state

Democratization studies have proven that the main difference between autocracy and democracy is, counter-intuitively, not the basic regime structure, but rather, the function and validity of democratic formal institutions defined as rules and norms.1 For the institutionalist turn in democratization studies, see O'Donnell, ‘Delegative Democracy’; O'Donnell, ‘Another Institutionalization’; O'Donnell, ‘Polyarchies’; Lauth, ‘Informal Institutions’; Merkel and Croissant, ‘Formale und informale Institutionen’; Weyland, ‘Limitations’; Helmke and Levitsky, Informal Institutions. View all notes In ‘defective democracies’,2 Merkel, ‘Embedded and Defective’. View all notes or in the grey zone between authoritarian regimes and consolidated democracies, formal institutions disguise specific informal institutions which are usually ‘the actual rules that are being followed’.3 O'Donnell, ‘Illusions About Consolidation’, 10. View all notes Moreover, scholars have investigated the issue of stateness: ‘without a state, no modern democracy is possible’.4 Linz and Stepan, Problems of Democratic Transition, 17. View all notes This article sheds light on this grey zone, particularly, on the type of state whose coercive state apparatus is autonomous. Its autonomy results primarily from the interplay between formal and informal institutions in post-transitional settings where ‘perverse institutionalization’5 Valenzuela, ‘Democratic Consolidation’, 62. View all notes creates and fosters undemocratic informal rules and/or enshrines them as formal codes. If the military autonomy reaches a threshold ranging from high to very high, constitutional institutions become Janus-faced and can enforce a sui generis repertoire of undemocratic informal institutions. Thus, the state exerts formal and informal ‘domination’,6 Weber, Economy and Society. View all notes Herrschaft in a Weberian sense. This modality of dual domination is what I call ‘deep state’.     

Linkages and the promotion of democracy: the EU's eastern neighbourhood

The EU's eastern neighbourhood with its considerable divergence in regime types is a more challenging testing ground for democracy promotion than Central and Eastern Europe. This article explores the diversity of the international linkages in the eastern neighbours (Ukraine, Moldova, Georgia, Armenia, Azerbaijan) and the role these linkages play in domestic politics. International linkages are filtered and activated by domestic politics. If diverse linkages reinforce domestic political competition, they can contribute to the creation of democratic openings. Conversely, in the absence of domestic political competition, international linkages can insulate a regime from internal pressures for reform, in particular if the linkages are deep and undiversified. This article focuses on one causal mechanism, namely stateness issues acting as a filter for international linkages.     

Caste and democratization in postcolonial India: an ethnographic examination of lower caste politics in Bihar

This article examines the case of lower-caste politics in the populous north Indian state of Bihar in order to show the ways in which the liberal democratic model fails to capture the realities of democracy in postcolonial India. In order to explain the rise of lower-caste politics, I examine the ways in which relationships between state institutions, caste networks and locally dominant groups shape contemporary political possibilities, necessitating a re-evaluation of the relationship between liberalism and democracy in India. With state institutions being unable to effectively enforce rights, a caste-based notion of popular sovereignty became dominant – as an idea (the lower-caste majority should rule) and as the everyday rough-and-tumble of an electoral politics that ultimately revolves around the force of numbers. It is inadequate, and actually unhelpful, to simply point out the obvious fact that the enforcement of rights is routinely and systematically undermined in practice and to call for more effective implementation. In fact, I argue that effective implementation in places such as Bihar could only be possible through a radical restructuring of local power that can only come from below, through democratic practice itself.     

The local in the global: rethinking social movements in the new millennium

In this article we discuss the failure of social movement theories to adequately understand and theorize locally based, grassroots social movements like the landless workers movement in Brazil, ‘livability movements’ in third-world cities, and living wage movements in the USA. Movements such as these come to the attention of most social movement analysts only when the activists who participate in them come together in the streets of Seattle or international forums like the World Social Forum. To date, it is the transnational character of these protests that have excited the most attention. Building on scholarship that looks at the link between participatory democracy and social movements, this article takes a different tack. We show how some social movements have shifted their repertoire of practices from large mass events aimed at making demands on the national state to local-level capacity building. It is the local struggles, especially the ways in which they have created and used institutions in civil society through extending and deepening democracy, that may be the most significant aspect of recent social movements, both for our theories and for our societies. Yet these aspects have received less attention, we believe, because they are less well understood by dominant social movement theories, which tend to focus on high-profile protest events. We look at the Brazilian Landless Workers Movement and the Justice for Janitors Campaign in Los Angeles to illustrate the important terrain of civil society as well as the role of community organizing.