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论证券投资基金的法律地位
引用本文:陈夏. 论证券投资基金的法律地位[J]. 西南政法大学学报, 2003, 5(6): 98-105
作者姓名:陈夏
作者单位:中国人民大学,北京,100872
摘    要:正确认识证券投资基金的法律地位是进行证券投资基金立法和理论研究的基础。笔者在找出我国理论界对证券投资基金性质及法律地位认识分歧的根源之后,简要论述了公司型基金的法律主体地位,并从投资基金的社会主体性和法律主体性两个层次、事实判断和价值判断两个方面,详细论证了信托型基金的法律地位,指出我国的投资基金立法应从主体角度对信托型基金进行规范,同时希望立法大胆创新,把信托型基金列为与自然人、法人具有平等地位的第三民事主体。

关 键 词:公司型基金  信托型基金  事实判断  价值判断  第三民事主体
文章编号:1008-4355(2003)06-098-08
修稿时间:2003-09-05

About the Legal Status of Securities Investment Fund
CHEN Xia. About the Legal Status of Securities Investment Fund[J]. Journal of Swupl, 2003, 5(6): 98-105
Authors:CHEN Xia
Abstract:It is the basis of the legislation and study of securities investment fund to have a right idea of its legal status. Firstly, analyzing the source of the divergent opinions about the quality of securities investment fund and the legal status of it, the author briefly discusses the legal status of statutory - type fund, and then argues in detail about the legal status of fiduciary - type fund on the basis of the quality of social subject and legal subject of investment fund and as fact - judgment and value - judgment point of view. It is suggested that the legislation on investment fund should regulate it from the subject status and recognize it as the third civil subject and make it to be equal to natural person and legal person.
Keywords:statutory - type fund  fiduciary- type fund  fact judgment  value judgment  the third civil subject
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