论完善我国上市公司治理结构中的监事制度

文章对上市公司监事制度产生的根源、若干国家实施的监事制度的各自 特点进行了评价，分析了我国上市公司监事制度在体制性环境和制度设计方面存在的问 题，并提出了予以完善的意见。作者认为，独立董事和独立监事可以并列存在，职责可以 在法律上切分；监事会中不必强制性地要求有职工代表参加；外部监事可由相关银行的 代表充任；应在法律上明确规定监事和董事一样对公司负有忠实义务和勤勉义务。

On the Perfection of Supervising System in Govermental Structure of Public Held Corporations of China

The thesis discusses the reasons why the supervisory system is formed, re- views the different patterns of supervisory system adopted by several countries, analyzes the political and economic surroundings of the supervisory system of China's listed corporations and its institutional defects, and finally gives some advice on how to improve the present system of supervisors. The author thinks that the coexistence of independent directors and independent supervisors should be allowed, and the law may allocate their functions and duties proper- ly. Healso believes that the board of supervisors need ont contain worker representatives, the postions of outside supervisors should be taken by the representatives of related banks, and the law should stipulate that the supervisors have the same duty of loyalty and diligence as the directors.