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转售价格维持本身违法原则质疑:先例形成的历史探源
作者姓名:兰磊
作者单位:华东政法大学知识产权学院
基金项目:2018年华东政法大学科学研究项目“大数据环境下限制竞争行为规制研究”(18HZK006)的阶段性成果。
摘    要:1911年美国联邦最高法院在迈尔斯博士案中判决涉案转售价格维持(RPM)违反《谢尔曼法》。后世逐渐将其解读为确立了RPM本身违法原则,并认为如此判定的理据有二。这种理解对我国反垄断法界认识RPM产生了深远影响。然而,这是一种严重误读。该案引用禁止限制产权让渡法则的目的,并不在于论证限制产权让渡即损害竞争。涉案行为是一种...

关 键 词:反垄断法  垄断协议  转售价格维持(RPM)  本身违法原则

Debunking the Per Se Illegality Rule of RPM:A Historical Enquiry of Its Precedential Genesis
Authors:Lan Lei
Abstract:In the 1911 Dr.Miles Case,U.S.Supreme Court ruled that the resale price maintenance(RPM) in issue violated the Sherman Act.Later jurisprudence interpreted it as setting up the per se illegality rule for RPM,and such reading supported by two rationales.This interpretation carries great weight with the cognizance of RPM by the Chinese antitrust community.However,this is a serious misreading of the case.Its citation of the doctrine of restraint on alienation doesn’t mean to argue that a restraint on alienation constitutes harm to competition.The conduct in issue is a set of highly complex monopolistic agreements involving RPM,which have the same competitive effects with horizontal cartel among dealers;however,it does not follow that each and every RPM has such competitive effects.The process of this case being interpreted as an authority on RPM per se illegality is one in which an incorrect precedent is set up through repeated citations and distortions.Due to the existence of various exceptions,there has never been a real RPM per se illegality rule in the U.S.federal jurisdiction.When drawing upon American antitrust jurisprudence,we shall focus on underlying rationales of its precedents,instead of being bound by its precedents themselves.
Keywords:antitrust  monopolistic agreements  resale price maintenance(RPM)  per se illegal rule
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