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Professionalism, Organizations, and Compliance
Authors:Toni Makkai  Valerie Braithwaite
Affiliation:Toni Makkai is a Research Fellow in the Sociology Program, Research School of Social Sciences, Australian National University.;Valerie Braithwaite is a Senior Research Fellow in the Administration, Compliance and Governability Program, Research School of Social Sciences, Australian National University.
Abstract:Earlier studies haw shown that professional orientations are related to individual compliance with laws and regulations. However, no quantitative studies have focused on compliance at the organizational level and the professional orientations of the chief executive officer. Studies on dues and law breaking at the individual level have focused on professional orientations, but within an organization there are other aspects of professionalism that will be of import in determining the organization's compliance with the law. We posit that professionalism is a more complex notion for individuals located in an organizational setting. Utilizing data collected from 410 Australian nursing homes, which are characterized by a flat management structure, the data show that of three aspects of professionalism—orientation, values, and autonomy—it is professional autonomy that directly affects organizational compliance. However, the data do suggest that the relationship between professional orientations and organizational compliance are mediated by the complexity of the organization. Organizational culture is also shown to be an important factor in explaining compliance with the law.
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