Insider dealing and market abuse: The UK’s record on enforcement |
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| Authors: | Paul Barnes[Author vitae] |
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| Affiliation: | aNottingham Business School, Burton Street, Nottingham NG1 4BU, United Kingdom;bDepartment of Accounting and Corporate Governance, Macquarie University, Sydney, NSW 2113, Australia |
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| Abstract: | Insider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is just one form, since 2000. It is from this time when the Financial Services Authority (FSA) was established and the creation of these as civil offences that they could be pursued rigorously. It is the purpose of this article to examine the FSA’s record of enforcement relative to (i) its estimated level of occurrence and (ii) the US experience. |
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| Keywords: | Insider dealing Fraud Market abuse |
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