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论证券发行审核制度
引用本文:陈岱松. 论证券发行审核制度[J]. 河北法学, 2004, 22(12): 20-26
作者姓名:陈岱松
作者单位:华东政法学院,经济法学院,上海,200042
摘    要:通过对证券发行审核制度进行合理的分类,核准制与注册制,并对两种制度从含义、特征、监管理念及立法思想等方面作详尽而深入的比较分析,提出核准制与注册制相互借鉴、共同发展的观点,联系我国的证券发行审核制度的沿革与发展,希望能对我国的证券发行审核制度的改革与完善有所裨益。

关 键 词:证券发行  核准制  注册制  借鉴与发展
文章编号:1002-3933(2004)12-0020-07
修稿时间:2004-09-13

On Securities Offering Supervision Legal System
CHEN Dai-song. On Securities Offering Supervision Legal System[J]. Hebei Law Science, 2004, 22(12): 20-26
Authors:CHEN Dai-song
Abstract:This dissertation reviews the classification of securities offering supervision legal system, which may be classified as authoritative system and registration system.Firstly, it explores the definitions, characteristics, supervision and legal purpose of both systems. Secondly, it has been contended that both systems have their advantages and disadvantages and hence they can be learned from each other. Thirdly, relating the reform and development of the securities offering supervision legal system in China, it hopes that it will benefit the reform and perfection of this legal system in China.
Keywords:securities offering  authoritative system  registration system  reference and development
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