| 论政府对投资银行的风险监管 |
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| 引用本文： | 张学安,檀吓俤. 论政府对投资银行的风险监管[J]. 河北法学, 2009, 27(8) |
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| 作者姓名： | 张学安 檀吓俤 |
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| 作者单位： | 西北政法大学国际法学院,陕西西安,710063 |
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| 摘 要： | 本轮金融危机中,投资银行业务过度创新而政府监管乏力,风险累积祸及世界.政府对投资银行的风险监管问题引起业界的高度关注.通过分析政府对投资银行监管的理论基础,探讨对投行监管的必要性及监管的目标.在分析政府对投资银行监管方面暴露的问题之后,提出政府应该为投资银行创设良好的运行环境,创建良好的信息披露和风险提示制度,特别是把好市场准人和退出关口及针对投资银行的业务链条设计风险监管制度,防止出现监管真空,并且加强监管过程中的国际合作.
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| 关 键 词： | 投资银行 风险 政府监管 |
On the Governmental Supervision of Investment Banking Risks |
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| ZHANG Xue-an,TAN Xia-di. On the Governmental Supervision of Investment Banking Risks[J]. Hebei Law Science, 2009, 27(8) |
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| Authors: | ZHANG Xue-an TAN Xia-di |
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| Affiliation: | ZHANG Xue-an,TAN Xia-di(International Law School,Northwest University of Political Science and Law,Xi'an 710063 China) |
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| Abstract: | Investment banks overacted in financial innovation while the governments'supervision have been inefficient,which has been recognized as a vital causation to the worldwide financial crisis,and the accumulated financial risk has brought disaster to the world economy,hence the governmental supervision and regulation of investment banking risks are highlighted by the banking related people.The thesis begins with an analysis on the theoretical foundation of governmental investment banking,and the necessity and t... |
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| Keywords: | investment banking risk governmental supervision |
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