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寻找商业目标与公司合规之间的最大公约数
引用本文:杨力. 寻找商业目标与公司合规之间的最大公约数[J]. 政法论丛, 2020, 0(2): 139-148
作者姓名:杨力
作者单位:上海交通大学凯原法学院
基金项目:研究阐释党的十九大精神国家社科基金专项课题“深化司法体制综合配套改革研究”(18VSJ078)的阶段性成果。
摘    要:作为现代城市治理的题中应有之义,商业合规变得日益重要。除了外在讨论商业合规的传统视角,从公司内部视角讨论"在什么条件下"商业合规更容易、更可能实现的内在驱动机制,是一个十分关键的问题。两个研究小组围绕商业合规进行了全面分析,同时结合国内外商业合规研究的最新动向,探讨了如何建立商业合规的"高效认知界面",提出了一种公司更愿意合规的认知行为界面偏好的方法,改变以往强调商业合规的"硬干预"、"强干预"的窠臼,走向更为符合商业合规选择偏好的"软干预"、"弱干预"的范式。在此基础上,寻找到让赢利与合规目标之间达成最大公约数的具体实现方案。

关 键 词:城市治理  商业合规  高效认知界面

How to Achieve the Perfect Balance between Profit Making and Compliance
Yang Li. How to Achieve the Perfect Balance between Profit Making and Compliance[J]. Journal of Political Science and Law, 2020, 0(2): 139-148
Authors:Yang Li
Affiliation:(Ko Guan Law School of Shanghai Jiao Tong University,Shanghai 200030)
Abstract:As the proper meaning of urban governance,business compliance has become increasingly important. In addition to the traditional perspective of discussing business compliance externally,it is a key topic to discuss the inner motivation mechanism,which is about under what environments Business Compliance is more likely to be achieved from the internal perspective of a company. Two research groups conducted comprehensive analysis with big data and small data combined the latest trends of domestic and foreign business compliance research,discussed how to construct " cognitively effective interface ’ of Business Compliance, and then brought up a cognitively effective interface method that companies are more willing to comply with. This method changed the previous stereotype of ’ hard intervention ’ and ’ strong intervention ’ on business compliance, created a ’ soft intervention’ and ’weak intervention’ pattern that fit business compliance selection preference better. Based on this method,this paper aims to find a practical solution which can achieve the perfect balance between profit making and compliance.
Keywords:urban governance  business compliance  small data and big data  cognitively effective interface
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