以全球化视野看金融集团监管

金融集团是二十世纪八十年代以来发展起来的一种创新组织形式，在经济全球化背景下面临由复杂组织结构及集团内部交易等问题引起的特定风险。自成立起来，“联合论坛”先后发布多项旨在监督金融集团稳健运营的文件，以切实加强对多元化金融集团的监管。欧盟理事会发布的“监管指令”消弭了欧盟对金融集团监管的重复、脱节现象，使欧盟监管由行业监管向跨行业监管、机构性监管向功能性监管的方向过渡。

Seeing the Supervision of Financial Group in Globalization Perspective

Since 1980＇s financial group is an innovative form of organization, which will face with a special risk derived from complicated organized structure or internal trade between financial group in the background of economic globalization. The Joint Forum has issued a lot of documents on financial group after its foundation, whose intention aims at steadily operation chiefly. The supervisory directive promulgated by European Union Commission put an end to the repeated supervision or supervision divorced from practice, it make cooperative of EU from a industry to inter-industry, institutional supervision to functional supervision. supervision