| 证券执法和解制度的比较研究 |
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| 引用本文： | 叶林,张辉,张昊. 证券执法和解制度的比较研究[J]. 甘肃政法成人教育学院学报, 2009, 0(4): 20-29 |
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| 作者姓名： | 叶林 张辉 张昊 |
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| 作者单位： | 叶林,张辉(中国人民大学,法学院,北京,100872);张昊(中国邮政储蓄银行,北京,100808) |
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| 基金项目： | 2008年度国家法治与法学理论研究项目之《证券市场投资者利益保护研究》的部分研究成果.项目 |
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| 摘 要： | 证券执法和解制度是指在证券执法过程中，证券监管机构通过与被监管者协商，就特定的被调查行为达成和解，以被监管者自愿的作为或不作为代替形式上的行政处罚，从而终结案件的一种执法机制。我国在立法层面确立证券执法和解制度需要解决好和解的适用条件、基本程序、和解内容和效力等问题。
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| 关 键 词： | 证券执法和解 行政处罚 程序 效力 |
Comparative Study of the System of Securities Execution Settlement |
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| YE Ling,ZHANG Hui,ZHANG Hao. Comparative Study of the System of Securities Execution Settlement[J]. Journal of Adults Education of Gansu Political Science and Law Institute, 2009, 0(4): 20-29 |
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| Authors: | YE Ling ZHANG Hui ZHANG Hao |
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| Affiliation: | 1.school of Law of Renmin University of China;Beijing 100872;Postal Savings Bank Of China;Beijing 100808 |
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| Abstract: | System of securities execution settlement means the enforcement mechanism that in process of securities execution,securities supervision agencies arrive settlement of the special inquired behavior through consult with person under surveillance,and take the way that person under surveillance act or omission voluntarily instead of the form of administrative punishment so as to end cases.At the legislative level,our country establish the system of securities execution settlement need to solve such as applicabl... |
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| Keywords: | securities execution settlement administrative punishment program effect |
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