证券商"全权委托"制度探讨 |
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引用本文: | 罗荣华.证券商"全权委托"制度探讨[J].四川警官高等专科学校学报,2006,18(5):27-32. |
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作者姓名: | 罗荣华 |
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作者单位: | 罗荣华(四川省社会科学院,四川,成都,610072) |
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摘 要: | 我国修订前后的《证券法》都严格禁止证券商接受客户的全权委托.这一规定固然有其法理依据,但从意思自治原则出发、参照国外的证券交易立法并结合我国国情来看,应予解禁.在加强规制的前提下,开放全权委托业务,利大于弊.
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关 键 词: | 证券交易 委托代理 全权委托 意思自治 信托责任 |
文章编号: | 1009-8410(2006)05-0027-06 |
修稿时间: | 2005年12月27 |
Study on Yhe Carte Llanche to Securities-Brokers |
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Authors: | LUO Rong-hua |
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Institution: | LUO Rong-hua |
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Abstract: | On the securrities bargaining markets,investors have to commission ine broker to buy or sell their securities.According to the jurisprudence,commission here should consists of the carte blanche,but the Securities Law before or after it was emended forbids securities-brokers to accept the carte blanche of investors.what is the jurisprudence and nitty-gritty of forbiding the securities-brokers to accept the carte blanche of investors?this paper manages to argue that ther is some jurisprudence and nitty-gritty of the carte blanche existing on the securities bargaining market.when the Securities Law is amended once more,it should be open to the carte blanche to securities-brokers. |
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Keywords: | securities bargaining the commission the carte blanche |
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