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投资银行监管法律问题研究
引用本文:曹赟. 投资银行监管法律问题研究[J]. 山西省政法管理干部学院学报, 2005, 18(1): 29-30
作者姓名:曹赟
作者单位:山西大学,法学院,山西,太原,030006
摘    要:由于金融市场竞争激烈 ,金融风险问题日益突出 ,加强投资银行风险监管已经成为一项十分迫切的现实任务。我国投资银行作为行业的发展 ,迫切需要比较完善的法律与监管环境 ,使企业的经营有法可依 ,并在平等的环境中开展竞争。

关 键 词:投资银行  监管  证券
文章编号:1672-1500(2005)01-0029-02
修稿时间:2004-11-03

Legal Research on the Supervision and Management of Investment Bank
CAO Yun. Legal Research on the Supervision and Management of Investment Bank[J]. Journal of Shanxi Politics and Law Institute for Administrators, 2005, 18(1): 29-30
Authors:CAO Yun
Abstract:Due to the problem of financial risk becomes more and more stricking, as a result, to reinforce the supervision and management of investment bank has become a pressing task. This paper expounds its general theories, and on the basis of analyzing the present situation of China's investment bank and combining the development tendency of international investment banking, the author proposes the suggestion and advice of improving China's investment banking supervision and management.
Keywords:investment bank  supervision and management  securities
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