Classification of firing pin impressions using HOG-SVM

Crimes, such as robbery and murder, often involve firearms. In order to assist with the investigation into the crime, firearm examiners are asked to determine whether cartridge cases found at a crime scene had been fired from a suspect's firearm. This examination is based on a comparison of the marks left on the surfaces of cartridge cases. Firing pin impressions can be one of the most commonly used of these marks. In this study, a total of nine Ruger model 10/22 semiautomatic rifles were used. Fifty cartridges were fired from each rifle. The cartridge cases were collected, and each firing pin impression was then cast and photographed using a comparison microscope. In this paper, we will describe how one may use a computer vision algorithm, the Histogram of Orientated Gradient (HOG), and a machine learning method, Support Vector Machines (SVMs), to classify images of firing pin impressions. Our method achieved a reasonably high accuracy at 93%. This can be used to associate a firearm with a cartridge case recovered from a scene. We also compared our method with other feature extraction algorithms. The comparison results showed that the HOG-SVM method had the highest performance in this classification task.     

Comparison of the Class and Individual Characteristics of Turkish 7.65 mm Browning/.32 Automatic Caliber Self‐Loading Pistols with Consecutive Serial Numbers

Abstract: Firearms identification is based on the fundamental principle that it is impossible to manufacture two identical items at the microscopic level. As firearm manufacturing technologies and quality assurance are improving, it is necessary to continually challenge this principle. In this study, two different makes of 7.65 mm Browning/.32 Automatic caliber self‐loading pistols of Turkish manufacture were selected and examined. Ten pistols with consecutive serial numbers were examined and each fired 10 times. The fired cartridge cases were recovered for comparison purposes. It was found that for each make of pistol, the individual characteristics within the firing pin impression, ejector, and breech face marks of all 10 pistols were found to be significantly different.     

Development of STR profiles from firearms and fired cartridge cases

Fired cartridge cases are a common type of evidence found at crime scenes. However, due to the high chamber temperatures and touch nature of this evidence, DNA testing is not commonly sought because it is believed DNA is only present in low levels, whether it is due to initial low levels of DNA and/or DNA degradation from the heat or inhibition of the PCR reaction. Moreover, very few laboratories report STR typing success with fired cases. This study focused on obtaining STR profiles from fired cartridge cases using the AmpFℓSTR^® MiniFiler™ kit, which is designed to amplify DNA from low level, inhibited, and degraded samples. Comparisons to other STR amplification kits were also conducted. In attempt to simulate casework, random individuals loaded cartridges into a firearm. DNA was recovered from the fired cartridge cases using the double swab technique and extracted using an automated large volume DNA IQ™ method. Initially, testing focused on known shedders handling cartridges for 30 s prior to firing. A significantly greater number of alleles was obtained following amplification with the MiniFiler™ kit versus the PowerPlex^® 16 BIO kit. No alleles were observed using the Identifiler^® kit. In an attempt to better simulate casework, a random selection of laboratory personnel handled shotshells for as long as needed to load and fire the weapon. In this mock sample study, the MiniFiler™ kit successfully amplified an average of 22% of expected alleles from DNA recovered from shotshell cases versus the PowerPlex^® 16 BIO kit where an average of 7% of alleles were observed. However, the total number of alleles obtained from the two kits was not significantly different. The quality of the DNA obtained from fired cases was studied with evidence of inhibition in at least 11% of shotshell case samples. After swabbing the head and the hull of three shotshell cases separately, a significantly greater number of alleles was obtained from the hull as opposed to the head of the fired shotshell case. In addition, after firing, various internal firearm surfaces were swabbed, including the chamber of barrel, ejection port, and breechface, in an attempt to obtain amplifiable DNA. DNA was obtained from the chamber of the barrel and was amplifiable using the MiniFiler™ kit, although mixtures were obtained with extensive drop-in and drop-out making this analysis unlikely to aid an investigation.     

Forensic Evidence and Criminal Investigations: The Impact of Ballistics Information on the Investigation of Violent Crime in Nine Cities,

We explore the impact of information from ballistics imaging hit reports on the investigation into violent crimes. Ballistics imaging hits link two crimes involving the same firearm by forensically matching tool marks on the fired bullets or cartridge cases. Interview data collected from detectives who received a hit report were used to explore the relationship between the presence of a hit report and outcomes in 65 gun‐related violent crime investigations in nine U.S. police agencies. Findings indicate hit reports rarely contribute to identification, arrest, charging, or sentencing of suspects, because of delays in producing hit reports. On average, hit reports were completed 181.4 days after the focal crime. This delay forces investigations to proceed without the benefit of information from ballistics analysis. Additionally, hit reports rarely contained detailed information that was immediately useful to investigators. Instead, hit reports required additional research by the investigator to unlock useful information.     

Evaluation of GLOCK 9 mm Firing Pin Aperture Shear Mark Individuality Based On 1,632 Different Pistols by Traditional Pattern Matching and IBIS Pattern Recognition

Over a period of 21 years, a number of fired GLOCK cartridge cases have been evaluated. A total of 1632 GLOCK firearms were used to generate a sample of the same size. Our research hypothesis was that no cartridge cases fired from different 9‐mm semiautomatic GLOCK pistols would be mistaken as coming from the same gun. Using optical comparison microscopy, two separate experiments were carried out to test this hypothesis. A subsample of 617 test‐fired cases were subjected to algorithmic comparison by the Integrated Ballistics Identification System (IBIS). The second experiment subjected the full set of 1632 cases to manual comparisons using traditional pattern matching. None of the cartridge cases were “matched” by either of these two experiments. Using these empirical findings, an established Bayesian probability model was used to estimate the chance that a 9‐mm cartridge case, fired from a GLOCK, could be mistaken as coming from the same firearm when in fact it did not (i.e., the random match probability).     

几种新型手枪射击弹壳上痕迹特征浅析

为了适应新形势下枪弹检验工作的需要,我中心枪弹处于1997、1998年分别购置了一批新型枪支.其中有13种配用9mm×19mm巴拉贝鲁姆手枪弹的新型手枪,它们分别是213型9毫米手枪、213A型9毫米手枪、七七B型9毫米手枪、七七B2型9毫米手枪、NP20型9毫米手枪、NP22型9毫米手枪、NP28型9毫米手枪、NP38型9毫米手枪、201C型9毫米手枪和NZ75型9毫米手枪.为了让更多的同行了解这13种新型手枪发射子弹的弹壳上的主要痕迹特征,我们制作了一些样本.由于每种枪仅购置了一支,故本文所介绍的有些痕迹特征究竟属于种类特征,抑或是个别特征,还有待于作进一步的实验和研究.将13种枪支划分为5组分别进行论述:一组:213型、213A型;     

A part-declared blind testing program in firearms examination

In 2015 and 2016 the Central Unit of the Dutch National Police created and submitted 21 cartridge case comparison tests as real cases to the Netherlands Forensic Institute (NFI), under supervision of the University of Twente (UT). A total of 53 conclusions were drawn in these 21 tests. For 31 conclusions the underlying ground truth was “positive”, in the sense that it addressed a cluster of cartridge cases that was fired from the same firearm. For 22 conclusions the ground truth was “negative”, in the sense that the cartridge cases were fired from different firearms. In none of the conclusions, resulting from examinations under casework conditions, misleading evidence was reported. All conclusions supported the hypothesis reflecting the ground truth. This article discusses the design and results of the tests in more detail.     

An Investigation into Whether or Not the Class and Individual Characteristics of Five Turkish Manufactured Pistols Change During Extensive Firing

Abstract:  In order to assess whether or not the class and individual characteristics of a firearm change over time, five different makes of Turkish self-loading pistol were tested and were each fired a large number of times. The class and individual characteristics were identified for each pistol and the first fired cartridge case was compared with the subsequent consecutive 250th fired cases for each pistol. It was found that there were slight changes in some of the individual and class characteristics; however, this was not statistically significant and did not affect the ability of the firearms examiner to match the first fired case to the last fired case for each firearm tested.     

Performance Evaluation of a Registered Ballistic Database Using the Evofinder® System

Firearms for police in China are registered along with their fired bullets and cartridge cases. A Registered Ballistic Database (RBD) of 1000 Norinco QSZ‐92 pistols with registered ammunition was established and was evaluated through the Evofinder® system. In this research, 1000 bullets and 1000 cartridge cases were randomly selected and correlated against an RBD of 2996 bullets and 2999 cartridge cases. Examiners found that successful identifications all ranked 1st, supported with land (100%), groove (97%) engraved areas, and primary marks (85.6%) for bullets, and firing pin impressions (99.8%), and breech face marks (99.9%) for cartridge cases. Two known matches (KM) for the same pistol rank in the top two (100%). The distribution of similarity scores varies from marks; however, the Evofinder® system could still effectively distinguish known matches from known nonmatches (KNM) for either bullets or cartridge cases. This study demonstrates the efficiency of the RBD.     

A Fully Automatic Method for Comparing Cartridge Case Images,

When a gun is fired, it leaves marks on cartridge cases that are thought to be unique to the gun. In current practice, firearms examiners inspect cartridge cases for “sufficient agreement,” in which case they conclude that they come from the same gun, testifying in courts as such. A 2016 President's Council of Advisors on Science and Technology report questioned the scientific validity of such analysis (President's Committee of Advisors on Science and Technology, Washington, DC, Executive Office of the President). One recommendation was to convert firearms analysis to an objective method. We propose a fully automated, open‐source method for comparing breechface marks on cartridge cases using 2D optical images. We improve on existing methodology by automating the selection of marks, and removing the effects of circular symmetry. We propose an empirical computation of a “random match probability” given a known database, which can be used to quantify the weight of evidence. We demonstrate an improvement in accuracy on images from controlled test fires.     

Reference ballistic imaging database performance

Ballistic imaging databases allow law enforcement to link recovered cartridge cases to other crime scenes and to firearms. The success of these databases has led many to propose that all firearms in circulation be entered into a reference ballistic image database (RBID). To assess the performance of an RBID, we fired 4200 cartridge cases from 600 9 mm Para Sig Sauer model P226 series pistols. Each pistol fired two Remington cartridges, one of which was imaged in the RBID, and five additional cartridges, consisting of Federal, Speer, Winchester, Wolf, and CCI brands. Randomly selected samples from the second series of Remington cartridge cases and from the five additional brands were then correlated against the RBID. Of the 32 cartridges of the same make correlated against the RBID, 72% ranked in the top 10 positions. Likewise, of the 160 cartridges of the five different brands correlated against the database, 21% ranked in the top 10 positions. Generally, the ranking position increased as the size of the RBID increased. We obtained similar results when we expanded the RBID to include firearms with the same class characteristics for breech face marks, firing pin impressions, and extractor marks. The results of our six queries against the RBID indicate that a reference ballistics image database of new guns is currently fraught with too many difficulties to be an effective and efficient law enforcement tool.     

Reference ballistic imaging database performance

Ballistic imaging databases allow law enforcement to link recovered cartridge cases to other crime scenes and to firearms. The success of these databases has led many to propose that all firearms in circulation be entered into a reference ballistic image database (RBID). To assess the performance of an RBID, we fired 4200 cartridge cases from 600 9mm Para Sig Sauer model P226 series pistols. Each pistol fired two Remington cartridges, one of which was imaged in the RBID, and five additional cartridges, consisting of Federal, Speer, Winchester, Wolf, and CCI brands. Randomly selected samples from the second series of Remington cartridge cases and from the five additional brands were then correlated against the RBID. Of the 32 cartridges of the same make correlated against the RBID, 72% ranked in the top 10 positions. Likewise, of the 160 cartridges of the five different brands correlated against the database, 21% ranked in the top 10 positions. Generally, the ranking position increased as the size of the RBID increased. We obtained similar results when we expanded the RBID to include firearms with the same class characteristics for breech face marks, firing pin impressions, and extractor marks. The results of our six queries against the RBID indicate that a reference ballistics image database of new guns is currently fraught with too many difficulties to be an effective and efficient law enforcement tool.     

The Effect of pH on Electrolyte Detection of Fingermarks on Cartridge Cases and Subsequent Microscopic Examination

Cartridge cases may contain deposited fingermarks when the firearm was loaded ( http://www.nij.gov/pubs-sum/225320.htm , J Forensic Sci, 53 , 2008 and 812). Cartridge cases can be individualized with microscopic examination. However, heat and friction degrades the deposited fingermark on the fired cartridge cases, if any on the surface. Also, unfired and fired cartridge cases are made of metal, which is a nonporous surface that does not retain fingermarks well ( http://www.nij.gov/pubs-sum/225320.htm ). This study tests the effects of pH level on fingermark clarity on brass fired and unfired cartridge cases and microscopic striation examination (MSE). Two trials were performed to determine the optimal pH in fingermark clarity for both types of cartridges. This was performed through immersion in six pH range solutions from dilutions of sulfuric acid and sodium hydroxide for 24 h for the purpose of enhancing the fingermarks on the metal. The use of the optimal neutral pH level is suggested because immersion of the cartridge cases in pH 1–3 and 3–5 affects MSE.     

Automated detection of regions of interest in cartridge case images using deep learning

This paper explores a deep-learning approach to evaluate the position of circular delimiters in cartridge case images. These delimiters define two regions of interest (ROI), corresponding to the breech face and the firing pin impressions, and are placed manually or by an image-processing algorithm. This positioning bears a significant impact on the performance of the image-matching algorithms for firearm identification, and an automated evaluation method would be beneficial to any computerized system. Our contribution consists in optimizing and training U-Net segmentation models from digital images of cartridge cases, intending to locate ROIs automatically. For the experiments, we used high-resolution 2D images from 1195 samples of cartridge cases fired by different 9MM firearms. Our results show that the segmentation models, trained on augmented data sets, exhibit a performance of 95.6% IoU (Intersection over Union) and 99.3% DC (Dice Coefficient) with a loss of 0.014 for the breech face images; and a performance of 95.9% IoU and 99.5% DC with a loss of 0.011 for the firing pin images. We observed that the natural shapes of predicted circles reduce the performance of segmentation models compared with perfect circles on ground truth masks suggesting that our method provide a more accurate segmentation of the real ROI shape. In practice, we believe that these results could be useful for firearms identification. In future work, the predictions may be used to evaluate the quality of delimiters on specimens in a database, or they could determine the region of interest on a cartridge case image.     

95式5．8mm自动步枪射击弹壳上痕迹的研究

目的研究95式5.8mm自动步枪射击弹壳上痕迹的检验价值。方法用10支95式5.8mm自动步枪分别射击50发,对收集的500枚射击弹壳在显微镜下观察测量。结果弹壳上痕迹反映普遍较浅,痕迹具有特殊性。结论95式5.8mm自动步枪射击弹壳上痕迹具有一定的同一认定价值。     

QSZ92式9mm手枪射击弹壳击针痕迹次种类特征的研究

目的研究QSZ92式9mm手枪击针在生产加工过程中潜在的次种类特征,以区别于个体特征。方法用超景深体式显微镜对特定工序连续生产加工的10件QSZ92式9mm手枪击针的射击痕迹进行观察比对。结果不同击针形成的击针痕迹痕底特征具有特定性,而痕壁特征中的同心圆状或圆弧状加工痕迹具有相似性,属于次种类特征。结论同一认定过程中不能将击针痕迹中的同心圆状或圆弧状加工痕迹作为个体特征使用。     

Optimizing Ballistic Imaging Operations

Ballistic imaging systems can help solve crimes by comparing images of cartridge cases, which are recovered from a crime scene or test‐fired from a gun, to a database of images obtained from past crime scenes. Many U.S. municipalities lack the resources to process all of their cartridge cases. Using data from Stockton, CA, we analyze two problems: how to allocate limited capacity to maximize the number of cartridge cases that generate at least one hit, and how to prioritize the cartridge cases that are processed to maximize the usefulness (i.e., obtained before the corresponding criminal case is closed) of hits. The number of hits can be significantly increased by prioritizing crime scene evidence over test‐fires, and by ranking calibers by their hit probability and processing only the higher ranking calibers. We also estimate that last‐come first‐served increases the proportion of hits that are useful by only 0.05 relative to first‐come first‐served.     

Identification of a Suspect in a Murder Case through Recovery of Fingermarks from a Fired Cartridge Case

During the period of one year, the Police of the State of Espírito Santo in Brazil analyzed 1,431 cartridge cases obtained from crime scenes and seizures. The cartridges were subjected to a development sequence (cyanoacrylate fuming + gun bluing + fluorescent dying), and panoramic images of the developed fingermarks were generated based on the photographs taken during the rotation of the cartridges. Ridge details were observed in 50 cartridges, but only in 5 cartridges, the marks were considered with value for identification. The fingermarks were searched in the Automated Fingerprint Identification System (AFIS) of the Brazilian Federal Police and, in one case, it was possible to obtain the suspect's identification. In our knowledge, this is the first case in Brazil of identification of a suspect based on a fingermark recovered from a fired cartridge case.     

The National Ballistics Imaging Comparison (NBIC) project

In response to the guidelines issued by the American Society of Crime Laboratory Directors/Laboratory Accreditation Board (ASCLD/LAB-International) to establish traceability and quality assurance in U.S. crime laboratories, a NIST/ATF joint project entitled National Ballistics Imaging Comparison (NBIC) was initialized in 2008. The NBIC project aims to establish a National Traceability and Quality System for ballistics identifications in crime laboratories within the National Integrated Ballistics Information Network (NIBIN) of the U.S. NIST Standard Reference Material (SRM) 2460 bullets and 2461 cartridge cases are used as reference standards. 19 ballistics examiners from 13 U.S. crime laboratories participated in this project. They each performed 24 periodic image acquisitions and correlations of the SRM bullets and cartridge cases over the course of a year, but one examiner only participated in Phase 1 tests of SRM cartridge case. The correlation scores were collected by NIST for statistical analyses, from which control charts and control limits were developed for the proposed Quality System and for promoting future assessments and accreditations for firearm evidence in U.S. forensic laboratories in accordance with the ISO 17025 Standard.     

Reactivating deactivated firearms

Deactivating firearms necessitates a certain number of modifications to the firearm. We will show how in a number of cases these modifications were overcome. The material of which we dispose makes it possible to see what were the subsequent steps in the reactivation of the firearms. Inherently to their hand craft nature, very characteristic marks are obtained for the cartridge cases.