Pioneers of peace research — Lewis Fry Richardson: Apostle of math

Most studies of economic sanctions have concluded that they are ineffective as instruments of foreign policy. In a previous effort, we applied the spatial model of bargaining to the question of sanctions effectiveness to identify the‐conditions under which sanctions can be expected to “work.” In this paper, we refine that analysis by examining the impact of domestic politics in the state that is the target of the sanctions. Sanction episodes may be examples of two‐level games in which the domestic game within both parties affects the international game and vice‐versa. Here, we take a first cut of applying this approach to the analysis of sanctions effectiveness. We extend the spatial model to focus on how sanctions affect the internal political bargaining within the target state. From this, we determine how state policy should change (or not) as a result of the sanctions. We use the basic model to identify general hypotheses regarding the nature of sanctions and their effectiveness and we evaluate some of these hypotheses using cases in which the United States imposed sanctions on Latin American countries for human rights violations.     

Foreign aid and political conditionality: Issues of effectiveness and consistency

This article examines the implementation of political conditionality by four official aid donors in the 1990s. It explores the aid sanctions taken globally to leverage improvements in respect of human rights and democratic principles, and assesses donor policy practice along two lines of investigation ‐ effectiveness and consistency. A main finding is the ineffectiveness of aid restrictions in contributing to political reforms in recipient countries. This is accounted for more by the weakness of measures imposed than by the strength of recipient governments, questioning the seriousness of donor intent in many cases. Regarding consistency, a pattern of selective and inconsistent policy application is revealed. The increased rhetorical support for democracy and human rights by northern governments post‐cold war has not led to a corresponding change towards the fair and equal treatment of all nations. The continued subordination of human rights and democracy to other foreign policy concerns, notably economic self‐interest, not only undermines policy credibility and legitimacy, but also limits impact and effectiveness. Donors themselves have introduced a normative dimension to aid policy. Yet if their own commitment to the principles of human rights and democracy is at best partial, they can hardly require development partners to abide by them in a manner that commands respect.     

Greasing the squeaky wheel: News media coverage and us development aid, 1977–1992

This study explores the role that news media coverage plays in influencing US foreign policy in general, and foreign aid policy in particular. It is expected that foreign policy officials will be responsive to the content of the domestic news media and will attempt to align their actions with what they expect is the public's perception of the importance of a particular issue. In this study, it is hypothesized that that higher levels of news coverage of a potential recipient country will lead to higher aid commitments. The analysis examines the levels of US aid commitments to those it provided aid during the period 1977–1992. Even with an admittedly simple measure of news media coverage, the empirical findings are clear. The level of news coverage is a statistically significant factor in the levels of aid offered by the US. Thus a domestic political motive may be considered to be operative along with more widely studied determinants of aid based upon humanitarian motives and national self‐interests.     

The choice for multilateralism: Foreign aid and American foreign policy

Why do governments choose multilateralism? We examine a principal-agent model in which states trade some control over the policy for greater burden sharing. The theory generates observable hypotheses regarding the reasons for and the patterns of support and opposition to multilateralism. To focus our study, we analyze support for bilateral and multilateral foreign aid giving in the US. Using new survey data, we provide evidence about the correlates of public and elite support for multilateral engagement. We find weak support for multilateralism and deep partisan divisions. Reflecting elite discourse, public opinion divides over two competing rationales—burden sharing and control—when faced with the choice between multilateral and bilateral aid channels. As domestic groups’ preferences over aid policy diverge from those of the multilateral institution, maintaining control over aid policy becomes more salient and support for multilateralism falls.     

Coercive or Corrosive: The Negative Impact of Economic Sanctions on Democracy

This article seeks to analyze the impact that sanctions have on democracy. We argue that economic sanctions worsen the level of democracy because the economic hardship caused by sanctions can be used as a strategic tool by the targeted regime to consolidate authoritarian rule and weaken the opposition. Furthermore, we argue that economic sanctions create new incentives for the political leadership to restrict political liberties, to undermine the challenge of sanctions as an external threat to their authority. Using time-series cross-national data (1972–2000), the findings show that both the immediate and longer‐term effects of economic sanctions significantly reduce the level of democratic freedoms in the target. The findings also demonstrate that comprehensive economic sanctions have greater negative impact than limited sanctions. These findings suggest that sanctions can create negative externalities by reducing the political rights and civil liberties in the targeted state.     

The Influence of Le Monde Coverage on French Foreign Aid Allocations

This study explores the role that Le Monde coverage plays in the allocation of French development aid. It is expected that foreign policy officials will try to match the magnitude of their actions with what they expect is the public's perception of the importance of the aid recipient. News media salience serves as an easily accessible indicator of that domestic political importance and, in the case of foreign aid, this suggests that higher levels of news coverage of a less developed country will lead to higher aid commitments. Statistical analyses of French aid commitments during the period 1986–1998 demonstrate that while the most important predictor of foreign aid is the official adoption of the French language by the aid recipient, the levels of Le Monde coverage are consistently and significantly correlated with levels of French foreign aid.     

Delegating Terror: Principal–Agent Based Decision Making in State Sponsorship of Terrorism

State sponsorship of terrorism, where a government deliberately provides resources and material support to a terrorist organization, is common in the international system. Sponsorship can provide significant strategic and political benefits for a state, but there are inherent international and domestic risks associated with delegating foreign policy to these actors. Using principal–agent analysis, I develop a model that evaluates the impact of potential costs and benefits on a state’s decision to sponsor terrorism. I test my model by using a novel dataset on sponsorship behaviors that ranges from 1970 to 2008. The results of my analysis support the validity of the principal–agent model in explaining sponsorship, as states will be more likely to engage in sponsorship when the strategic benefits of weakening the targeted state are high and the risks of international reputation loss and domestic dissatisfaction are low.     

The impact of human rights INGO activities on economic sanctions

What impact do human rights international non-governmental organizations (hereafter HROs) have on the initiation of economic sanctions? The extant literatures on sanctions and transnational non-state groups have largely overlooked the role, if any, the activities of these transnational non-state actors have on the use of economic coercion as a popular policy tool. In this study, we argue that HROs could affect sanction decisions through two distinct mechanisms: information production (“shaming and blaming”) and local empowerment (local presence). By bringing poor human rights performers into the international spotlight, we argue that this effect should hold even after accounting for human rights practices in the targeted countries. Using dyadic data on HROs and economic sanctions, we find robust support for our basic argument that HRO activities increase the likelihood of sanction events against repressive regimes. Additionally, much of the empirical support highlights the role of information production, as opposed to local empowerment, in leading to sanction onset. Overall, our findings indicate that HROs are powerful actors in influencing foreign policy decisions between states.     

Targeted Versus Conventional Economic Sanctions: What Is at Stake for Human Rights?

ABSTRACT

The adverse impact of economic sanctions on human rights is well documented in the literature (Peksen 2009; Wood 2008) and so are the consequences of sanctions for democracy (Peksen and Drury 2009, 2010) and for the survival of leaders (Escribà-Folch & Wright 2010; Marinov 2005). Using data from the Targeted Sanctions Consortium (Biersteker, Eckert, Tourinho, and Hudákóva 2013), we analyze whether sanctions that target segmented groups within the leadership fare any better with respect to human rights protection. The analysis focuses on the universe of targeted sanctions against African countries, between 1992 and 2008, and finds that the adverse impact of this coercive instrument—though unintended—is not statistically distinguishable from the adverse consequences already identified by the literature with respect to conventional sanctions. All else equal, the protection of rights to physical integrity (the right to life and the prohibition of torture) in the targeted country is 1.74 times more likely to worsen under an episode of targeted sanction when compared to a situation where there is no sanction. We propose a signaling model wherein a targeted leader is perceived by the opposition as weakened by the sanctions, which leads to more protest and repression. Higher levels of human rights violations follow.     

Fools Suffer Gladly: The Use of Economic Sanctions in International Crises

A number of recent international situations have raised again questions regarding the usefulness of economic sanctions as an instrument of foreign policy. Sanctions continue to be applied in a variety of contexts, yet we have not developed a sufficient understanding of the processes involved to determine when, or even if, sanctions can "work." While a great deal has been written on the subject, there have been neither attempts to subject the theoretical arguments to empirical testing nor efforts to provide systematic theoretical explanations for the empirical results that have been produced. In this article, we attempt to address this shortcoming in the literature. We propose a theory of sanctions effectiveness that is based on the spatial model of bargaining in international crises and use this theory to derive a number of hypotheses regarding when sanctions should produce favorable policy outcomes. We then subject some of the derived hypotheses to an empirical test based on a large number of international disputes. The model suggests that while sanctions will not work in many cases, they can have a slight effect on the distribution of expected outcomes if the costs of the sanctions are sufficiently high relative to the values at stake. The available evidence appears to support these expectations.     

The Zimbabwe Issue in Sino-U.S. Ties

The United States has criticized the domestic and foreign policies of the Mugabe regime, and has attempted to raise the Zimbabwe issue in the UN Security Council, thus creating a point of potential conflict in Sino-U.S. relations.China differs from the United States on this issue not because of the measures taken by the Western countries such as economic sanctions and political pressure, but,more significantly, because of the Western conception of democracy and human rights, and the difference between the U.S. and Chinese strategies in Africa. The policies of China and the United States on the Zimbabwe issue can be interpreted as a struggle between two powers in Africa. In the short term, however, it is the Middle East that will continue to preoccupy U.S. foreign policy, and Zimbabwe will not become a major flash point in Sino-U.S. relations.     

India’s public opinion and foreign policy: a view from New Delhi

ABSTRACT

Incoherent, or even nonexistent, is the common criticism leveled at India’s public opinion. Given this criticism, scholars of Indian foreign policy often do not consider public attitudes in their research. Contrary to this, I trace the evolution of India’s public opinion and foreign policy connections since the early 1990s to demonstrate that the Indian public has opinions on foreign policy and that those opinions have limited but growing impact on the country’s foreign policy.     

Revisionism and Its Variants: Understanding State Reactions to Foreign Policy Failure

States respond to failure in different ways. In light of the phenomenon of revisionist states, it is particularly important to understand why some revisionist states revert to status quo pursuits in the face of policy failure, while others pursue revisionism even in the face of external developments that we might expect would push them toward moderation. Domestic structure, domestic politics, and elite ideology each contribute to an explanation of how revisionist states respond to policy failure, but none of these variables alone tells the full story. As is illustrated through case studies of Iranian, Israeli, and Iraqi foreign policy in the 1980s, domestic structure plays the launching role in the analysis of how a revisionist state will behave. Regime type structures the incentives facing leaders and determines whether domestic politics or elite ideology is determinative in predicting a revisionist state's reactions to failure.     

The election trap: the cycle of post-electoral repression and opposition fragmentation in Lukashenko's Belarus

Recent work on competitive authoritarianism has not explored the full consequences of electoral participation for opposition movements. While prominent work argues that the government must employ a mix of side-payments and repression to fragment opposition to its rule, Belarus’ history since the ascension of President Alexander Lukashenko in 1994 shows that the opposition has been repressed after most parliamentary and presidential elections without any substantial co-optation. I argue that electoral contestation and subsequent post-electoral repression have led to the Belarusian opposition's fragmented state. This state is grounded in competition for foreign aid, which creates a need among Belarusian opposition leaders to demonstrate their ability to mobilize support through campaigns. Invariably, successful opposition leaders emerge as the principal challengers to the regime, leading to their arrest or exile. Repression then fosters division within anti-government movements and restarts the cycle for new aid-seeking parties and leaders. A quantitative test establishes that repression concentrates in post-electoral periods and a qualitative assessment shows that opposition fragmentation stems from the arrest or exile of opposition leaders. The empirical findings provide contrasting evidence to work on co-optation in autocracies while suggesting an adverse effect of foreign democracy assistance around the world.     

When and why is civil society support “made-in-America”? Delegation to non-state actors in American democracy promotion

One of the United States’ main strategies of democracy promotion involves supporting civil society abroad. According to original data, most of the money spent by the United States on that task supports American NGOs working abroad rather than local NGOs in transitioning and non-democratic countries. Yet there are also significant variations across countries in donor officials’ reliance on American NGOs. Why do American donor officials fund American NGOs as a strategy of aiding democracy abroad more in some cases than in others? This paper argues that donor officials find it easier to observe American NGOs than other NGOs and that American NGOs are more likely to share donor officials’ preferences. Donor officials are therefore more likely to pursue a strategy of “made-in-America” democracy support in countries that are salient for U.S. foreign policy. Evidence from a new data set of democracy assistance programs supports the argument. The findings have implications for the study of American foreign policy, foreign aid effectiveness, and NGOs in world politics.     

The Foreign Policy Beliefs of Political Campaign Contributors

Since the Vietnam War, scholarly interest in public and elite opinion of U.S. foreign policy has grown. Because elites generally have greater access to policy makers and more consistent political views, most work on this topic has focused on elite opinions of foreign policy. Most research has defined the term elite broadly, often placing more emphasis on social status than political power. We will reexamine elite foreign policy beliefs using a different elite, presidential campaign contributors. We have two main goals in this article. First, we will assess the differences between the foreign policy outlooks of political campaign contributors and other elites. While many types of elites may influence policy, political contributors are particularly likely to gain access to policy makers. The second part of this research note offers some food for thought on the origins of these beliefs. We present evidence that foreign policy beliefs are related to the same ideological orientations that shape contributors' views on domestic issues. The origins of foreign and domestic policy views should probably be considered together.     

A theory of democratisation through peace-building

Abstract

This contribution presents a theory of democratisation through peace-building. Peace-building is seen as an interactive process between external peace-builders and domestic elites; whether a post-war state develops into a democracy or not depends to a large extent on the outcome of the bargaining process between domestic elites and peace-builders. It is argued that domestic elites typically face many constraints which make adopting democratic reforms a risky and costly proposition. Also, peace-builders usually have much less leverage over domestic elites than one would expect given their resources and man-power. High adoption costs and low leverage explain the outcome of the interaction between peace-builders and domestic elites often results in a peace which is not democratic. The paper uses an analysis of 19 major peace-building missions for exemplifying the theory.     

Assessing international aid for local governance in the Western Balkans

This article investigates the impact of international efforts to cultivate effective and authoritative local governing institutions in the Western Balkans, a prime testing ground for democratization aid to post-war states. It explores three hypotheses, each of which argues that a particular approach of international actors toward domestic officials best improves the quality of local governance. The study's gathering of interview and survey data from field-based actors enables it to evaluate local government reforms' impact on domestic communities. This investigation arrives at three findings. First, in the view of Western Balkan peoples, local governance reforms do not produce benefits when they are either imposed or ignored by international authorities. Secondly, reforms produce benefits for local communities when they are designed to meet domestic concerns. More specifically, reforms valued by local communities are designed in ways that respond to domestic, rather than international, concepts of good local governance that emphasize socioeconomic aspects and produce tangible benefits. Well designed reforms also include significant aid targeting local governance that is coupled with the promise of a larger political settlement that is attractive to powerful domestic elites and contingent on clearly articulated local governance reforms. Thirdly, such aid best characterises European Union efforts only in Macedonia.     

Ethnicity,political survival,and the exchange of nationalist foreign policy

How does leadership’s desire for political survival in ethnically heterogeneous democracies affect the probability of states exchanging nationalist foreign policy? I define nationalist foreign policy as foreign policy that aims to fulfill national self-governance using a civic or ethnic frame. I argue that civic-nationalist policy disputing the territoriality of one’s own state is more likely, while ethno-nationalist policy favoring the leadership’s foreign co-ethnics is less likely, when the size of the leadership’s ethnic group is small and the level of democracy is relatively high. This is because the leadership, under such domestic conditions, has to mobilize support from other ethnic groups in order to stay in power. Civic-nationalist policy allows the leadership to increase domestic solidarity across ethnic lines and mobilize support from other ethnic groups, whereas ethno-nationalist policy would risk other ethnic groups criticizing the leadership of being ethno-centrist. These hypotheses are supported by quantitative analysis using an original dataset.