Inclusive institutions and stability of transition toward democracy in post-civil war states

This article attempts to bring together research on democratization and democratic consolidation with research on civil war termination. The post-civil war environment is contentious and the transition toward democracy achieved after a civil war is susceptible to failure. The side that wins the democratic elections in a post-war state may use its democratically won power to dismantle the institutions of democracy and repress the opposition. The fear of constant marginalization in the political processes as well as the fear of being repressed might create incentives for the defeated party to return to civil war. By utilizing the expected utility framework, this article suggests that former rivals would support democratic transition if they were confident that inclusive institutions ensured that they could achieve their political interests through the democratic processes. After analysing the data on post-civil war transitions toward democracy (TTD) from 1946–2005, I found that the proportional representation system and the parliamentary system are the most important institutions that help sustain the post-civil war TTD.     

Political party formation by former armed opposition groups after civil war

ABSTRACT

Under what conditions are rebel groups successfully incorporated into democratic politics when civil war ends? Using an original cross-national, longitudinal dataset, we examine political party formation by armed opposition groups over a 20-year period, from 1990 to 2009. We find that former armed opposition groups form parties in more than half of our observations. A rebel group’s pre-war political experience, characteristics of the war and how it ended outweigh factors such as the country’s political and economic traits and history. We advance a theoretical framework based on rebel leaders’ expectations of success in post-war politics, and we argue that high rates of party formation by former armed opposition groups are likely a reflection of democratic weakness rather than democratic robustness in countries emerging from conflict.     

Institutional stepping stones for democracy: how and why multipartyism enhances democratic change

Scholars of electoral authoritarianism and comparative institutions have emphasized how authoritarian regimes implement multiparty elections to stabilize authoritarian rule and diffuse political opposition. Consequently, the literature has advised against the notion that multiparty elections constitute a general lever for democratization. This article presents evidence in support of a more positive understanding of multipartyism and democracy. We argue that multiparty elections create an institutional space for oppositional parties, instrumentally motivated to promote further positive democratic change. We hypothesize that multiparty regimes are (1) generally more likely to experience positive democratic change, and (2) more importantly, more likely to do so when faced by internal or external regime threats. We test these hypotheses using cross-section time-series data on 166 countries in the period 1973–2010. Our results show a general positive effect of multipartyism for democratic change, and that multiparty regimes are more likely to improve their levels of democracy when faced with demonstrations and economic crisis.     

Presidential power and democratization by elections in Africa

Do elections in and of themselves provide mechanisms for democratization? The “democratization by elections” thesis has been challenged, yet scholars still differ over its substantive effect. Some of the disagreement is over the specific outcome of interest, with proponents advocating for a narrower definition of “democratization”. Others want to know more about the factors that condition how elections impact on democracy. This article addresses both points by demonstrating that in Africa the extent of formal presidential power significantly shapes the ability of repeated elections to socialize more broadly democratic behaviour in the form of greater civil and private liberties, more civil society participation, and wider egalitarianism. Using recently available data on African presidents and the democratic qualities of regimes, the article demonstrates the ongoing influence of presidential power in Africa and provides some previously unstudied constraints on the democratization by elections thesis.     

The transformation of political party opposition in Malaysia and its implications for the electoral authoritarian regime

Malaysia's electoral authoritarian system is increasingly coming under pressure. Indicators of this are the metamorphosis of opposition forces since 1998 and, in particular, the results of the 2008 parliamentary elections. From 1957 until 1998 political party opposition was fragmented. An initial transformation of political party opposition began at the height of the Asian financial crisis, after a major conflict within the ruling United Malays National Organization in 1998. However, the regime was able to weaken the opposition, resulting in its poor performance in the 2004 elections. Afterwards, in a second transformation that has continued until the present time, an oppositional People's Alliance (Pakatan Rakyat) has emerged that now has a serious chance of taking over the federal government. This article argues that the increase in the strength and cohesion of political party opposition since 1998 has been caused mainly by five combined factors: the emergence of pro-democratic segments within a multi-ethnic and multi-religious middle class; the intensified interaction of political parties and civil society forces; the impact of new media; the eroded legitimacy of the United Malays National Organization and other parties of the ruling coalition; and the internal reforms within the Islamist Pan-Malaysian Islamic Party (Parti Islam SeMalaysia). Consequently it has become conceivable that the country will incrementally democratize in a protracted transition. Although the 1999 and 2008 elections were not foundational, they have been transitional. They may not have inaugurated a new democratic regime, but they have marked important phases in the struggle for democracy in Malaysia.     

Explaining incumbent re-election in authoritarian elections: evidence from a Chinese county

Despite the burgeoning comparative literature on authoritarian elections, less is known about the dynamics of competition in authoritarian subnational elections where opposition is not allowed to organize into parties. Local elections without partisan competition in single-party authoritarian regimes provide considerable advantages to the incumbents and may well turn the incumbent advantage common in liberal democracies into incumbent dominance. What economic factors can break incumbent dominance in such competition without parties? With quantitative and qualitative evidence from grassroots elections in China, this article illustrates that economic growth and industrial economic structure offering more economic autonomy help to break incumbent dominance and increase the prospects of successful challenge to incumbency by non-party outsiders. The examination of the findings in a broad context in China and against the backdrop of local democratization in the developing world suggests that though we may observe successful challenge to incumbency, liberalization of the political system requires not only competition, but also a relatively autonomous economy to sustain liberalization prospects. The findings contribute to the literature on electoral authoritarianism, subnational democratization and China’s grassroots elections.     

Post-civil war democratization: promotion of democracy in post-civil war states, 1946–2005

Post-civil war democratization is a critical element of building sustainable peace in post-civil war states. Yet studies of democratic transition and survival suggest that the post-civil war environment is not hospitable to either the transition toward or the survival of democracy. This inhospitality may be due to the fact that post-civil war environments are contentious. After a civil war, the former protagonists fear for their security and also want to protect their political and economic interests. The central argument of this study is that former rivals can agree to a transition toward democracy to the extent that a stable balance of power exists between the government and rebel groups; a balance that eliminates the sort of security dilemma that would encourage one or both parties to resume armed conflict. Such a balance should ensure access to political power and economic resources. This study identifies factors that contribute to the establishment of a balance of power between former protagonists and factors that affect its stability. The presence of these factors should affect the decision of former protagonists on whether or not they can achieve their political and economic interests if they agree to a transition toward democracy once the civil war ends. Based on this theoretical argument, I have derived empirically testable hypotheses. In the survival analysis performed, I find support for the theoretical arguments. The findings of this study have some policy implications.     

Horizontal accountability and the challenges for democratic consolidation in Africa: evidence from Liberia

Why are most African emerging democracies failing to consolidate and reach the two-turnover test? Most scholars attribute this to the poor quality of elections and limited institutionalization of vertical accountability, overlooking some important variables. This article challenges this conception both theoretically and empirically by focusing on the quality of horizontal accountability illustrated by observations of comparative interest in Liberia's emerging democracy. Since the end of Liberia's bloody civil war in 2003, two successive and successful democratic elections (2005 and 2011) have been organized, putting Liberia on the path towards democratic consolidation. When analysing the electoral mechanism of vertical2016 accountability, many scholars have been enthusiastic about the prospects of democratic consolidation in Liberia, most of them neglecting the horizontal accountability processes that are also crucial for the quality and durability of democracy. This article analyses the processes and challenges of democratic consolidation in Liberia by focusing on key institutions of horizontal accountability. It argues that although the country has made some progress towards democratization since 2005, the domination and centralization of executive power, weak and dependent institutions of horizontal accountability (legislature, judiciary, national elections commission, general auditing commission, and anti-corruption commission) are major challenges to the consolidation of democracy. These findings have important implications for our understanding of horizontal accountability and democratic consolidation in African emerging democracies.     

Textbook citizens: Education for democracy and political culture in el Salvador

Political education can play a crucial role in the process of democratization precisely because it is moulding the norms and expectations of the ‘ordinary’ citizen. After identifying three politico‐cultural obstacles to democratization, ‐ exclusion, violence and institutional manipulation ‐ the article explains how education for democracy programmes might undermine these obstacles. An assessment of several projects follows, including a new school curriculum and non‐governmental organization programmes among young people and poor communities. Given the enthusiasm shown towards such initiatives, it is paradoxical that levels of formal political participation via the parties are very low. The article explores the credibility gap of the parties, especially notable during elections, and which is leading the parties to respond by adopting more participatory practices at the base. El Salvador is in an advantageous position precisely because of its greatest problem: the lack of a liberal democratic history which is now allowing ordinary citizens to ‘create’ their democracy from scratch and to imagine for themselves a new identity as citizens.     

From victorious rebels to strong authoritarian parties: prospects for post-war democratization

ABSTRACT

In a number of cases, rebel movements that won civil wars transformed into powerful authoritarian political parties that dominated post-war politics. Parties whose origins are as victorious insurgent groups have different legacies and hence different institutional structures and patterns of behaviour than those that originated in breakaway factions of ruling parties, labour unions, non-violent social movements, or identity groups. Unlike classic definitions of political parties, post-rebel parties are not created around the need to win elections but rather as military organizations focused on winning an armed struggle. Key attributes of victorious rebel movements, such as cohesive leadership, discipline, hierarchy, and patterns of military administration of liberated territory, shape post-insurgent political parties and help explain why post-insurgent parties are often strong and authoritarian. This article seeks to identify the mechanisms that link rebel victory in three East African countries (Uganda, Ethiopia, and Rwanda) to post-war authoritarian rule. These processes suggest that how a civil war ends changes the potential for post-war democratization.     

东亚与欧美政党在民主化中的作用

本文以政党在民主化过程中的基本作用为起点，在与欧美政党相比较的基础上阐述了东亚工业化国家的政党自20世纪80年代以来在民主化过程中的作用。指出尽管政党变迁的路径各有不同，但全方位型政党及其代表性功能已经成为政党发展的重要趋势，东亚只有发展起具有一定群众性和代表性的全方位型政党才能在民主巩固过程中发挥重要作用。同时，有一个相对自由的宪政环境对于形成既有竞争性又有包容性的政党体制是不可或缺的，这是政治民主化稳定发展的重要前提。     

South African election posters: Reflecting the maturing of a democracy?

Abstract

The South African democracy has survived three national and provincial elections and three local elections, since 1994. In comparison to other young democracies in Africa, South Africa has experienced a relatively stable transition to democracy. However, the ruling ANC has not been under pressure from opposition parties. Although this has helped pave the way, a dominant governing party does not necessarily encourage the growth of a mature, democratic political culture. The assumption of this article is that political parties in developing societies have a normative obligation to do more than canvas votes during election campaigns. Political parties should also be instrumental in fostering a democratic political culture by communicating democratic values, encouraging participation in the democracy and enabling voters to make an informed electoral choice. Although political posters contribute mainly to image building, the reinforcement of party support, and the visibility of the party, posters are the agenda setters or headlines of a party's campaign – it is therefore argued that political parties in developing societies also need to design political posters responsively, in order to sustain the democracy. In general it seems that the poster campaigns of parties have matured since 1999, in the sense that there was less emphasis on democratisation issues in the past, and the campaigns conformed more to the norm of Western political campaigning.     

Elections and democratization in Honduras since 1980

Although Central America returned to electoral rule during the 1980s, lack of participation, political violence and militarization meant that democracy remained decidedly limited. This articles outlines the particularities of the transition to constitutional government for the case of Honduras, and examines the role of successive electoral processes on prospects for democratic consolidation, focusing on the relationship between electoral processes and the nature of the party system. It is maintained here that whilst the longevity of the bipartisan system has been an important element of stability, the nature of the two dominant parties (Liberal and National) has hindered the consolidation of a more democratic politics. However, the article also argues that successive elections have been the catalyst for limited modernization of the party system and have increased citizenship confidence in the electoral process, and that this ‐together with a gradual reduction in the influence of the military ‐ has strengthened future prospects for deepening democracy. None the less, the article concludes that unless a new relationship is established between political parties and civil society to ensure a more representative and participatory form of politics, democracy will remain limited in Honduras.     

Civil society and substantive democracy: Governance and the state of law in Belgium

Since the late 1980s, democratic institutions and an active civil society are being prescribed as important ingredients and preconditions to reduce poverty, social exclusion, and violent civil strife. Multi-party systems and elections are seen as the most important expressions of formal democracy. This paper argues that more attention is needed to substantive democracy, which requires a greater understanding of the various legal-political variants within a democratic framework. The paper discusses in some depth the crisis of governance in Belgium. The analysis raises questions about the relationship between 'political' and 'civil society', and between social movements and political parties.     

Post-conflict elections and the process of demilitarizing politics: the role of electoral administration

Post-conflict elections are called upon to advance the distinct processes of both war termination and democratization. This article examines the patterns in seven cases where elections served as the final step to implement a peace agreement following a period of civil war. Such elections are shaped in part by the legacy of fear and insecurity that persists in the immediate aftermath of a protracted internal conflict. Comparative analysis suggests that interim regimes in general, and electoral administration in particular, based on joint problem solving and consultation may ‘demilitarize politics’ and help transform the institutions of war into institutions capable of sustaining peace and democratization. In Mozambique, El Salvador and, to an extent, Cambodia, processes to demilitarize politics prior to elections created a context that allowed the elections to advance both peace and democratization. In the other cases, politics remained highly militarized at the time of the vote, leading either to renewed conflict (Angola) or the electoral ratification of the militarized institutions of the civil war (Bosnia and Herzegovina, Liberia, Tajikistan). Interim electoral commissions provide an important opportunity to demilitarize politics by building consultative mechanisms and norms that increase confidence in the peace process and the legitimacy of the post-conflict elections.     

War and Democratization: Lessons from the Portuguese Experience

The literature on democracy suggests that new democracies should have difficulty emerging during war or in the aftermath of armed struggle, yet Portugal's current democracy emerged simultaneously with the end of the nation's unsuccessful war in Africa. This article addresses the reasons and argues that democracy triumphed not simply in spite of the war but also, in part, because of it. The costs and geography of the war itself, the capacity and rootedness of the state that waged the war, the political culture of the regime's military officers, and the war-related timing of Portugal's first elections all helped prevent the emergence of an anti-democratic coalition and contributed to ensuring a successful transition to democracy. The article ends with three ideas that merit closer examination: that different sorts of wars leave different legacies for democracy; that wars that leave state bureaucracies intact or stronger are more likely to be followed by lasting democracy than those which do not; and, finally, that the ideologies of military elites are pivotal to the outcome of post-war democratic transitions.     

Can America Finance Freedom? Assessing U.S. Democracy Promotion via Economic Statecraft

Recent discourse on U.S. efforts to promote democracy has focused on military activities; especially the strategic and normative perils of democracy promotion at the point of bayonets. This paper explores the United States' use of economic statecraft to foster democratization, with particular attention to democracy incentive and assistance strategies. Incentive approaches attempt to promote democracy from the top-down, by leveraging aid and trade privileges to persuade authoritarian leaders to implement political reform. Assistance approaches aim to induce democratization from the inside , through funding and technical assistance to state institutions, and from the bottom-up , by providing support to civil society and elections. This study finds that while top-down incentive approaches can stimulate democratic change, this strategy tends to work only when aid and trade benefits are conditional; that is, when benefits are withheld until recipient states meet rigorous democratic benchmarks. Washington has historically eschewed democratic conditionality, however, and thus can claim very few aid-induced or trade-induced democratization events. Scant evidence exists to demonstrate that inside approaches—that is, institutional aid—possesses significant capacity to induce democracy. It is the bottom-up approach—empowering the masses to compel democratic change—that has registered the greatest number of democracy promotion successes.     

Playing by the rules of the game: partisan use of recall referendums in Colombia

As a bottom-up mechanism of direct democracy, recall can be triggered by citizens to remove elected officials through a vote, which is expected to increase accountability. Contradicting this hope, previous research has suggested that intensive use of recall referendums became an instrument of party competition. However, empirical evidence is scant. Thus, focusing on the 107 attempts of activating recall in Colombia during the first half of 2017 this article seeks to understand if recall activations are more likely to reinforce democratic governance (by giving an institutional solution to exceptional problems of legitimacy) or are more likely to erode it (by becoming a weapon to escalate the partisan competition beyond regular elections). We created a dataset to identify who started the recall – partisan, mixed or civil society actors – and for what reasons. Then, we examined to what extent the effective number of parties in the council, the majority reached in the previous election, or the size of the municipality have an effect on the likelihood of recall attempts. The study finds that in Colombia, political leaders (and not specific parties) are the main actors promoting recall.     

Electoral competition and democratic decline in Nicaragua: uncovering an electorally viable platform for the right

Between the 1980s and 2006 Nicaragua was a competitive democracy where parties of the left and right won national presidential elections and relinquished power when their terms ended. More recently the quality of Nicaragua’s democracy has deteriorated. This change is due partly to autocratic behaviour by the elected leftist president, Daniel Ortega. But democratic decline is also the result of factional divisions and vague, outmoded policy commitments on the right that have crippled its electoral competitiveness, enabling Ortega’s behaviour. Utilizing an experimental research design, this article identifies two modernized policy platforms that could significantly broaden rightist electoral support in presidential campaigns, aiding democratic resurgence in Nicaragua. At a point when opposition parties are struggling to retain strength and coherence in many other democracies, the study presents a research strategy that could help clarify the ways such parties might reinvigorate their electoral competitiveness.     

Frozen political liberalization in Jordan: The consequences for democracy

Prompted by serious economic difficulties, in 1989 the Jordanian government launched a series of political liberalization measures aimed at rejuvenating the country's parliament and party politics, and restoring freedom to the media. Despite much initial enthusiasm, the liberalization process has become frozen and there have been few substantive moves toward a meaningful transition to democracy. Two developments have combined to result in this democratization freeze. One is the reluctance of the state to give up many of its powers in relation to the forces of civil society. A second is the inability of professional associations and the emerging parliamentary opposition bloc to formulate and institute viable links within themselves and with other social actors in an attempt to pressure the monarchy for more political concessions. The hybrid, semi‐democratic, absolutist monarchy that has emerged in the process has enhanced its popular legitimacy by adopting certain democratic trappings, which, in the short run at least, appear detrimental to a more meaningful transition to democratic rule.