Direct and non-destructive proof of authenticity for the 2nd generation of Brazilian real banknotes via easy ambient sonic spray ionization mass spectrometry

Using a desorption/ionization technique, easy ambient sonic-spray ionization coupled to mass spectrometry (EASI-MS), documents related to the 2nd generation of Brazilian Real currency (R$) were screened in the positive ion mode for authenticity based on chemical profiles obtained directly from the banknote surface. Characteristic profiles were observed for authentic, seized suspect counterfeit and counterfeited homemade banknotes from inkjet and laserjet printers. The chemicals in the authentic banknotes' surface were detected via a few minor sets of ions, namely from the plasticizers bis(2-ethylhexyl)phthalate (DEHP) and dibutyl phthalate (DBP), most likely related to the official offset printing process, and other common quaternary ammonium cations, presenting a similar chemical profile to 1st-generation R$. The seized suspect counterfeit banknotes, however, displayed abundant diagnostic ions in the m/z 400–800 range due to the presence of oligomers. High-accuracy FT-ICR MS analysis enabled molecular formula assignment for each ion. The ions were separated by 44 m/z, which enabled their characterization as Surfynol® 4XX (S4XX, XX = 40, 65, and 85), wherein increasing XX values indicate increasing amounts of ethoxylation on a backbone of 2,4,7,9-tetramethyl-5-decyne-4,7-diol (Surfynol® 104). Sodiated triethylene glycol monobutyl ether (TBG) of m/z 229 (C₁₀H₂₂O₄Na) was also identified in the seized counterfeit banknotes via EASI(+) FT-ICR MS. Surfynol® and TBG are constituents of inks used for inkjet printing.     

X‐ray Powder Diffraction for Characterization of Raw Materials in Banknotes

We report about the X‐ray powder diffraction characterization of crystalline materials used to produce genuine and counterfeit banknotes, performed with a single‐crystal diffractometer that permits fast and nondestructive measurements in different 0.5‐mm sized areas; 20‐euro denomination genuine banknotes were analyzed, and results were compared with counterfeit banknotes. The analysis shows that the papers used to print real banknotes are composed, as expected, of cotton‐based cellulose and titanium dioxide as crystalline additive, but different polymorphs of TiO₂ for different emission countries are evidenced. The counterfeit banknotes are composed of cellulose based on wood pulp; moreover, an unexpected significant quantity of TiO₂ was found to be mixed with calcite, indicating that the paper employed by forgers is not simply a common low‐cost type. The crystalline index and intensity ratios between the peaks attributable to cellulose and fillers can provide additional information to trace back paper suppliers for forensic purposes.     

Trace evidence dynamics of cocaine on banknotes: A comparison study of paper and polymer banknotes

It is well established that a large proportion of paper banknotes in circulation contain traces of cocaine. Being able to discriminate between the innocent transfer of illicit drug particles acquired through everyday interactions with surfaces such as banknotes, as opposed to transfer resulting from criminal activities can provide valuable intelligence that can inform an investigation. With many countries adopting polymer banknotes as legal tender, it is important to consider the transfer of cocaine from these surfaces as well as the retention of these particulates on polymer banknotes for evaluative interpretation in crime reconstruction. This comparison study assessed three contact variables (force, time, and rotation) on the transfer of cocaine particulates from paper and polymer banknotes onto a human skin proxy. The persistence of cocaine particulates was assessed through a realistic scenario which mimicked a cash transaction. Quantifiable amounts of cocaine were transferred onto the human skin proxy across all of the contacts assessed, with a greater transfer observed with contacts involving polymer banknotes and those contacts which involved rotation. Following extensive handling, cocaine persisted on both banknote types, with paper banknotes retaining larger amounts of cocaine than polymer banknotes. These findings show that cocaine can persist on both paper and polymer banknotes for extended periods of time following handling and is therefore available for transfer. This transfer then readily occurs, even when contact is brief and involves relatively small forces. A key distinction between the banknote types was that cocaine particulates are more likely to transfer from polymer banknotes due to the lower retention rate of particulates on this surface. Such insights can aid in evaluating the relevance of illicit drug particles identified on items or persons of interest in crime reconstruction approaches.     

The forensic analysis of thermal transfer printing

Thermal transfer printing refers to printing processes that utilize heat to produce an image by either physical or chemical means or by a combination of both. As the technology has improved and the supplies have become less expensive, the use of thermal printing in the personal and business markets has increased significantly. Specifically, dye diffusion thermal transfer and thermal mass transfer have become predominant in the production of counterfeit credit cards, drivers' licenses, and other types of documents produced on plastic media. Chemical analysis by means of thin layer chromatography (TLC) has proven to be useful in characterizing various types of inks (e.g., writing and inkjet inks). In this study, the authors examined 81 different samples that included a total of 54 printer samples (43 photographic prints on paper and eleven plastic card samples) and 27 printer ribbons. A new TLC method was developed and tested utilizing a solvent system (80% n-hexane, 3% methyl ethyl ketone, and 17% ethyl acetate) that is capable of producing excellent resolution.     

Degradation of polymer banknotes through handling,and effect on fingermark visualisation

The surface structure of mint (as-issued) and handled polymer five pounds sterling banknotes was studied by atomic force microscopy and laser scanning confocal microscopy. A total of 1856 fingermarks on mint and handled banknotes from four different issuing banks (Bank of England, Bank of Scotland, Royal Bank of Scotland and Clydesdale Bank) were visualised with Vacuum Metal Deposition (VMD), Cyanoacrylate Fuming (CAF) and, on Clydesdale Bank notes, magnetic fluorescent powder. VMD was significantly more effective in developing fingermarks on handled banknotes, across all the banks studied, although effectiveness varied with issuing bank. For example, on handled Bank of England notes 45% of marks showed ridge detail with VMD development and 28% with CAF; for Bank of Scotland handled notes success rates were 17% with VMD and 1% with CAF. Microscopy of degraded banknotes showed the loss of intaglio printing and the formation of a cracked surface structure in the handled notes. These features can lead to the trapping of powder, or contaminants, increasing quantity of development agent in fingermark background between the ridges, decreasing contrast and decreasing performance of powder-based fingermark development techniques. These same features can restrict the migration of components of the fingermark, preventing fingermarks degrading through spread of material and thus reducing potential formation of empty prints, so that VMD development is not adversely affected.     

Fingerprint detection on counterfeit US dollar banknotes: the importance of preliminary paper examination

Two seizures of counterfeit 100 US dollar bills related to the same indicative number were submitted for processing of latent fingerprints. On one group of notes, identifiable fingerprints could be detected by the routine application of amino acid reagents. In the second case, this technique gave no results, even on deliberately deposited prints. Fingerprints could be revealed, however, by cyanoacrylate fuming followed by magnetic powder. Comprehensive paper analysis showed that banknotes from both seizures differed remarkably by chemical composition as well as paper macroscopic properties. The difference in surface free energy (related to surface tension) of the banknotes in the two groups seemed to be the major factor responsible for the great variance in fingerprint detectability.     

Occurrence of contamination by controlled substances in Euro banknotes from the Spanish archipelago of the Canary Islands

The social problems of drug abuse are a matter of increasing global problem. Nowadays, international agencies need fresh methods to monitor trends of the use of illicit drugs. In this sense, small amounts of drugs are transferred to banknotes and they could be detected and quantified. An analytical procedure based upon extraction with organic solvent, liquid chromatography separation, and mass spectrometric detection allowed the identification of 21 drugs and metabolites in 120 used Euro banknotes collected in the Canary Islands (Spain). Most of the banknotes analyzed showed detectable drug residues (92.5%). Cocaine was the most frequently detected drug, present in approximately 90% of the samples. In addition, 75%, 35%, and 15% of the banknotes showed residues of amphetamine derivatives, opiates, and benzodiazepines, respectively. An average of three drug residues per banknote was detected. In summary, the presence of drug residues in banknotes could be useful as tracer for drugs prevalence.     

机制版假币票面上印刷疵点的检验

目的分析假币票样上的印刷疵点,为串并假币机制版印制点提供科学依据。方法通过图文扫描和图象处理技术,获取假币票面上的印刷疵点信息,研究梳理不同票面上一致的疵点组合,寻找其与印版的相关性,继而推导与印制者的相关性。结果找到可以表征相同胶片版或PS版的不同冠字号码假币票样上一致的印刷疵点。结论可以通过图文扫描和图象处理手段得到印刷疵点特征。     

伪造2005版100元人民币水印特征初探

目的建立伪造2005版100元人民币水印检验方法。方法利用紫外光源、透光光源对伪造人民币上水印进行显现和检验。结果伪造黑水印、伪造白水印在印刷方式、印刷工艺及图文形态等特征上存在不同。结论本方法的建立,可为识别假币制作地点提供线索。     

Factors influencing the contamination of UK banknotes with drugs of abuse

Bank of England banknotes sampled from different locations in the UK have been analysed for the presence of cocaine, diamorphine (DAM), Delta(9)-tetrahydrocannabinol (THC) and 3,4-methylenedioxymethamphetamine (MDMA). A database of the contamination detected is routinely used as a benchmark against which the contamination detected on seized banknotes can be compared. Evidence presented at court details how banknotes seized from a suspect may differ from banknotes in general circulation in terms of their contamination with controlled drugs. A question arising from such evidence is whether seized banknotes could have become contaminated through being in circulation in drug "hot spots". In order to address this issue, a Plackett-Burman experimental design was used to investigate the influence of source location and other factors on banknote contamination with drugs of abuse. Banknotes were drawn from banks in eight regions throughout the UK. Each location could be described by a unique combination of the factors under investigation, namely whether the location was rural or urban, in the North or South of the UK, and whether it was a port of entry. The socio-economic class and the proportion of drug offenders in the area and the denomination of the banknotes were also considered as potentially influential factors. Indices were calculated to describe the degree to which samples were contaminated with different drugs, and normal probability plots were used to identify the factors that could account for the contamination observed. Whilst some factors were more influential than others, it was shown that, at the 95% confidence level, none of the proposed factors were significant influences on the contamination. Cocaine contamination on banknotes has been shown to follow a log-normal distribution. It was, therefore, possible to calculate F- and t-statistics to compare the cocaine contamination on the entire sample set with that detected on a second sample set consisting of banknotes all drawn from a single bank branch. It was shown that both inter-bank samples and intra-bank samples had similar variance and similar contamination levels at the 95% confidence level. This suggests that there are no significant regional trends in the contamination of banknotes with drugs of abuse across the UK.     

Terraskin® the paper made from stone: a study of a new writing support for forensic purposes

Can a mineral paper be called paper? Until now all known writing supports have been ancient stones and tablets, parchment, and paper of vegetable origin, such as papyrus and fiber pulp paper. Some years ago polymeric banknotes appeared in Australia, and in 2004 mineral paper (stone plus polymer) emerged as an ecological alternative to pulp paper. In this article we study the physical and elemental features of a mineral paper such as the behavior of Terraskin? paper. We also study its behavior as a writing support, either for handwriting or printing, and compare these results with those usually obtained for paper made from pulp.     

持有、使用假币罪的法律问题探析

持有、使用假币罪在理论上存在诸多有争议的问题,需要对其进行研究。如持有、使用假币罪的概念需要重新界定;＂持有＂和＂使用＂行为是两种不同的表现形式,不应该放在一个罪名中规定,应取消持有假币罪,把它的部分内容归纳到其他罪名中;界定本罪的自然人犯罪主体的范围,增设单位犯罪主体。     

Initial Study for the Determination of the Sequence of Intersecting Lines between Gel Pens and Seals by Optical Coherence Tomography*

Determining the sequence of intersecting lines is a significant issue in the forensic document examination that can reveal the fraud or distinguish between different allegations. Optical coherence tomography (OCT) is a high-resolution cross-sectional imaging technique that has been introduced into forensic science field recently. The potential of OCT as a novel method to determine the sequence of intersecting lines was examined for the first time. In this study, a spectral-domain OCT system with a center wavelength of 900 nm was employed to perform nondestructive examination on determining the sequence of 18 heterogeneous intersecting line samples produced using three types of gel pens and three brands of stamp pad ink seals. Two-dimensional (2D) cross-sectional, and three-dimensional (3D) volumetric images of the intersecting lines were obtained by the OCT system. Several features were noted and analyzed to successfully determine the sequence of all the 18 samples. Blind tests were also conducted to demonstrate the effectiveness of OCT technique. The results illustrate that OCT technology can provide an effective and accurate method for sequencing intersecting lines of gel pen ink and seal ink, which may complement the conventional methods used in the examination of questioned documents.     

Sub-surface characterisation of latest-generation identification documents using optical coherence tomography

The identification of individuals, particularly at international border crossings, coupled with the evolving sophistication of identity documents are issues that authorities must contend with. Particularly, the ability to distinguish legitimate from counterfeit documents, with high throughput, sensitivity, and selectivity is an ever-evolving challenge.Over the last decade, an increasing number of security features have been introduced by authorities in identification documents. The latest generation of travel documents (such as passports and national ID cards) forego paper substrates for several layers of polycarbonate, allowing security features to be embedded within the documents. These security features may contain information at either the superficial and sub-surface levels, thus increasing the document’s resilience to counterfeiting.As the documents become harder to forge, so does the sophistication of forgery detection. There appears to be an unmet and evolving need to identify such sophisticated forgeries, in a non-destructive, high throughput manner.In this publication, we report on the application of optical coherence tomography (OCT) imaging on assessing security features in specimen passports and national ID cards. OCT allows sub-surface imaging of translucent structures, non-destructively enabling quantitative visualisation of embedded security features.     

Solving Double‐Sided Puzzles: Automated Assembly of Torn‐up Banknotes Evidence

Reconstruction of 2D object is a problem concerning many different fields such as forensics science, archiving, and banking. In the literature, it is considered as one‐sided puzzle problem. But this study handles torn banknotes as a double‐sided puzzle problem for the first time. In addition to that, a new dataset (ToB) is created for solving this problem. A selection approach based on the Borda count method is adopted in order to make the right decision as to which keypoint‐based method is to be used in the proposed reconstruction system. The selection approach was determined the Accelerated‐KAZE (AKAZE) as the most successful keypoint‐based method. This study also proposes new measures determining the success ratio of the reconstructed banknotes and calculating their loss ratio. When the torn banknotes were reconstructed with the AKAZE‐based reconstruction system, the average success rate was calculated as 95.55% by the proposed metric.     

Comparison of the elemental composition of office document paper: evidence in a homicide case

Fraudulent substitution of a page within a multiple page document such as a will or business contract, the counterfeit manufacture of paper banknotes, and linking ransom or extortion notes have all been the focus of criminal investigations at one time or another. In a recent homicide investigation, document examiners were requested to compare a threatening letter received by a business partner of the deceased with paper samples seized under warrant from a suspect's house. Through a quantitative elemental analysis of the concentrations of nine elements (Na, Mg, Al, Mn, Sr, Y, Ba, La, and Ce) within the questioned and specimen documents, determined by inductively coupled plasma-mass spectrometry (ICP-MS), it was concluded that (i) the paper of the threatening letter originated from a different source to that of the paper seized from the suspect's house and (ii) all six pages of paper seized from the suspect's house originated from the same source. This discrimination of paper is presented as both a statistical t-test analysis (99.9% confidence limit) as well as construction of an elemental fingerprint for individual replicates within the questioned and specimen sample populations. This is the first reported use of the comparison of the elemental composition of document paper, determined by ICP-MS, to assist in a criminal investigation.     

Profiling of counterfeit medicines by vibrational spectroscopy

Counterfeit pharmaceutical products have become a widespread problem in the last decade. Various analytical techniques have been applied to discriminate between genuine and counterfeit products. Among these, Near-infrared (NIR) and Raman spectroscopy provided promising results. The present study offers a methodology allowing to provide more valuable information for organisations engaged in the fight against counterfeiting of medicines. A database was established by analyzing counterfeits of a particular pharmaceutical product using Near-infrared (NIR) and Raman spectroscopy. Unsupervised chemometric techniques (i.e. principal component analysis - PCA and hierarchical cluster analysis - HCA) were implemented to identify the classes within the datasets. Gas Chromatography coupled to Mass Spectrometry (GC-MS) and Fourier Transform Infrared Spectroscopy (FT-IR) were used to determine the number of different chemical profiles within the counterfeits. A comparison with the classes established by NIR and Raman spectroscopy allowed to evaluate the discriminating power provided by these techniques. Supervised classifiers (i.e. k-Nearest Neighbors, Partial Least Squares Discriminant Analysis, Probabilistic Neural Networks and Counterpropagation Artificial Neural Networks) were applied on the acquired NIR and Raman spectra and the results were compared to the ones provided by the unsupervised classifiers. The retained strategy for routine applications, founded on the classes identified by NIR and Raman spectroscopy, uses a classification algorithm based on distance measures and Receiver Operating Characteristics (ROC) curves. The model is able to compare the spectrum of a new counterfeit with that of previously analyzed products and to determine if a new specimen belongs to one of the existing classes, consequently allowing to establish a link with other counterfeits of the database.     

A Failure to Find Empirical Support for the Homology Assumption in Criminal Profiling

A fundamental assumption in criminal profiling is that criminals who exhibit similar crime scene actions have similar background characteristics. We tested this so-called homology assumption by first classifying, with pre-existing typologies, a sample of arsons (N = 87) and robberies (N = 177) into different crime types and then comparing the background characteristics of criminals who committed the various crime types. Results showed that using pre-existing typologies to classify the crimes into mutually exclusive types was not easily accomplished. Notwithstanding classification difficulties, the homology assumption was violated in 56% of the comparisons of background characteristics between the different arson types and in 67% of the comparisons of background characteristics between the different robbery types. Overall, 73% of the effect sizes for the associations between crime type and background characteristics were low to moderate (V < .3; d < .2). The implications of these findings for profiling practices are discussed.

浅析纸钞的公众防伪设计

钞票是国家名片,各国为了防范伪造都在钞票上采用了大量防伪技术。钞票的防伪技术一般分为公众防伪、专业防伪和专家防伪三个层次。公众防伪特征是公众无需使用特殊设备就能鉴别钞票真假的主要手段,也是假币犯罪分子突破的重点。为了应对制假技术的提高,增强货币的防伪能力,中国人民银行和欧美等国央行也在不断对钞票进行改版提升,将最新的防伪技术应用到钞票中,同时加大宣传力度,提高普通民众对钞票防伪点的识别能力。本文调研了欧美等国央行在钞票防伪技术提升与防伪点的公众识别方面的研究,分析了新版人民币与部分国家和地区最新发行的纸质钞票的公众防伪特征,对比了不同纸钞的公众防伪特点,结合纸钞防伪设计分析,从更新钞票防伪设计、加强公众宣传等方面,为防范假币提出了建议。     

Stability and Specificity of Counterfeit Protection System Code

In this study, the stability and specificity of a counterfeit protection system (CPS) code were determined. This research involved an analysis of a counterfeit protection system code unit over time using the pattern location measurement method. We collected 379 sample sheets from 196 printers or photocopiers, covering 14 original brands, including 129 models. There was an interval of at least two months between the collections of samples from each machine. Four types of characteristics were established: CPS pattern unit, distance of the CPS unit, position of dots, size and shape of the dot. Except for the partial changes in the Xerox brand, no other brand exhibited changes over time. This implies that the CPS characteristics are stable. Meanwhile, no correlation was noted between the combinations of the characteristic systems in the collected samples, which implied strong specificity.