Hair analysis: a worthless tool for therapeutic compliance monitoring

Hair analysis has been presented by some authors as a possible tool of investigation for estimating patients' compliance to long-term therapies. This paper summarises the different publications that have been devoted to this topic and highlights the available statistical data presented to support this proposition. Qualitative results of such determinations may be of some interest but due to the enormous interindividual variations of quantitative data, the idea of using hair analysis to ascertain whether a patient has taken his treatment exactly as prescribed, clearly appears to be inapplicable.     

Public Sector Participation and Compliance across National and Global Transparency Regimes

Transparency has recently become a widely supported norm of information regulation within and among states. Transparency may be a widely accepted element of good governance, but it has a number of dimensions and manifestations. This article is among the first to examine the relationship between public sector transparency at the domestic and global levels. While the extant literature suggests that we should expect a strong relationship between the degree of a jurisdiction’s domestic and global commitments to public sector transparency, our sample of the 33 jurisdictions for which data are available finds no such correlation. The article develops an explanation of this unexpected finding, which highlights the varied incentives to implement transparency-promoting reforms that different jurisdictions experience. This analysis suggests that many developing countries engage in marginal participation across regimes. More concerning are possible cases of mock compliance where states participate in transparency regimes without the intention of fully implementing their commitments. Mock compliance is of particular concern in the sphere of global governance in which sovereignty is contested and compliance mechanisms face unique challenges.     

Building the Rule of International Criminal Law: The Role of Judges and Prosecutors in the Apprehension of War Criminals

International criminal tribunals are weak institutions, especially since they do not have their own police forces to execute arrest warrants. Understandably then, much of the existing literature has focused exclusively on pressure from major powers and on changing domestic politics to explain the apprehension of suspected war criminals. In contrast, this article turns attention back to the tribunals themselves. I propose three ways in which the activities of international criminal tribunals impact compliance with arrest warrants: through the selection of individuals to indict, demonstrated leniency on some suspects and outreach to domestic legal professionals. Using a duration model that accounts for sample selection and data collected on the International Criminal Tribunal for the former Yugoslavia and the International Criminal Tribunal for Rwanda, I test these theories alongside other existing explanations. I find that court activities can have an independent effect on the successful implementation of international criminal law.

Allocating responsibility among controllers,processors, and “everything in between”: the definition of actors and roles in Directive 95/46/EC

In Opinion 1/2010, the Article 29 Data Protection Working Party has provided additional guidance concerning the concepts of ‘controller’ and ‘processor’ contained in Directive 95/46/EC. This guidance aims to assist practitioners in their determination of whether an entity is acting as a controller or as a processor towards a particular data processing operation. Despite the fact that this opinion is informative, the existing framework still appears to leave room for a considerable amount of legal uncertainty. This uncertainty is attributable in part to the nature of the existing concepts, but also (and perhaps to a larger extent) to their apparent misalignment with current processing realities. In this paper, the author seeks to articulate why the existing concepts often remain difficult to apply in practice, in order to enable a constructive reflection on how these issues might be addressed in the future.     

电子商务平台经营者涉税信息报送义务履行的规范化研究——基于我国《电子商务法》第28条规定的阐释

基于协助税收征管的需要,平台经营者应依法定条件和法定程序向有管辖权的税务部门履行报送平台内经营者涉税信息的义务。我国《电子商务法》设置涉税信息报送义务旨在防范数字经济时代下税收征管的失灵、实现税负的公平负担。该法规定的平台经营者涉税信息报送义务面临履行主体过于宽泛、履行对象含混模糊、履行内容有待明确、履行监督效果欠佳等突出问题。有必要通过我国《电子商务法》施行细则,允许平台委托报送、降低初创型平台报送负担、建立跨境报送国际协调机制,以界分平台经营者职责;经由分层化管理平台内经营者与细分服务领域,以厘清该义务的履行对象范围;通过制定信息报送正面清单、明确报送部门、统一报送时间、流程和方法,以明晰该义务的履行内容;通过丰富事后行政查处机制与强化事前合规指引,以激励该义务的有效履行。     

Complying with Human Rights

ABSTRACT

The empirical assessment of how signatories of human rights conventions comply with their obligations has, so far, yielded conflicting results, especially regarding the compliance mechanisms that are the most promising to ensure improving human rights records. We argue that this is due to the fact that differences in compliance systems have been neglected and that different compliance mechanisms have been assessed in isolation, without considering possible interactions. To analyze this argument, we propose a novel way to assess the effect of these mechanisms by relying on a Markov-transition model. Our results show that human rights violations are time dependent and that the effect of independent variables is conditional on previous human rights violations as well as on the strength of human rights compliance systems.     

Open source software (OSS) governance in the organisation

Going into the century's second decade, Open Source Software (OSS) is ubiquitous. But there remains a disconnect between OSS use and its effective management. In order to ensure that OSS is used in a way which complies with relevant licence requirements and reduces risk (for example, of adverse action from the OSS community and IP leakage through unintended application of the ‘copyleft’ terms of the GPL2); organisations should consider putting in place an effective OSS governance mechanism. OSS governance should take account of the people context, seeking to get buy-in from all stakeholder groups inside and outside the organisation. The high-level OSS strategy should then be agreed between the stakeholders, consistently with other statements of operational strategy. The next level down is the OSS policy statement, which should be clear, brief, event-driven, able to settle 80% of OSS decisions arising day to day and set out what information is to be collected and tracked. Finally, appropriate processes should be put in place to take the strain of OSS governance. Organisations should consider appointing an Open Source Compliance Officer and acquiring a software based indicator tool enabling a number of key governance processes (code review, setting agreed ‘do's and dont's’) to be automated.     

Compliance and non-compliance as sources of recognition: Slovakia and NATO

This article argues that there is a difference in what constitutes the sources of recognition prior to countries' membership in the Euro-Atlantic community represented by NATO and after countries become its members. While prior to membership, countries are recognized for their compliance with NATO standards and policies, upon membership countries get the opportunity to promote specific interests legitimately and may seek recognition via non-compliance with NATO mainstream.The paper explores this dynamic of recognition on the issue of Kosovo independence where Slovakia went from supporting NATO in its effort to protect civilians in Kosovo in the late 1990s to non-recognition of Kosovo in defiance of the majority of NATO member states less than a decade later. The crucial point proposed here is that there was a shift in how recognition by NATO worked prior to Slovakia's membership and upon membership in these frameworks. While prior to membership recognition was achieved by compliance and identification with NATO standpoints, policies and actions, upon membership, recognition is achieved by differentiation from these patterns. More generally, the study shows that NATO membership is a powerful source of conditionality in relation to future members and a powerful source of legitimacy in relation to current members' actions. While this has been discussed in the literature, the point here is that recognition in its various forms is an important driving force in these conditionality processes.     

Procedural Justice and Affect Intensity: Understanding Reactions to Regulatory Authorities

Why is it that some people respond in a more negative way to procedural injustice than do others, and why is it that some people go on to defy authority while others in the same situation do not? Personality theorists suggest that the psychological effect of a situation depends on how a person interprets the situation and that such differences in interpretation can vary as a function of individual difference factors. For example, affect intensity—one’s predisposition to react more or less emotionally to an event—is one such individual difference factor that has been shown to influence people’s reactions to events. Cross-sectional survey data collected from (a) 652 tax offenders who have been through a serious law enforcement experience (Study 1), and (b) 672 citizens with recent personal contact with a police officer (Study 2), showed that individual differences in ‘affect intensity’ moderate the effect of procedural justice on both affective reactions and compliance behavior. Specifically, perceptions of procedural justice had a greater effect in reducing anger and reports of non-compliance among those lower in affect intensity than those higher in affect intensity. Both methodological and theoretical explanations are offered to explain the results, including the suggestion that emotions of shame may play a role in the observed interaction.     

有效合规管理的两种模式

自我国监管部门引入合规监管方式以来,有效合规管理大体形成了两种相对独立的制度模式。其中,日常性合规管理是企业在行政监管部门的指导和监督下,以预防相关合规风险为主要出发点,建立常态化的合规管理体系;合规整改则是企业在行政机关、司法机关的执法压力下,或在国际组织采取制裁措施的情况下,以减轻处罚或者取消制裁为目标,针对业已暴露的违法、违规或犯罪行为,采取有针对性的合规整改措施。在确保企业有效防控合规风险方面,这两种合规管理模式各有其制度结构和公司治理功能,也存在着各自的优劣得失。在企业合规管理体系的建构方面,这两种模式既可以相互转化,也可以相互补充和完善。