Legislative Institutions as a Source of Party Leaders' Influence

Legislators' actions are influenced by party, constituency, and their own views, each weighted differently. Our survey of state legislators finds that legislator's own views are the strongest influence. We also find that institutions are an important source of party leaders' influence. Legislators in states where members rely more on party leaders—states without term limits, with less professional legislatures, and where the majority party controls the agenda—put more weight on leaders' preferences. Beyond direct party influence, the views of party leaders are preemptively incorporated into legislators' preferences when the rules of the legislature make party leaders more powerful.     

Legislative Behavior in Romania: The Effect of the 2008 Romanian Electoral Reform

This article analyzes the impact of electoral rules on legislators’ rate of vote defection from their party position in legislatures while accounting for how party‐leadership strength mediates this impact. To this end it looks at the effect of the 2008 Romanian electoral reform. The reform shifted the electoral system from a closed‐list proportional representation to one in which all candidates run in single‐member districts. The analysis finds that because party leaders have maintained their leverage intact, the impact of the reform was minimal, with legislators being more likely to defect in less important votes only, in which party leaders allow defection. Also, after the reform legislators are more likely to use other means to impress their voters, such as legislative initiation and cabinet questioning. These forms of behavior are more accepted by party leaders.     

Term Limits,Campaign Contributions,and the Distribution of Power in State Legislatures

Using campaign contributions to legislators as an indicator of member influence, we explore the impact of term limits on the distribution of power within state legislatures. Specifically, we perform a cross‐state comparison of the relative influence of party caucus leaders, committee chairs, and rank‐and‐file legislators before and after term limits. The results indicate that term limits diffuse power in state legislatures, both by decreasing average contributions to incumbents and by reducing the power of party caucus leaders relative to other members. The change in contribution levels across legislators in different chambers implies a shift in power to the upper chamber in states with term limits. Thus, the impact of term limits may be attenuated in a bicameral system.     

Incumbency Effects under Proportional Representation: Leaders and Backbenchers in the Postwar Italian Chamber of Deputies

We study incumbency effects for individual legislators from two political parties (Christian Democracy and the Italian Socialist Party) in Italy's lower house of representatives over 10 legislatures (1948–92) elected using open‐list proportional representation. Our analysis finds no reelection advantage for the average incumbent legislator. Only a tiny elite in each party successfully creates an incumbency advantage. We find incumbents advantaged for reselection by their political party. We interpret reselection advantage as a party loyalty premium. Our study depicts a political environment monopolized by party leaders who reward party loyalty but hamper legislators in appealing directly to voters.     

Doubling Down: Inequality in Responsiveness and the Policy Preferences of Elected Officials

Is bias in responsiveness to constituents conditional on the policy preferences of elected officials? The scholarly conventional wisdom is that constituency groups who do not receive policy representation still obtain some level of responsiveness by legislators outside of the policy realm. In contrast, we present a theory of preference‐induced responsiveness bias where constituency responsiveness by legislators is associated with legislator policy preferences. Elected officials who favor laws that could disproportionately impact minority groups are also less likely to engage in nonpolicy responsiveness to minority groups. We conducted a field experiment in 28 US legislative chambers. Legislators were randomly assigned to receive messages from Latino and white constituents. If legislators supported voter identification laws, Latino constituents were less likely to receive constituency communications from their legislators. There are significant implications regarding fairness in the democratic process when elected officials fail to represent disadvantaged constituency groups in both policy and nonpolicy realms.     

Corruption,Party Leaders,and Candidate Selection: Evidence from Italy

Research indicates that voters are not particularly effective at removing corrupt politicians from office, in part because voters make decisions on the basis of many competing factors. Party leaders are much more single-minded than voters and will choose to deselect implicated legislators if it means maintaining a positive party reputation and improving the odds of winning a legislative majority. We examine renominations to Italy’s legislature in two periods marked by corruption. We compare these renomination patterns with those from the prior legislature, when corruption lacked political salience. Our analysis shows that incumbent renominations are negatively associated with the number of press mentions that link the incumbent to corruption—but only when corruption is salient to the public. Our study highlights the importance of party leaders in forcing malfeasant legislators out of office—and reducing corruption—and redirects attention from voters to political elites as a critical channel in enforcing democratic accountability.     

The Effects of Term Limits on State Legislatures: A New Survey of the 50 States

Term limits on legislators were adopted in 21 states during the early 1990s. Beginning in 1996, the limits legally barred incumbents from reelection in 11 states, and they will do so in four more by 2010. In 2002, we conducted the only survey of legislators in all 50 states aimed at assessing the impact of term limits on state legislative representation. We found that term limits have virtually no effect on the types of people elected to office—whether measured by a range of demographic characteristics or by ideological predisposition—but they do have measurable impact on certain behaviors and priorities reported by legislators in the survey, and on the balance of power among various institutional actors in the arena of state politics. We characterize the biggest impact on behavior and priorities as a “Burkean shift,” whereby term‐limited legislators become less beholden to the constituents in their geographical districts and more attentive to other concerns. The reform also increases the power of the executive branch (governors and the bureaucracy) over legislative outcomes and weakens the influence of majority party leaders and committee chairs, albeit for different reasons.     

Driving Legislators' Policy Preferences: Constituent Commutes and Gas Taxes

Understanding differential policy costs across constituencies, and how they link to legislators' policy preferences, can facilitate policy changes that solve pressing problems. We examine the role of policy costs on constituents by studying legislator support for taxing gasoline. Analysis of survey responses from US state legislators, as well as of their voting records, shows that legislators whose constituents would be most affected by an increased gas tax—those whose constituents have longer commutes—are more likely to oppose higher gas taxes. Separately estimating the impact of time spent driving to work versus using public transit shows that the effect of commute times comes from those who have long drives, not from those who ride public transit, highlighting how the policy costs to constituents is a major driver in legislators' considerations. We finish the article by discussing the implications of our findings for combating climate change and for understanding policy feedbacks.     

National Party Efforts to Recruit State Legislators to Run for the U.S. House

We explore factors that influence the chances that a state legislator will be the target of national party recruitment to run for the U.S. House. Using data from a sample of legislators in 200 U.S. House districts, we find that national party contact reflects strategic considerations of party interests. State legislators serving in professional institutions and in competitive districts are most likely to be contacted by national party leaders. In addition, the analysis suggests that national party leaders may be sensitive to the potential costs to the state legislative party: legislators in institutions that are closely balanced between the parties are slightly less likely to be contacted.     

Partisan Infighting Among House Republicans: Leaders,Factions, and Networks of Interests

Congressional parties are commonly viewed as unified legislative teams, but recent intraparty battles have revealed serious ideological divisions within the House Republican caucus. Using annual ratings from nearly 300 interest groups, we estimate the ideological locations of Republican legislators in order to map their party's factional structure. Based on the distribution of interest‐group support from 2001 to 2012, we detect three Republican factions that we characterize as worker oriented, pro‐business, and ethno‐radical. We find that Republican leaders block bills by legislators in the worker and ethno‐radical subgroups and that they advance bills by members in the corporate faction.     

What Happens When House Members “Run with Congress”? The Electoral Consequences of Institutional Loyalty

This article characterizes the electoral consequences of messages of institutional loyalty and disloyalty sent by incumbent House members to their constituents. We show that, for the contemporary House, there is variation in these messages—not all incumbents in the contemporary House “run for Congress by running against Congress.” Moreover, we show that these messages can, under the right conditions, have significant electoral consequences, even after controlling for party affiliation and district political factors. In addition to demonstrating the electoral relevance of legislators' presentations, our results show an incumbent‐level link between constituents' trust in government and their voting behavior—a link created by interaction between constituents' perceptions, legislators' party affiliations, and the messages that legislators send to their constituents.     

How Parties Create Electoral Democracy,Chapter 2

Parties neither cease to exist nor cease to compete for office when the general election is over. Instead, a new round of competition begins, with legislators as voters and party leaders as candidates. The offices at stake are what we call “mega‐seats.” We consider the selection of three different types of mega‐seats—cabinet portfolios, seats on directing boards, and permanent committee chairs—in 57 democratic assemblies. If winning parties select the rules by which mega‐seats are chosen and those rules affect which parties can attain mega‐seats (one important payoff of “winning”), then parties and rules should coevolve in the long run. We find two main patterns relating to legislative party systems and a country's length of experience with democratic governance.     

Who Wins? Party Effects in Legislative Voting

Political scientists have long attempted to measure and describe the modest and contingent effects of party on the behavior of members of Congress. Recent efforts have extended the debate to the more specific question of whether or not party influences are sufficiently strong to move policy outcomes away from the median position. In this article, we specify four theories of legislative behavior. One is a preference‐based, or partyless, theory of behavior. This theory posits that there are no party effects independent of preferences and that equilibrium outcomes are located at the chamber's median. The other theories rely on different conceptions of the foundations of party effects and yield distinctive predictions about the legislators who will support bills on final passage votes. After testing, our conclusion is that strong party influences can be found in final passage voting in the House: the partyless theory receives little support, but a model based on majority party agenda control works well. Legislative outcomes are routinely on the majority party's side of the chamber median.     

Geographic Representation in Party‐Dominated Legislatures: A Quantitative Text Analysis of Parliamentary Questions in the German Bundestag

Political representation in European democracies is widely considered partisan and collectivist. This article, however, stresses that there is more to the representative process in European democracies than just its textbook version. It emphasizes the role of geographic representation as a complementary strategy in party‐dominated legislatures that is characterized by two distinct features. First, legislators employ distinct opportunities to participate in legislative contexts to signal attention to geographic constituents without disrupting party unity. Second, these activities are motivated by individual‐ and district‐level characteristics that supplement electoral‐system‐level sources of geographic representation. We empirically test and corroborate this argument for the German case on the basis of a content analysis of parliamentary questions in the 17th German Bundestag (2009–13). In this analysis, we show that higher levels of localness among legislators and higher levels of electoral volatility in districts result in increased geographic representation.     

Examining Parties as Procedural Cartels: Evidence from the U.S. States

Procedural cartel theory states that the majority party exerts influence over legislative outcomes through agenda control. This research tests predictions from the party cartel theory in five state legislatures. I assess party influence through comparison of term‐limited and nonterm‐limited legislators. I argue that term‐limited legislators (who are not seeking elective office) are no longer susceptible to party pressure, making them the perfect means to determine the existence of party influence. The results demonstrate that party influence is present in these legislatures. I find that party influence is magnified on the procedural, rather than final‐passage, voting record which is precisely where procedural cartel theory predicts. I find lower levels of ideological consistency and party discipline among members for whom the party leadership offers the least—those leaving elective office. These results provide support for party cartel theory, demonstrating further evidence of how parties matter in modern democracies.     

Electoral Strategy,Committee Membership,and Rent Seeking in the Taiwanese Legislature, 1992–2001

While the electoral system undoubtedly influences legislative behavior, it does not necessarily have a uniform effect on all legislators. In this article, I argue that the different strategies that candidates choose in the quest for office result in differing incentives once the candidates have been elected. In the Taiwanese context, candidates who adopt a campaign strategy based on organization will tend to engage in more rent‐seeking activities once in the legislature, in order to offset the heavy financial burden of this strategy. From 1992 to 2001, Taiwanese legislators whose votes were highly concentrated in a small number of precincts tended to serve significantly more time on committees with the most rent‐seeking opportunities than did legislators with far less concentrated support. Legislators whose votes were spread more evenly across the entire electoral district and legislators elected from the party lists tended to serve more time on committees with little rent‐seeking potential.     

Exchanging Favours: The Predominance of Casework in Legislators' Behaviour in Jordan and Lebanon

Responsiveness to constituents' demands and needs is considered an essential element of representation. Responsiveness takes several forms – service, allocation (casework), policies, and symbolic responses – and legislators usually respond to constituents using a combination of these means. However, this article discusses a category of Jordanian and Lebanese legislators, called ‘Favours legislators’, who respond to their constituents only through casework. These legislators use all tools available to them (party/parliamentary bloc, bureaucracy, and fellow legislators) to improve their access to services important to successful casework. Favours legislators assume that by providing a successful favour, constituents who received the favour will reciprocate in kind and vote and/or encourage others to vote for them.     

Rewarding Dysfunction: Interest Groups and Intended Legislative Failure

Why do majority parties choose to add extreme dead on arrival bills to their legislative agendas rather than enactable legislation? Majorities in Congress choose this strategy in order to accrue political support from their allied interest groups who reliably reward this legislative behavior. By examining all bills that receive floor consideration from 2003 through 2012, as well as interest group scorecards and campaign commercials, I find support for my theory. Dead‐on‐arrival bills generate electoral benefits for majority‐party lawmakers, are more politically valuable than other bills, and are more often used to credit rather than punish legislators.     

Women's Substantive Representation: Defending Feminist Interests or Women's Electoral Preferences?

To what extent does the inclusion of marginalised groups in policymaking institutions influence policy outcomes? This article examines whether and under which conditions female legislators are more likely to represent women's interests compared with male legislators. Building on the literature on women's substantive representation, it is argued that the advocacy of women's interests by female representatives depends on a number of factors, namely party affiliation, contact with women's organisations, electoral district, and seniority. This argument is evaluated using vote-level fixed-effect models based on a unique data set from a direct democratic context that combines representatives' voting behaviour, women's voting preferences, and recommendations from feminist groups. The findings show that female legislators defend feminist interests more than their male colleagues but that they only marginally respond to women's electoral preferences. Moreover, gender has its most visible effect within the populist party.     

The Role of Party: The Legislative Consequences of Partisan Electoral Competition

We examine the proposition that incentives for legislative organization can be explained by the nature of electoral competition. We argue that legislators in environments where parties are competitive for majority status are most likely to have delegated power to their leadership to constrain individualistic behavior within their party, which will in turn increase the spatial predictability of individual voting patterns. Using roll‐call votes and district‐level electoral data from the U.S. state legislatures, we show empirically that increased statewide interparty competition corresponds to more predictable voting behavior overall, while legislators from competitive districts and those in the minority party have less predictable behavior.