Research on the local regional similarity of automatic fingerprint identification system fingerprints based on close non-matches in a ten million people database—Taking the central region of whorl as an example

The local regional similarity of fingerprints has always been a hot issue in the field of fingerprint research. With the increasing size of ten-print databases, the appearance of close non-matches (CNMs) in automatic fingerprint identification system (AFIS) candidate lists has attracted increasing attention from forensic science departments worldwide. In this study, three categories (high-, medium-, and low-level) of standards for CNMs were established and 60 whorl samples were marked with different numbers of minutiae to explore the occurrence and influencing factors of CNMs in AFIS candidate lists based on a ten million people database. The results showed that all prints could be found with their corresponding CNMs. The average occurrence rate of CNMs for every query was 52.7% in the top 100 lists, and the most similar CNM was exactly the same in the local area of 12 coincidence points. CNMs appeared more in the middle and lower parts of the central region of the whorl. Moreover, shorter C2C distances and the same finger number and hand led to more CNMs being inspected. CNMs with higher similarity required a more extensive regional area and smaller minutiae density. We concluded that CNMs have a high occurrence rate in large-scale databases and many factors are closely related to them. Fingerprint examiners and researchers need to strengthen their understanding of CNMs to avoid the occurrence of misidentification like the Madrid bombings.     

Fingerprint Change: Not Visible,But Tangible

Hand–foot syndrome, a chemotherapy‐induced cutaneous toxicity, can cause an alteration in fingerprints causing a setback for cancer patients due to the occurrence of false rejections. A colon cancer patient was fingerprinted after not having been able to use fingerprint recognition devices after 6 months of adjuvant chemotherapy. The fingerprint images were digitally processed to improve fingerprint definition without altering the papillary design. No evidence of skin toxicity was present. Two months later, the situation returned to normal. The fingerprint evaluation conducted on 15 identification points highlighted the quantitative and qualitative fingerprint alteration details detected after the end of chemotherapy and 2 months later. Fingerprint alteration during chemotherapy has been reported, but to our knowledge, this particular case is the first ever reported without evident clinical signs. Alternative fingerprint identification methods as well as improved biometric identification systems are needed in case of unexpected situations.     

Response Assessment of Thermal Papers from Four Continents to Fingerprint Development by Heat

Latent fingerprint deposits on thermal paper sourced from the U.S., China, the U.K., and Australia have been visualized by heating. U.S. and Chinese sourced paper produced two distinct types of fingerprint development. In one type (type 1), the paper dye colors where the deposit is present (as previously reported) and in the other type (type 2) the ‘inverse’ of this gives paper coloring only in areas not coincident with the deposit. Both development types gave identifiable fingerprints, the majority fading within 24 h of heating. Fingerprint development from U.K. and Australian sourced paper was exclusively type 1 and resistant to fading. Temperatures for fingerprint visualization were higher for U.S. paper (64–71°C) and Chinese paper (75–95°C) than for U.K. and Australian sourced paper (43–50°C). Particularly for Chinese sourced paper, these temperatures were within a few degrees of the normal paper color temperature. A mechanism for type 2 fingerprint development is proposed.     

Photo‐ and Thermal‐Degradation Studies of Select Eccrine Fingerprint Constituents

Abstract: Photo‐ and thermal‐degradation studies on eccrine fingerprint components are presented herein. Dilute distinct solutions of urea, lactic acid, and seven amino acids were deposited on steel coupons and Teflon^® disks, exposed to artificial sunlight or heat, extracted, and analyzed. This aim of this study was to determine whether the investigated eccrine components, previously determined to be Raman active for a parallel study, experienced photo‐ or thermally induced degradation, and if so, to determine the rate and identify any detectable products. Neither the amino acids nor urea exhibited photo‐degradation; however, when heated for a period of three minutes, the onset of thermal‐degradation was initiated at 100°C for the amino acids and 100°C for urea. Lactic acid, the major polymerization initiator of superglue fuming, showed photochemical and thermal‐degradation. These results could be used for future development of new latent fingerprint visualization methods, especially when lactic acid is degraded.     

Interpretation of glass composition measurements: the effects of match criteria on discrimination capability

The concentrations of ten elements in 209 unrelated glass specimens received as evidence were used to assess the frequencies of errors of false association (Type II errors) using several comparison criteria at specified significance levels (Type I errors). Pairwise comparisons of the samples using either the equal-variance t-test or Welch's modification (unequal variances) result in a small number of errors of false association, even when adjusting the significance level (Bonferroni correction) for multivariate comparisons. At the 95% confidence level (overall Type I error of 0.05, or individual element comparison error of 0.005), only two Type II errors are made in 21736 comparisons (0.009%) when using the equal-variance t-test for comparison of sample means. In this study, the range overlap test using three replicate measurements per specimen results in no errors of false association. Most specimen pairs in this data set are readily discriminated either by differences in the concentrations of several elements or by an extremely large difference in the concentrations of one or more element.     

Evaluation of Four Fingerprint Development Methods for Touch Chemistry Using Matrix‐Assisted Laser Desorption Ionization/Time‐of‐Flight Mass Spectrometry,

Four preparation techniques for MALDI/TOF mass spectrometry were compared to determine the ability to gather intelligence for investigations through the chemical analysis of latent fingerprints, defined as “touch chemistry.” Compatible fingerprint development processes used for identification along with new techniques are necessary to evaluate touch chemistry. Ten volunteers deposited fingerprints from solvent residues containing drugs and explosives onto microscope slides. The developers included (A) fingerprint powder, (B) MALDI matrix, (C) fingerprint powder and lifting, and (D) cyanoacrylate fuming with fingerprint powder. Qualitative identification was based on ion images and spectra. The highest average detection rates (88%) were found using methods A and B. Methods C (52%) or D (18%) had limited success. Results demonstrate the importance of imaging coupled to extracted mass spectral data in detecting analytes in deposited fingerprints. Overall, the results suggest continued development of touch chemistry applications could prove useful for gathering intelligence and forensically relevant information.     

Performance Study of a Score‐based Likelihood Ratio System for Forensic Fingermark Comparison

In this article, the performance of a score‐based likelihood ratio (LR) system for comparisons of fingerprints with fingermarks is studied. The system is based on an automated fingerprint identification system (AFIS) comparison algorithm and focuses on fingerprint comparisons where the fingermarks contain 6–11 minutiae. The hypotheses under consideration are evaluated at the level of the person, not the finger. The LRs are presented with bootstrap intervals indicating the sampling uncertainty involved. Several aspects of the performance are measured: leave‐one‐out cross‐validation is applied, and rates of misleading evidence are studied in two ways. A simulation study is performed to study the coverage of the bootstrap intervals. The results indicate that the evidential strength for same source comparisons that do not meet the Dutch twelve‐point standard may be substantial. The methods used can be generalized to measure the performance of score‐based LR systems in other fields of forensic science.     

Adapting the Chumbley Score to Match Striae on Land Engraved Areas (LEAs) of Bullets,

The same‐source problem remains a major challenge in forensic toolmark and firearm examination. Here, we investigate the applicability of the Chumbley method (J Forensic Sci, 2018, 63, 849; J Forensic Sci, 2010, 55, 953) (10,12), developed for screwdriver markings, for same‐source identification of striations on bullet LEAs. The Hamby datasets 44 and 252 measured by NIST and CSAFE (high‐resolution scans) are used here. We provide methods to identify parameters that minimize error rates for matching of LEAs, and a remedial algorithm to alleviate the problem of failed tests, while increasing the power of the test and reducing error rates. For 85,491 land‐to‐land comparisons (84,235 known nonmatches and 1256 known matches), the adapted test does not provide a result in 176 situations (originally more than 500). The Type I and Type II error rates are 7.2% (6105 out of 84,235) and 21.4% (271 out of 1256), respectively. This puts the proposed method on similar footing as other single‐feature matching approaches in the literature.     

The effect of event context on children's recall of non‐experienced events across multiple interviews

Purpose. The current study examined whether young children's willingness to assent to, and provide details about, a false (non‐experienced) activity differs depending on whether the activity was allegedly embedded within (a) a specific event or (b) a broad (non‐specified) time frame. Method. Ninety‐nine children aged 4–5 years (from both low and high socio‐economic backgrounds) either (a) participated in a staged event that consisted of two activities or (b) did not participate in the staged event. One or two days later, all children were given false suggestions about a non‐experienced (false) activity that had either high or low plausibility. Approximately 8, 15, and 22 days after the event, children were asked to recall the activities, and to answer a series of specific cued‐recall questions. Results. There was no effect of event context on assent rates, and the rate at which children reported interviewer suggestions. However, children who participated in the staged event provided fewer details about the false activity. Further, among those children who assented to the false activity, fewer subjects, objects, actions, temporal markers, locations, fantastic/improbable details, and confabulation errors were reported when the activity was embedded within the specific staged event. Conclusion. The degree of error in children's accounts of a completely false activity is reduced when the activity is suggested to have occurred within a specified event as opposed to a broad (non‐specified) time frame.     

Surface Modification for the Collection and Identification of Fingerprints and Colorimetric Detection of Urea Nitrate

Glass surfaces were modified with a combination of dyes and reagents to allow for the potential simultaneous recording of a detailed fingerprint and the detection of the explosive urea nitrate (UN), as a proof of principle of surface modification for simultaneous linking of identity to manipulation of explosives. By coating microscope slides with 9,10‐diphenylanthracene (DPA), p‐dimethylaminobenzaldehyde (p‐DMAB) and p‐dimethylaminocinnamaldehyde (p‐DMAC), a colorimetric change was observed in the presence of UN, while revealing a fingerprint with enough resolution to isolate at least 10 minutiae. This is the first step in creating point‐of‐care devices capable of detecting low concentrations of explosives and drug metabolites and connecting them to a fingerprint.     

Fluorescence of 1,2‐Indanedione with Amino Acids Present in the Fingerprint Residue: Application in Gender Determination

1,2‐indanedione is used for latent fingerprint visualization on porous surfaces. In this paper, fluorescence spectra of 1,2‐indanedione after reacting with 21 individual amino acids present in latent fingerprints residue were measured in water‐methanol solutions. The fluorescence intensity depends on the amino acid used, while the fluorescence peak does not change much. The concentration of amino acids in fingerprint residue in females is almost the double of their concentration in males. This property combined with fluorescence of 1,2‐indanedione‐amino acids compounds is used for gender determination, by comparing the fluorescence intensity peaks in the same experimental conditions. In this preliminary study, the fluorescence signal from the samples representing females was almost two times the signal for samples representing males. In addition to the reduction by almost 50% of the number of suspects in a criminal research case, these results could be helpful in gaining some knowledge about the papillary residue composition.     

An Improved Version of a Tool Mark Comparison Algorithm

Chumbley et al. (2010) described a statistically based algorithm for comparing pairs of tool marks. They presented empirical evidence that the algorithm produces well‐separated similarity score values for “matching” and “non‐matching” pairs of tool marks. However, the algorithm has two substantial weaknesses. First, it is “uncalibrated” in the sense that error rates can be determined only through empirical investigation. Second, it relies on a randomized test and can lead to different similarity scores when the algorithm is repeatedly applied to the same pair of tool marks. We present an improved version of the procedure, which eliminates the randomized scores and yields more consistent and predictable error rate control. This is accomplished by replacement of a random sampling step from the original algorithm with a deterministic process. We demonstrate the improved algorithm and compare its performance to the original by applying to known “matching” and “non‐matching” pairs of tool marks.     

Identification of Risk Factors for Self‐Injurious Behavior in Male Prisoners*

Abstract: Male prisoners with (n = 132) and without (n = 132) histories of engaging in self‐injurious behavior (SIB) were matched on conviction prefix and custody level. Conditional logistic regression revealed that a combination of risk factors from domains defined by developmental, offense history, mental health, and institutional functioning factors correctly classified 93% of the prisoners in the sample (ROC AUC = 0.89, S.E. = 0.005, p < 0.0001). Model specificity was 92.6% and sensitivity was 95.3%. False positive and false negative rates were 2.3% and 3.4%, respectively. Implications for the assessment of prisoners at risk for SIB as well as suggested future directions for SIB prisoner research are discussed.     

NFIQ 2.0用于指纹质量控制的可行性及方法

目的测试NFIQ 2.0标准计算指纹质量评分模块在活体采集和油墨捺印指纹质量控制上的可靠性,研究利用NFIQ 2.0指纹分值综合判断指纹质量的可行性和在实际工作中的使用方法。方法一是利用NFIQ 2.0模块接口程序结合VS2015 C#编程语言制作指纹质量评分软件。二是记录20张指纹图片放置在采集框上、下、左、右、中五个位置时NFIQ 2.0的分值,计算平均偏差、最大偏差和相对偏差。三是对在指纹数据库中随机选出的1334枚活体采集和油墨捺印指纹(8位灰度、500 dpi BMP格式指纹图片)进行评分,将得出的分值与通过人工检查该1334枚指纹在指纹系统中自动提取的特征所计算的特征准确率,形成线条图并制作拟合线,通过线条图和拟合线研究NFIQ 2.0分值与特征准确率之间存在的关系。结果从平均偏差、最大偏差和相对偏差分析,指纹图片放置位置对NFIQ 2.0分值的影响很小。利用线条图和拟合线进行统计时,NFIQ 2.0分值与特征准确率之间呈现出一定的对应关系,NFIQ 2.0分值高的指纹,系统自动提取的特征准确性相对较高,反之相对较低。并且,分值在41~100之间时,特征准确率稳定在80%以上。结论NFIQ 2.0标准计算指纹质量评分模块可以用于大批量活体采集和油墨捺印指纹的辅助质量检测,在实际工作中可将NFIQ 2.0模块嵌入活体采集软件和指纹系统档卡扫描中,设定合理的阈值,对提高指纹采集的质量检测效率和提升指纹采集质量将有较大帮助。     

指纹鉴定标准研究

通过对国内学术界关于指纹鉴定标准构建的几种思路的分析,经综合比较,选择符合点＂数量＂思路作进一步探讨。在简要分析国外指纹鉴定＂数量＂标准研究概况基础上,尝试提出新的＂指纹特征组合概率计算模型＂,并以概率计算方式论证了8个符合点作为鉴定标准的合理性,由此得出一些对指纹鉴定工作可能有现实意义的结论。     

A Simple Computer‐assisted Quantification of Contrast in a Fingerprint

A simple method for quantification of contrast in a fingerprint is proposed. Contrast is defined as the average difference in intensity of pixels between valleys and ridges in a fingerprint. It is quantified from a scanner‐acquired image of the fingerprint using a histogram function of Adobe Photoshop. The method was validated with black inked prints and marks developed with aluminum powder. Moreover, we tested resistance of the method to rater‐dependent errors and dependence of the measurements on the resolution of an image and the model of the scanner. For both groups of fingerprints, the method gave coherent and easily interpretable quantitative values for contrast. There were no significant differences between measurements performed by different raters and by the same rater in a test–retest procedure. However, the method was found to be instrument dependent, as measurements were significantly affected by image resolution and the model of the scanner.     

Visualization of Aged Fingerprints with an Ultraviolet Laser

Detection of aged fingerprints is difficult because they can degrade over time with exposure to light, moisture, and temperature. In this study, aging fingerprints were visualized by time‐resolved spectroscopy with an ultraviolet‐pulsed laser. Fingerprints were prepared on glass slides and paper and then stored under three lighting conditions and two humidity conditions for up to a year. The fluorescence intensities of the fingerprints decreased with time. Samples were stored in the dark degraded less than in sunlight or under a fluorescent lamp. Samples were stored under low humidity degraded less than under moderate humidity. As the storage period increased, a fluorescence emission peak appeared that was at a longer wavelength than the peak visible in earlier spectra. This peak was used for visualization of an aged fingerprint over time. An image of the fingerprint was not initially visible, but an image appeared as the time since deposition of the fingerprint increased.     

纸张上潜在手印三种前处理方法对DNA检验的影响

目的通过比较常见纸张上潜在手印盲提法与显现后精准提取法的接触DNA检出率,探讨常见纸张上接触DNA前处理的优选方案。方法比较五种常见纸张上使用盲提法和显现潜在手印(茚二酮显现法、茚三酮熏显法)后精准提取法采集的接触DNA样本检出率。结果粗糙日历纸盲提的接触DNA检出率为17.8%,通过茚二酮法和茚三酮法显现的潜在手印所提取的DNA检出率分别为75.6%、77.8%;光滑日历纸三种方法所提取的接触DNA检出率为4.4%、11.1%、11.1%;A4复印纸三种方法接触DNA检出率为20%、37.8%、66.7%;牛皮纸三种方法接触DNA检出率为20%、68.9%、64.4%;快递纸袋的三种方法接触DNA检出率为2.2%、6.7%、46.7%。结论不同纸张上潜在手印经显现后接触DNA检出率不同,通过茚二酮或茚三酮显示潜在手印后精准提取DNA的前处理方法相较于盲提法的接触DNA检出率高。实战中可应用此类方法同时获得手印与DNA分型,以有效提高证据力。     

Error Rates in Forensic Child Sexual Abuse Evaluations

When mental health, medical, and social work professionals and paraprofessionals make false positive or false negative errors in their judgments about the validity of allegations of child sexual abuse, the consequences can be catastrophic for the affected children and adults. Because of the high stakes, practitioners, legal decision makers, and policy makers should have some idea of the magnitude and variability of error rates in this domain. A novel approach was used to estimate individual error rates for 110 professionals (psychologists, physicians, social workers, and others) who conduct or participate in forensic child sexual abuse evaluations. The median estimated false positive and false negative error rates were 0.18 and 0.36, respectively. Estimated error rates varied markedly from one participant to the next. For example, the false positive error rate estimates ranged from 0.00 to 0.83. These estimates are based on participants’ self-reported substantiation rates and on their subjective frequency distributions for the probability of truth for the abuse allegations they evaluate.     

间接免疫酶组化法检测人指纹ABO血型

建立一套测定人指纹 ABO血型的方法体系。运用间接免疫酶技术和免疫印迹技术 ,对指纹胶纸提取的指纹、银粉显现提取的指纹、直接转移至硝酸纤维素膜 (NC膜 )上的指纹、银粉显现转移至 NC膜上的指纹、“5 0 2”胶熏显转移至 NC膜上的指纹等进行 ABO血型检测。上述 5种方法采集的 2 12枚指纹 ,绝大部分能正确地检出 ABO血型 ,检出率为 90 %～ 93.8% ;未能检出的样本为非分泌型人指纹。应用间接免疫酶技术及免疫印迹技术测定人指纹的 ABO血型的方法具有特异性强、准确可靠、检测方便等优点 ,在法庭科学中易推广应用 ,并能发挥重要的作用